Results for 'SEC regulation'

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  1. Subpart a—general provisions sec. 1340.1 purpose and scope. 1340.2 definitions. 1340.3 applicability of department-wide regulations. [REVIEW]Neglect Prevention - forthcoming - Bioethics: Basic Writings on the Key Ethical Questions That Surround the Major, Modern Biological Possibilities and Problems.
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  2.  55
    CSR and the SEC.Linda C. Rodríguez & Jane LeMaster - 2009 - Proceedings of the International Association for Business and Society 20:47-54.
    Previously, Rodriguez & LeMaster (2007) recommended that the SEC issue a “CSR Seal of Approval” for companies that voluntarily disclose their corporate social responsibility (CSR) projects. That work lacks the strength of third or fourth-party accreditation. This paper recommends that the SEC issue an accreditation grade of A, B, B-, or C to provide strength to the “CSR Seal of Approval” and to help companies indicate the quality of company CSR programs. By issuing an accredited “CSR Seal of Approval,” all (...)
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  3.  47
    Self-regulating industry behavior: Antitrust limitations and trade association codes of conduct. [REVIEW]Thomas A. Hemphill - 1992 - Journal of Business Ethics 11 (12):915 - 920.
    Self-regulation exists at the firm-level, the industry-level, and the business-level of economic organization. Industry self-regulation has faced economic (free rider) and legal (antitrust) impediments to widespread implementation, although there exist examples of effective industry self-regulation, e.g., securities industry and the SEC, advertising and the FTC. By instituting industry codes of conduct, national trade associations have shown to be natural vehicles for self-regulation. While there has been long-standing general encouragement for establishing industry codes, adopting and enforcing conduct (...)
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  4. 135 (b)(2) and Rev. Proc. 2001-59.Code Sec - 2001 - IRB: Ethics & Human Research 52:623.
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  5. Waluchow, The Weak Social Thesis.W. J. Sec - 1989 - Oxford Journal of Legal Studies 9 (1).
     
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  6.  11
    Where are the market devices? Exploring the links among regulation, markets, and technology at the securities and exchange commission, 1935–2010.Juan Pablo Pardo-Guerra - 2020 - Theory and Society 49 (2):245-276.
    This article examines regulation’s understanding of technology in American financial markets as means for rethinking the contours and institutional limits of governance in the age of financialization. The article identifies how the Securities and Exchange Commission perceived markets and their conceptual relation to technology throughout much of the long twentieth century by distilling the “ontologies” expressed by the agency’s leadership. Despite the fact that SEC’s commissioners recognized technologies as playing a central role in the market’s current and future operations, (...)
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  7. The Toronto Conference.Special Sec Hon - 1994 - Business and Society 33 (1):82-131.
     
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  8. Regulating animal experimentation.Regulations Governing - 2003 - In Susan Jean Armstrong & Richard George Botzler (eds.), The animal ethics reader. New York: Routledge. pp. 334.
     
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  9. 1 362 (f). Rev. Proc. 98-55, 1 998-2 CB 643, spells out the circumstances when relief may be given from the consequences of a late filed ESBT correction, either automatically or in response to a ruling request. See also LTR 9841029 (July 14, 1998)(where ESBT failed to make election) and Notice 2001-25. [REVIEW]Code Sec - 2001 - IRB: Ethics & Human Research 13.
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  10.  8
    F or over.Regulating Assisted - 2009 - In Vardit Ravitsky, Autumn Fiester & Arthur L. Caplan (eds.), The Penn Center Guide to Bioethics. Springer Publishing Company. pp. 295.
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  11.  18
    O n any given day, people have to negotiate the regulatory demands of mul-tiple goals. Should they wake up early and eat a leisurely breakfast or.Affect Self-Regulation - 2012 - In Henk Aarts & Andrew J. Elliot (eds.), Goal-directed behavior. New York, NY: Psychology Press. pp. 267.
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  12. Senhora Das Aguas Santas.A. Igreja Ea Vila de Santa, de Rio Covo Eulália & No Séc - 1999 - Humanitas 51:185.
     
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  13.  13
    What Philosophy Is. Edited by Havi Carel and David Gamez. London and New York: Continuum, 2004, xviii+ 325 pp., $80.00, pb. $14.95. Formal Logic: A Philosophical Approach, Paul Hoyningen-Huene. Translated by Alex Levine. Pittsburgh: University of Pittsburgh Press, 2004, viii+ 254 pp., $17.95. [REVIEW]Regulating Intimacy - 2005 - Inquiry: An Interdisciplinary Journal of Philosophy 48 (1):99-104.
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  14. Jan Pryor.Regulating Step-Parenthood - 2009 - In Shelley Day Sclater (ed.), Regulating autonomy: sex, reproduction and family. Portland, Or.: Hart. pp. 109.
     
