Higher-order thought theories of consciousness attempt to explain what it takes for a mental state to be conscious, rather than unconscious, by means of a HOT that represents oneself as being in the state in question. Rosenthal Consciousness and the self: new essays, Cambridge University Press, Cambridge, 2011) stresses that the way we are aware of our own conscious states requires essentially indexical self-reference. The challenge for defenders of HOT theories is to show that there is a way (...) to explain the required reference-fixing mechanisms that is compatible with the theory. According to Rosenthal, the reference to oneself as such is grounded in the disposition to identify the individual the HOT refers to as the individual who has that HOT. I argue that this leads to a vicious infinite regress on the more than plausible assumption that our cognitive capacities are limited. This leaves such theories without a foundation, since self-reference is thought essential to consciousness. (shrink)

Currently, one of the most influential theories of consciousness is Rosenthal's version of higher-order-thought (HOT). We argue that the HOT theory allows for two distinct interpretations: a one-component and a two-component view. We further argue that the two-component view is more consistent with his effort to promote HOT as an explanatory theory suitable for application to the empirical sciences. Unfortunately, the two-component view seems incapable of handling a group of counterexamples that we refer to as cases of radical (...) confabulation. We begin by introducing the HOT theory and by indicating why we believe it is open to distinct interpretations. We then proceed to show that it is incapable of handling cases of radical confabulation. Finally, in the course of considering various possible responses to our position, we show that adoption of a disjunctive strategy, one that would countenance both one-component and two-component versions, would fail to provide any empirical or explanatory advantage. (shrink)

The higher-order thought (HOT) theory of consciousness is a reductive representational theory of consciousness which says that what makes a mental state conscious is that there is a suitable HOT directed at that mental state. Although it seems that any neural realization of the theory must be somewhat widely distributed in the brain, it remains unclear just how widely distributed it needs to be. In section I, I provide some background and define some key terms. In section II, (...) I argue against the view that HOT theory should treat first-order (i.e. world-directed) conscious states as requiring prefrontal cortical activity though it is reasonable to suppose that conscious states are realized in the brain. In section III, I then explore some of the key background metaphysical issues involved in understanding the nature of consciousness, such as the debate between realism and idealism as well as the prospects for solving the so-called “hard problem” of consciousness. Some of the differences in question often mirror the traditional differences between Western and Eastern perspectives on the nature of consciousness. Overall, I argue that some form of realism and physicalism is more plausible than the opposing views. I also argue that materialists (and especially HOT theorists) can offer plausible replies to the hard problem. (shrink)

Consciousness is the subject of many metaphors, and one of the most hardy perennials compares consciousness to a spotlight, illuminating certain mental goings-on, while leaving others to do their work in the dark. One way of elaborating the spotlight metaphor is this: mental events are loaded on to one end of a conveyer belt by the senses, and move with the belt.

According to Rosenthal’s Higher-Order Thought (HOT) theory of consciousness, first-order mental states become conscious only when they are targeted by HOTs that necessarily represent the states as belonging to self. On this view a state represented as belonging to someone distinct from self could not be a conscious state. Rosenthal develops this view in terms of what he calls the ‘thin immunity principle’ (TIP). According to TIP, when I experience a conscious state, I cannot be wrong about (...) whether it is I who I think is in that state. We first suggest that TIP is a direct consequence of the HOT theory. Next we argue that somatoparaphrenia—a pathology in which sensations are sometimes represented as belonging to other people—shows that TIP can be violated. This violation of TIP in turn shows that the HOT theory’s claim that conscious states are necessarily represented as belonging to self is in error. Rosenthal’s attempt to account for pathological cases is found to be inadequate when applied to somatoparaphrenia, and other possible defenses are also shown to be incapable of preserving TIP. We further conclude by suggesting that the HOT theory’s failing in this regard is not a failing that is peculiar to this theory of consciousness. (shrink)

David Rosenthal's higher-order thought theory is one of the most widely argued for of the higher-order accounts of consciousness. I argue that Rosenthal vacillates between two models of the HOT theory. First, I argue that these models employ different concepts of 'state consciousness'; the two concepts each refer to mental state tokens, but in virtue of different properties. In one model, the concept of 'state consciousness' is more consistent with how the term is typically used, both (...) by philosophers and scientists, and in commonsense usage. This model, however, also has its problems. In the second part of the paper, I develop a modified version of Rosenthal's transitivity principle, thereby avoiding some complications that stem from the original transitivity principle. I suggest that Rosenthal occasionally employs this modified model himself, and that the inconsistency identified in the first section of this paper might really reflect Rosenthal's vacillation between these two versions of the transitivity principle. I offer one explanation for how this equivocation may have occurred. These two versions would result if articulations of the transitivity principle employed the term 'mental state' inconsistently, to refer on some occasions merely to mental state types, and on others, to tokened mental states. I conclude by arguing, contrary to Rosenthal and others, that the theory is not incompatible with view that conscious states are uniquely casual efficacious. (shrink)

According to David Rosenthal’s higher-order thought (HOT) theory of consciousness, a mental state is conscious just in case one is aware of being in that state via a suitable HOT. Jesse Mulder (2016) recently objects: though HOT theory holds that conscious states are states that it seems to one that one is in, the view seems unable to explain how HOTs engender such seemings. I clarify here how HOT theory can adequately explain the relevant mental appearances, illustrating the (...) explanatory power of HOT theory. (shrink)

Experiences, by definition, have phenomenal character. But many experiences have a specific type of phenomenal character: presentational character. While both visual experience and conscious thought make us aware of their objects, only in visual experience do objects seem present before the mind and available for direct access. I argue that Higher-Order Thought (HOT) theories of consciousness have a particularly steep hill to climb in accommodating presentational character.

According to what Birch (2022) calls the theory-heavy approach to investigating nonhuman-animal consciousness, we select one of the well-developed theories of consciousness currently debated within contemporary cognitive science and investigate whether animals exhibit the neural structures or cognitive abilities posited by that theory as sufficient for consciousness. Birch argues, however, that this approach is in general problematic because it faces what he dubs the dilemma of demandingness—roughly, that we cannot use theories that are based on the human case to assess (...) consciousness in nonhuman animals and vice versa. We argue here that, though this dilemma may problematize the application of many current accounts of consciousness to nonhuman animals, it does not challenge the use of standard versions of the higher-order thought theory (“HOTT”) of consciousness, according to which a creature is in a conscious mental state just in case it is aware of being in that state via a suitable higher-order thought (“HOT”). We show this in two ways. First, we argue that, unlike many extant theories of consciousness, HOTT is typically motivated by a commonsense, and more importantly, neutral condition on consciousness that applies to humans and animals alike. Second, we offer new empirical and theoretical reasons to think that many nonhuman animals possess the relevant HOTs necessary for consciousness. Considering these issues not only reveals the explanatory power of HOTT and some of its advantages over rival accounts, but also enables us to further extend and clarify the theory. (shrink)

Somatoparaphrenia is a pathology of self characterized by the sense of alienaton from parts of one’s body. It is usually construed as a kind of delusional disorder caused by extensive right hemisphere lesions. Lesions in the temporoparietal junction are common in somatoparaphrenia but deep cortical regions (for example, the posterior insula) and subcortical regions (for example, the basal ganglia) are also sometimes implicated (Valler and Ronschi 2009). Patients are often described as feeling that a limb belongs to another person and (...) thus attribute ownership of the limb and bodily sensation to someone else. There is also some question as to whether or not the higher-order thought (HOT) theory of consciousness can plausibly account for the depersonalization psychopathology of somatoparaphrenia (Liang and Lane 2009, Rosenthal 2010, Lane and Liang 2010). Liang and Lane argue that it cannot. The HOT theory of consciousness says that what makes a mental state a conscious mental state is that it is the target of a HOT to the effect that “I am in mental state M” (Rosenthal 2005, Gennaro 2012). When the HOT is itself is unconscious, the conscious state is still outer-directed. When the HOT is conscious, we have introspection and so the conscious thought is directed at the mental state. In section I, I briefly review the previous exchange between Lane and Liang and David Rosenthal. In section II, I further explore somatoparaphrenia and the nature of delusion while offering a number of additional replies to Lane and Liang. In section III, I examine the central notions of “mental state ownership” and “self-concepts” in an effort to account especially for the depersonalization aspect of somatoparaphrenia against the background of HOT theory. In section IV, I argue that to the extent that somatoparaphrenia casts doubt on the notion that some thoughts are “immune to error through misidentification” (IEM), the most fundamental aspect of IEM is still consistent with HOT theory. Overall, I argue that HOT theory is left unscathed by the pheneomenon of somatoparaphrenia and can even help to explain what happens in these cases. (shrink)

Mental ownership concerns who experiences a mental state. According to David Rosenthal (2005: 342), the proper way to characterize mental ownership is: ‘being conscious of a state as present is being conscious of it as belonging to somebody. And being conscious of a state as belonging to somebody other than oneself would plainly not make it a conscious state’. In other words, if a mental state is consciously present to a subject in virtue of a higher-order thought (HOT), (...) then the HOT necessarily representsthe subject as the owner of the state. But, we contend, one of the lessons to be learned from pathological states like somatoparaphrenia is that conscious awareness of a mental state does not guarantee first-person ownership. That is to say, conscious presence does not imply mental ownership. (shrink)

Various psychopathologies of self-awareness, such as somatoparaphrenia and thought insertion in schizophrenia, might seem to threaten the viability of the higher-order thought (HOT) theory of consciousness since it requires a HOT about one’s own mental state to accompany every conscious state. The HOT theory of consciousness says that what makes a mental state a conscious mental state is that there is a HOT to the effect that “I am in mental state M” (Rosenthal 2005, Gennaro 2012). In a (...) previous publication (Gennaro 2015), I argued that a HOT theorist can adequately respond to this concern with respect to somatoparaphrenia. Somatoparaphrenia is a “depersonalization disorder” which is characterized by the sense of alienation from parts of one’s body. It is a bizarre type of body delusion where one denies ownership of a limb or an entire side of one’s body. My focus in the chapter, however, is on “inserted thoughts” which is a common symptom of schizophrenia, although it will also be useful to contrast it with somatoparaphrenia. Schizophrenia is a mental disorder which most commonly manifests itself through auditory hallucinations, paranoid or bizarre delusions, or disorganized speech and thinking. Thought insertion is the delusion that some thoughts are not “one’s own” in some sense or are somehow being inserted into one’s mind by someone else. Graham and Stephens (2000), for example, have suggested that thought insertion should be understood as alienated self-consciousness or meta-representation. I argue that HOT theory has nothing to fear from this phenomenon either and can consistently explain what happens in this admittedly unusual case. (shrink)

David Rosenthal’s higher-order thought theory says that for a mental state to be conscious, it must be accompanied by a higher-order thought about that state. One objection to Rosenthal’s account is that HOTs do not secure what Sydney Shoemaker has called ‘immunity to error through misidentification’. I will argue that Rosenthal’s discussion of dissociative identity order fails to salvage his account from this objection and that his thin immunity principle is in tension with cases of (...) somatoparaphrenia. Rather than showing that self-awareness consists in identification, an examination of the delusions of disownership found in dissociative identity disorder and somatoparaphrenia lends support to IEM and highlights an important distinction between perspectival ownership and personal ownership. (shrink)

This paper makes a comparison between naturalist and non-naturalist theories of consciousness with respect to their explanatory merits. It focuses on David Rosenthal's higher-order thought theory, arguing that the motives for higher-order theories are based on a confusion of three distinct meanings of the term 'intrinsic'. The explanatory power of HOT theories is compared with that of an alternative nonrepresentational theory, offered as an example of a naturalistic account. The latter is found overall to have more (...) virtues and less shortcomings that the higher-order theory. (shrink)

This paper argues that higher‐order thought (HOT) models of consciousness face serious logical problems. The precise form these problems take varies depending on whether HOT models are understood as attempts to explicate the concept of (intransitive state) consciousness or as attempts to identify the property in virtue of which mental states are (intransitively) conscious. Understood in the former way, HOT models face a problem of circularity. Understood in the latter way, such models face a problem of regress.

Higher-order thought (HOT) theory says that a mental state is conscious when and only when represented by a conceptual, belief-like mental state. Plausibly, HOT theory predicts the impairment of HOT-producing brain areas to cause significant deficits in consciousness. This means that HOT theory can be refuted by identifying those brain areas that are candidates for producing HOTs, then showing that damage to these areas never produces the expected deficits of consciousness. Building this refutation is a work-in-progress, with several (...) key components of it already existing in the literature (e.g., Boly et al. in J Neurosci 37(40):9603–9613, 2017; Kozuch in Mind Lang, 37(5):790–813, 2022). This article pulls together and supplements these earlier components so as to provide a comprehensive lesion-based argument against HOT theory, one which offers extra data and arguments in support of it, and which also addresses common objections. (shrink)

Over many years and in many publications David Rosenthal has developed, defended and applied his justly well-known higher-order thought theory of consciousness.2 In this paper I explain the theory, then provide a brief history of a major objection to it. I suggest that this objection is ultimately ineffectual, but that behind it lies a reason to look beyond Rosenthal's theory to another sort of HOT theory. I then offer my own HOT theory as a suitable alternative, before concluding (...) in a final section. Resumo Durante muitos anos, e em muitas publicações, David Rosenthal desenvolveu, defendeu e aplicou sua justamente reconhecida teoria da consciência, intitulada high-order thought. Neste artigo, explico a teoria e, em seguida, forneço uma breve história de uma objeção maior feita a ela. Sugiro que essa objeção é, em última análise, ineficaz, mas que por trás disso há uma razão para olhar além da teoria de Rosenthal, para outro tipo de teoria HOT. Então ofereço minha própria teoria HOT como uma alternativa adequada, antes de concluir, em uma seção final, a respeito de questões filosóficas aqui envolvidas. (shrink)

Consciousness is arguably the most important area within contemporary philosophy of mind and perhaps the most puzzling aspect of the world. Despite an explosion of research from philosophers, psychologists, and scientists, attempts to explain consciousness in neurophysiological, or even cognitive, terms are often met with great resistance. In The Consciousness Paradox, Rocco Gennaro aims to solve an underlying paradox, namely, how it is possible to hold a number of seemingly inconsistent views, including higher-order thought (HOT) theory, conceptualism, infant (...) and animal consciousness, concept acquisition, and what he calls the HOT-brain thesis. He defends and further develops a metapsychological reductive representational theory of consciousness and applies it to several importantly related problems. Gennaro proposes a version of the HOT theory of consciousness that he calls the "wide intrinsicality view" and shows why it is superior to various alternatives, such as self-representationalism and first-order representationalism. HOT theory says that what makes a mental state conscious is that a suitable higher-order thought is directed at that mental state. -/- Thus Gennaro argues for an overall philosophical theory of consciousness while applying it to other significant issues not usually addressed in the philosophical literature on consciousness. Most cognitive science and empirical works on such topics as concepts and animal consciousness do not address central philosophical theories of consciousness. Gennaro’s integration of empirical and philosophical concerns will make his argument of interest to both philosophers and nonphilosophers. (shrink)

Among our conscious states are conscious thoughts. The question at the center of the recent growing literature on cognitive phenomenology is this: In consciously thinking P, is there thereby any phenomenology—is there something it’s like? One way of clarifying the question is to say that it concerns whether there is any proprietary phenomenology associated with conscious thought. Is there any phenomenology due to thinking, as opposed to phenomenology that is due to some co-occurring sensation or mental image? In this (...) paper we will present two arguments that a “yes” answer to this question of cognitive phenomenology can be obtained via appeal to the HOT theory of consciousness, especially the version articulated and defended by David Rosenthal. (shrink)

If not a paradox, consciousness is at least an enigma. Many believe consciousness is hard to have, whereas others are panpsychists. Many hold that consciousness is hard to understand, perhaps impossibly so, whereas others believe we already have available an adequate general understanding of consciousness. Rocco Gennaro belongs to the second camp, and in this important work he explains why.In The Paradox of Consciousness, Gennaro develops and defends a higher-order thought (HOT) theory of consciousness. A HOT theory is (...) an alternative to theories that consciousness depends on a “global workplace” that integrates and processes data from multiple sense modalities, or that what makes a conscious first-order mental state is what the state represents (“representationalism”). Any of these causal/computational theories has the great advantage over, say, quantum approaches, of providing a large-scale blueprint for actually designing a system that, if the theory is correct, would be conscious. T .. (shrink)

An overview of higher-order representational theories of consciousness. Representational theories of consciousness attempt to reduce consciousness to “mental representations” rather than directly to neural or other physical states. This approach has been fairly popular over the past few decades. Examples include first-order representationalism (FOR) which attempts to explain conscious experience primarily in terms of world-directed (or first-order) intentional states (Tye 2005) as well as several versions of higher-order representationalism (HOR) which holds that what makes (...) a mental state M conscious is that it is the object of some kind of higher-order mental state directed at M. The primary focus of this entry is on HOR and especially higher-order thought (HOT) theory. The key question that should be answered by any theory of consciousness is: What makes a mental state a conscious mental state? Section 1 introduces the overall representationalist approach to consciousness and briefly discuss Tye’s FOR. Section 2 presents three major versions of HOR: higher-order thought theory, dispositional higher-order thought theory, and higher-order perception theory. In section 3, a number of common and important objections and replies are presented. Section 4 briefly outlines a close connection between HOT theory and conceptualism, that is, the claim that the representational content of a perceptual experience is entirely determined by the conceptual capacities the perceiver brings to bear in her experience. Section 5 examines several hybrid higher-order and “self-representational” theories of consciousness which all hold that conscious states are self-directed in some way. Section 6 addresses the potentially damaging claim that HOT theory requires neural activity in the prefrontal cortex (PFC) in order for one to have conscious states. (shrink)

Higher-Order (HO) theories of consciousness have in common the idea that what makes a mental state conscious is that it is the object of some kind of higher-order representation. This volume presents fourteen previously unpublished essays both defending and criticizing this approach to the problem of consciousness. It is the first anthology devoted entirely to HO theories of consciousness. There are several kinds of HO theory, such as the HOT (higher-order thought) and HOP ( (...) class='Hi'>higher-order perception) models, and each is discussed and debated. Part One contains essays by authors who defend some form of HO theory. Part Two includes papers by those who are critics of the HO approach. Some of the topics covered include animal consciousness, misrepresentation, the nature of pain, subvocal speech, subliminal perception, blindsight, the nature of emotion, the difference between perception and thought, first-order versus higher-order theories of consciousness, and the relationship between nonconscious and conscious mentality. (Series A). (shrink)

In the interesting and thought-provoking article Grazziano and colleagues argue for their Attention Schema Theory (AST) of consciousness. They present AST as a unification of Global Workspace Theory (GWT), Illusionism, and the Higher-Order Thought (HOT) theory. We argue it is a mistake to equate 'subjective experience,' ad related terms, with dualism. They simply denote experience. Also, as presented, AST does not accurately capture the essence of HOT for two reasons. HOT is presented as a version of strong illusionism, (...) which it isn't, and HOT requires that one be aware of one's mental life, and postulates that his consists in a re-representation of what is occurring at at the lower-order levels. However, the authors deny that AST involves re-representing visual stimuli. We close by proposing an alternative unification: GWT and AST provide crucial accounts of how lower-order states are assembled and maintained, but higher-order theory provides the account of subjective experience. (shrink)

Critics have often misunderstood the higher-order theory (HOT) of consciousness. Here we clarify its position on several issues, and distinguish it from other views such as the global The higher-order theory (HOT) of consciousness has often been misunderstood by critics. Here we clarify its position on several issues, and distinguish it from other views such as the global workspace theory (GWT) and early sensory models (e.g. first-order local recurrency theories). For example, HOT has been criticized (...) for over-intellectualizing consciousness. We show that while higher-order states are cognitively assembled, the requirements are actually considerably less than often presumed. In this sense HOT may be viewed as an intermediate position between GWT and early sensory views. Also, we clarify that most proponents of HOT do not stipulate consciousness as equivalent to metacognition or confidence. Further, compared to other existing theories, HOT can arguably account better for complex everyday experiences, such as of emotions and episodic memories. This makes HOT particularly useful as a framework for conceptualizing pathological mental states. (shrink)

According to the Higher-Order Thought (HOT) theory of consciousness, conscious states are just those states that are the object of a suitable higher-order thought to the effect that one is in that state. These higher-order thoughts perform this role by providing subjects with a particular type of _awareness_. However, HOT theorists have tended to offer two alternative formulations of this awareness when stating the basic claims of HOT theory. According to what I call (...) the _state formulation_ of HOT theory, HOTs provide subjects with an awareness of _mental states_, and a mental state is conscious only if the subject is aware of that state. According to what I call the _oneself formulation_ of HOT theory, HOTs provide subjects with an awareness of _themselves as being in a mental state_, and a mental state is conscious only if the subject is aware of themselves as being in that state. In this paper I explore the dialectical significance and legitimacy of HOT theorists’ current practice of employing both formulations. I argue that there is some reason for HOT theorists to adopt the oneself formulation, rather than the state formulation. However, this appears to weaken HOT theory considerably, by abandoning the idea that when our mental states are conscious, we are aware of those states themselves. Against this objection I argue that adopting the oneself formulation does not require abandoning the basic idea lying behind the state formulation and that this is consistent with the reasons for favouring the oneself formulation. (shrink)

ABSTRACT I begin by developing a challenge for the Higher-Order Thought variant of Higher-Order representational theories of consciousness. The challenge is to account for the distinctive phenomenal character of visual experience—its presentational character. After setting out the challenge, I articulate a novel form of Higher-Order theory that can account for presentational character—the Map Theory of consciousness. The theory’s distinctive claim is that the relevant higher-order representations have a cartographic format.

Some advocates of higher-order theories of consciousness believe that the correct theory of consciousness together with empirical facts about animal intelligence make it highly unlikely that animals are capable of having phenomenally conscious experiences. I will argue that even if the higher-order thought (HOT) theory of consciousness is correct, there is good evidence (taken from experiments in mind reading and metacognition, as well as considerations from neurophysiology and evolutionary biology) that at least some nonhuman animals can (...) form the higher-order thoughts and thus will count as phenomenally conscious on HOT theory. (shrink)

This is my reply to Josh Weisberg, Robert Van Gulick, and William Seager, published in JCS vol 20, 2013. This symposium grew out of an author-meets-critics session at the Central APA conference in 2013 on my 2012 book THE CONSCIOUSNESS PARADOX (MIT Press). Topics covered include higher-order thought (HOT) theory, my own "wide intrinsicality view," the problem of misrepresentation, targetless HOTs, conceptualism, introspection, and the transitivity principle.

Higher-Order Thought (HOT) theories of consciousness maintain that the kind of awareness necessary for phenomenal consciousness depends on the cognitive accessibility that underlies reporting. -/- There is empirical evidence strongly suggesting that the cognitive accessibility that underlies the ability to report visual experiences depends on the activity of the dorsolateral prefrontal cortex (dlPFC). This area, however, is highly deactivated during the conscious experiences we have during sleep: dreams. HOT theories are jeopardized, as I will argue. I will briefly (...) present HOT theories in the first section. Section 2 offers empirical evidence to the effect that the cognitive accessibility that underlies the ability to report depends on the dorsolateral prefrontal cortex: dlPFC is the neural correlate of HOTs. Section 3 shows the evidence we have of the deactivation of this brain area during dreams and, in section 4, I present my argument. Finally, I consider and rejoin two possible replies that my opponent can offer: the possibility of an alternative neural correlate of HOTs during dreams and the denial that we have phenomenally conscious experiences during sleep. (shrink)

David Rosenthal and Josh Weisberg have recently provided a counter argument to Ned Block’s argument that a Higher Order Thought theory of consciousness cannot accommodate the existence of hallucinatory conscious states . Their counter argument invokes the idea of mental appearances: a non-existent intentional object which is to aid in an account of subjective conscious awareness. I argue that if mental appearances are to do the work they are supposed to, we cannot draw a mental appearance/reality distinction. I (...) provide an alternative story that a HOT theorist can invoke to account for cases of conscious misrepresentation. Such a story will require denying the existence of hallucinatory conscious states while still accounting for conscious misrepresentation. This is a cost I believe the HOT theorist should be willing to pay. (shrink)

David Rosenthal and Josh Weisberg have recently provided a counter argument to Ned Block’s argument that a Higher Order Thought (HOT) theory of consciousness cannot accommodate the existence of hallucinatory conscious states (i.e. a conscious episode consisting of a HOT without the presence of a relevant lower order thought). Their counter argument invokes the idea of mental appearances: a non-existent intentional object which is to aid in an account of subjective conscious awareness. I argue that if mental (...) appearances are to do the work they are supposed to, we cannot draw a mental appearance/reality distinction. I provide an alternative story that a HOT theorist can invoke to account for cases of conscious misrepresentation. Such a story will require denying the existence of hallucinatory conscious states while still accounting for conscious misrepresentation. This is a cost I believe the HOT theorist should be willing to pay. (shrink)

The so-called 'higher-order thought' theory of consciousness says that what makes a mental state conscious is the presence of a suitable higher-order thought directed at it . The HOT theory has been or could be attacked from two apparently opposite directions. On the one hand, there is what Stubenberg has called 'the problem of the rock' which, if successful, would show that the HOT theory proves too much. On the other hand, it might also be alleged (...) that the HOT theory does not or cannot address the so-called 'hard problem' of phenomenal consciousness. If so, then the HOT theory would prove too little. We might say, then, that the HOT theory is arguably between a rock and a hard place. In this paper, I critically examine these objections and defend the HOT theory against them. In doing so, I hope to show that the HOT theory, or at least some version of it, neither proves too little nor too much, but is just right. I also show that these two objections are really just two sides of the same coin, and that the HOT theory is immune from David Chalmers' criticisms of other attempted reductionist accounts of consciousness. (shrink)

Ned Block has recently pressed a new criticism of the higher-order thought (HOT) theory of consciousness. HOT proponents have responded in turn. The exchange affords a chance to find some clarity concerning the essential commitments of HOT, as well as a chance to find clarity on the issues that divide Block and HOT proponents. In this paper I discuss the recent exchange, and I draw some lessons. First, I side with HOT proponents in arguing that new criticism presents (...) no new problem for HOT. Second, I argue that the issues separating Block and HOT proponents suggest that two separate debates are being conflated, and I suggest that keeping them distinct will yield progress for consciousness studies. (shrink)

Following a short introduction, this chapter begins by contrasting two different forms of higher-order perception theory of phenomenal consciousness - inner sense theory versus a dispositionalist kind of higher-order thought theory - and by giving a brief statement of the superiority of the latter. Thereafter the chapter considers arguments in support of HOP theories in general. It develops two parallel objections against both first-order representationalist theories and actualist forms of HOT theory. First, neither can give (...) an adequate account of the distinctive features of our recognitional concepts of experience. And second, neither can explain why there are some states of the relevant kinds that are phenomenal and some that aren. (shrink)

In this paper I aim to defend David Rosenthal's higher-order thought theory of consciousness against a prominent objection. The central claim of HOT theory is that a mental state is conscious only if one has the HOT that one is in that state. In broad outline, the objection is that HOT theory is unable to account for cases where the relevant HOTs are false. I consider two variants of the objection, corresponding to two kinds of false HOT: those (...) that merely misrepresent their targets, and those which lack targets altogether. I argue that a satisfactory response to the objection involving the latter, targetless, kind of HOTs, is to deny that one is in any conscious state in virtue of such HOTs. I show how this response is superior to Rosenthal's own response, and defend it against objections. I also argue that my account of targetless HOT cases may be generalized to cover cases of misrepresenting HOTs. (shrink)

In Thinking About Consciousness , David Papineau [2002] presents a criticism of so-called 'actualist HOT theories of consciousness'. The HOT theory, held most notably by David Rosenthal, claims that the best explanation for what makes a mental state conscious is that it is the object of an actual higher-order thought directed at the mental state. Papineau contends that actualist HOT theory faces an awkward problem in relation to higher-order memory judgements; for example, that the theory cannot (...) explain how one could later recall an earlier experience that was not introspected. He argues that, on the HOT theory, we are even left with the absurd conclusion that the consciousness of, say, an earlier visual experience might even depend on the later act of memory. I show that Papineau's criticism of actualist HOT theory not only fails, but also that it seriously mischaracterizes and underestimates the theory. In particular, Papineau badly conflates the crucial difference between an introspective state and an outer-directed first-order conscious state. (shrink)

In this commentary I criticize David Rosenthal’s higher order thought theory of consciousness . This is one of the best articulated philosophical accounts of consciousness available. The theory is, roughly, that a mental state is conscious in virtue of there being another mental state, namely, a thought to the effect that one is in the first state. I argue that this account is open to the objection that it makes “HOT-zombies” possible, i.e., creatures that token higher (...) class='Hi'>order mental states, but not the states that the higher order states are about. I discuss why none of the ways to accommodate this problem within HOT leads to viable positions. (shrink)

After briefly summarizing Rosenthal’s higher-order thought theory of consciousness, I consider difficulties that arise for his account from the possibility of an ‘empty HOT’, a HOT that occurs in the absence of the mental state that it purports to represent. I criticize Rosenthal’s responses to this objection, and conclude that the difficulties that derive from the possibility of such misrepresentation are fatal to his HOT-theory.

David Rosenthal and Fred Dretske agree that creature consciousness should be used to give a reductive explanation of state consciousness. They disagree, however, over what type of creature consciousness will do the job. Rosenthal, defending a higher-order thought (HOT) account, argues that higher-order creature consciousness is what is needed. Dretske, defending a first-order (FO) account, argues that first-order creature consciousness is what is needed. I attempt to advance this debate by presenting a case for (...) a third creature-conscious account of state consciousness. what I call the same-order (SO) account. I show that bydefining a conscious mental state as a mental state whose possessor is conscious of what it represents, we are offered a unique creature-conscious account of state consciousness that avoids some of the problems that have plagued both the HOT and FO accounts. (shrink)

David Rosenthal explains conscious mentality in terms of two independent, though complementary, theories—the higher-order thought (“HOT”) theory of consciousness and quality-space theory (“QST”) about mental qualities. It is natural to understand this combination of views as constituting a kind of representationalism about experience—that is, a version of the view that an experience’s conscious character is identical with certain of its representational properties. At times, however, Rosenthal seems to resist this characterization of his view. We explore here whether and (...) to what extent it makes sense to construe Rosenthal’s views as representationalist. Our goal is not merely terminological—discerning how best to use the expression ‘representationalism’. Rather, we argue that understanding Rosenthal’s account as a kind of representationalism permits us not only to make sense of broader debates within the philosophy of mind, but also to extend and clarify aspects of the view itself. (shrink)

In Disturbed Consciousness, philosophers and other scholars examine various psychopathologies in light of specific philosophical theories of consciousness. The contributing authors—some of them discussing or defending their own theoretical work—consider not only how a theory of consciousness can account for a specific psychopathological condition but also how the characteristics of a psychopathology might challenge such a theory. Thus one essay defends the higher-order thought (HOT) theory of consciousness against the charge that it cannot account for somatoparaphrenia (a delusion (...) in which one denies ownership of a limb). Another essay argues that various attempts to explain away such anomalies within subjective theories of consciousness fail. Other essays consider such topics as the application of a model of unified consciousness to cases of brain bisection and dissociative identity disorder; prefrontal and parietal underconnectivity in autism and other psychopathologies; self-deception and the self-model theory of subjectivity; schizophrenia and the vehicle theory of consciousness; and a shift in emphasis away from an internal (or brainbound) approach to psychopathology to an interactive one. Each essay offers a distinctive perspective from the intersection of philosophy, consciousness research, and psychiatry. (shrink)

Misrepresentation, empty HOTs, and intrinsic HOTs: A reply to Pereplyotchik.

In Disturbed Consciousness, philosophers and other scholars examine various psychopathologies in light of specific philosophical theories of consciousness. The contributing authors—some of them discussing or defending their own theoretical work—consider not only how a theory of consciousness can account for a specific psychopathological condition but also how the characteristics of a psychopathology might challenge such a theory. Thus one essay defends the higher-order thought (HOT) theory of consciousness against the charge that it cannot account for somatoparaphrenia (a delusion (...) in which one denies ownership of a limb). Another essay argues that various attempts to explain away such anomalies within subjective theories of consciousness fail. -/- Other essays consider such topics as the application of a model of unified consciousness to cases of brain bisection and dissociative identity disorder; prefrontal and parietal underconnectivity in autism and other psychopathologies; self-deception and the self-model theory of subjectivity; schizophrenia and the vehicle theory of consciousness; and a shift in emphasis away from an internal (or brainbound) approach to psychopathology to an interactive one. Each essay offers a distinctive perspective from the intersection of philosophy, consciousness research, and psychiatry. -/- Contributors Alexandre Billon, Andrew Brook, Paula Droege, Rocco J. Gennaro, Philip Gerrans, William Hirstein, Jakob Hohwy, Uriah Kriegel, Timothy Lane, Thomas Metzinger, Erik Myin, Inez Myin-Germeys, Myrto Mylopoulos, Gerard O’Brien, Jon Opie, J. Kevin O’Regan, Iuliia Pliushch, Robert Van Gulick . (shrink)

David Rosenthal and Fred Dretske agree that creature consciousness should be used to give a reductive explanation of state consciousness. They disagree, however, over what type of creature consciousness will do the job. Rosenthal, defending a higher-order thought account, argues that higher-order creature consciousness is what is needed. Dretske, defending a first-order account, argues that first-order creature consciousness is what is needed. I attempt to advance this debate by presenting a case for a third (...) creature-conscious account of state consciousness. what I call the same-order account. I show that bydefining a conscious mental state as a mental state whose possessor is conscious of what it represents, we are offered a unique creature-conscious account of state consciousness that avoids some of the problems that have plagued both the HOT and FO accounts. (shrink)

Recent evidence points to widespread underconnectivity in autistic brains owing to deviant white matter, the fibers that make long connections between areas of the cortex. Subjects with autism show measurably fewer long-range connections between the parietal and prefrontal cortices. These findings may help shed light on the current debate in the consciousness literature about whether conscious states require both prefrontal and parietal/temporal components. If it can be shown that people with autism have conscious states despite such underconnectivity, this would constitute (...) an argument for the claim that conscious states can exist in posterior cortex without associated prefrontal activity. This in turn lends support to a class of theories according to which microconsciousness is possible—consciousness in small areas of cortex without active connections to the prefrontal cortex, as opposed to the higher-order thought (HOT) theory of consciousness, according to which conscious states can only occur when posterior cortical areas (in the parietal or temporal lobes) have active connections to the prefrontal cortex. In this chapter, after listing several candidate examples of consciousness without accompanying prefrontal connections, I will argue that autism provides yet another such example. I will also examine a recent version of the higher-order theory that acknowledges these cases of consciousness without prefrontal activity and, instead depicts consciousness as requiring higher-order thoughts located in posterior cortex. In the final section, I will examine the consequences of these views for our understanding of the metaphysical nature of consciousness itself—the classic mind-body problem. (shrink)

According to Rosenthal's higher-order thought (HOT) theory of consciousness, one is in a conscious mental state if and only if one is aware of oneself as being in that state via a suitable HOT. Several critics have argued that the possibility of so-called targetless HOTs—that is, HOTs that represent one as being in a state that does not exist—undermines the theory. Recently, Wilberg (2010) has argued that HOT theory can offer a straightforward account of such cases: since consciousness (...) is a property of mental state tokens, and since there are no states to exhibit consciousness, one is not in conscious states in virtue of targetless HOTs. In this paper, I argue that Wilberg's account is problematic and that Rosenthal's version of HOT theory, according to which a suitable HOT is both necessary and sufficient for consciousness, is to be preferred to Wilberg's account. I then argue that Rosenthal's account can comfortably accommodate targetless HOTs because consciousness is best understood as a property of individuals, not a property of states. (shrink)

Higher Order Thought theories of consciousness contend that consciousness can be explicated in terms of a relation between mental states of different.

There has been much discussion about the nature and even existence of so-called “pure conscious events” (PCEs). PCEs are often described as mental events which are non-conceptual and lacking all experiential content (Forman 1990). For a variety of reasons, a number of authors have questioned both the accuracy of such a characterization and even the very existence of PCEs (Katz 1978, Bagger 1999). In this chapter, I take a somewhat different, but also critical, approach to the nature and possibility of (...) PCEs. I focus on several overlapping views found in recent analytic philosophy of mind and examine PCEs in light of them. After introducing terminology and some preliminary matters, I examine whether or not the “higher-order thought (HOT) theory of consciousness” rules out the possibility of PCEs, and conversely, whether or not PCEs show that the HOT theory cannot apply to all conscious states. The HOT theory says that what makes a mental state conscious is that it is accompanied by a higher-order thought to the effect that “I am in mental state M now.” A related theme will be to assess PCEs in light of the recent debate between so-called “conceptualists” and those who believe that there are “non-conceptual contents of experience.” Conceptualism, to which I am very sympathetic, is basically the view that all conscious experience is structured by concepts possessed by the subject. I argue that PCEs are indeed conceptual and so no threat to conceptualism. For example, standard criticisms of conceptualism do not apply to PCEs. Finally, I examine the possibility that PCEs are not conscious at all. In the end, my overall conclusion is that we should hold that PCEs are indeed compatible with both HOT theory and conceptualism or seriously question the idea that PCEs are conscious at all. (shrink)

Various psychopathologies of self-awareness, such as somatoparaphrenia and thought insertion in schizophrenia, might seem to threaten the viability of the higher-order thought (HOT) theory of consciousness since it requires a HOT about one’s own mental state to accompany every conscious state. The HOT theory of consciousness says that what makes a mental state a conscious mental state is that there is a HOT to the effect that “I am in mental state M.” I have argued in previous work (...) that a HOT theorist can adequately respond to this concern with respect to somatoparaphrenia and thought insertion. There is also Cotard syndrome which is a rare neuropsychiatric disorder in which people hold the delusional belief that they are dead, do not exist, or have lost their blood or internal organs. In this paper, I argue that HOT theory has nothing to fear from it either and can consistently account for what happens in such unusual cases. I analyze Cotard syndrome in light of my previous discussion of somatoparaphrenia and thought insertion, and argue that HOT theory can provide a somewhat analogous account without the worry of inconsistency. It is crucial to recognize that there are multiple “self-concepts” and levels of HOTs which can help to provide a more nuanced explanation. With regard to the connection between consciousness and self-consciousness, it is proposed that Cotard patients are indeed capable of having some “I-thoughts” about their bodies and mental states. (shrink)