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  15.  67
    An Analysis of the Ethical Codes of Corporations and Business Schools.Harrison McCraw, Kathy S. Moffeit & John R. O’Malley - 2009 - Journal of Business Ethics 87 (1):1-13.
    Reports of ethical lapses in the business world have been numerous and widespread. Ethical awareness in business education has received a great deal of attention because of the number and severity of business scandals. Given Sarbanes-Oxley legislation and recent Association to Advance Collegiate Schools of Business International’s (AACSBI) recommendations, this study examined respective websites of Securities and Exchange Commission (SEC) regulated public companies and AACSBI-accredited business schools for ethical policy statement content. The analysis was accomplished by classifying ethical expressions into (...)
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  16.  89
    A Survey of Governance Disclosures Among U.S. Firms.Lori Holder-Webb, Jeffrey Cohen, Leda Nath & David Wood - 2008 - Journal of Business Ethics 83 (3):543-563.
    Recent years have featured a spate of regulatory action pertaining to the development and/or disclosure of corporate governance structures in response to financial scandals resulting in part from governance failures. During the same period, corporate governance activists and institutional investors increasingly have called for increased voluntary governance disclosure. Despite this attention, there have been relatively few comprehensive studies of governance disclosure practices and response to the regulation. In this study, we examine a sample of 50 U.S. firms and their (...)
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  17.  41
    Misleading Disclosure of Pro Forma Earnings: An Empirical Examination.Gary Entwistle, Glenn Feltham & Chima Mbagwu - 2006 - Journal of Business Ethics 69 (4):355-372.
    The Sarbanes–Oxley (SOX) Act was passed in 2002 in response to various instances of corporate malfeasance. The Act, designed to protect investors, led to wide-ranging regulation over various actions of managers, auditors and investment analysts. Part of SOX, and the focus of this study, targeted the disclosure by firms of “pro forma” earnings, an alternate (from GAAP earnings), flexible and unaudited measure of firm performance. Specifically, SOX directed the Securities and Exchange Commission (SEC) to craft regulation which would (...)
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  18.  9
    Stakeholder Perceptions of Risk in Mandatory Corporate Responsibility Disclosure.Lisa Baudot, Zhongwei Huang & Dana Wallace - 2020 - Journal of Business Ethics 172 (1):151-174.
    The extraction of natural resources is a controversial business practice that has profound ethical and economic risk implications for both firms involved in extractive activities and society at large. In response to these implications, the Dodd–Frank Act of 2010 directed the Securities and Exchange Commission to create the first ever rules requiring annual corporate responsibility disclosures. The two proposed rules, requiring disclosure of the source of “conflict minerals” and of payments to foreign governments by extractive firms, conjured intense debate among (...)
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  19.  24
    The Challenges of Detection and Enforcement of Insider Trading.Brian J. Adams, Tod Perry & Colin Mahoney - 2018 - Journal of Business Ethics 153 (2):375-388.
    Trading on non-public material information is fertile ground for a discussion of ethical behavior. The long-running legal tug-of-war over what constitutes illegal insider trading delivers challenges to regulatory authorities charged with detecting and enforcing the law, and is likely one of the reasons that prosecution of insider trading events remains rather uncommon. One can observe both increased volume in the equity and option markets and run-ups in the stock price prior to the announcement of the acquisitions; however, the detection of (...)
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  20.  7
    MED26‐containing Mediator may orchestrate multiple transcription processes through organization of nuclear bodies.Hidefumi Suzuki, Kazuki Furugori, Ryota Abe, Shintaro Ogawa, Sayaka Ito, Tomohiko Akiyama, Keiko Horiuchi & Hidehisa Takahashi - 2023 - Bioessays 45 (4):2200178.
    Mediator is a coregulatory complex that plays essential roles in multiple processes of transcription regulation. One of the human Mediator subunits, MED26, has a role in recruitment of the super elongation complex (SEC) to polyadenylated genes and little elongation complex (LEC) to non‐polyadenylated genes, including small nuclear RNAs (snRNAs) and replication‐dependent histone (RDH) genes. MED26‐containing Mediator plays a role in 3′ Pol II pausing at the proximal region of transcript end sites in RDH genes through recruitment of Cajal bodies (...)
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  21.  45
    Commonality in Codes of Ethics.Margaret Forster, Tim Loughran & Bill McDonald - 2009 - Journal of Business Ethics 90 (S2):129 - 139.
    We create a database of company codes of ethics from firms listed on the Standard & Poor's 500 Index and, separately, a sample of small firms. The SEC believes that "ethics codes do, and should, vary from company to company." Using textual analysis techniques, we measure the extent of commonality across the documents. We find substantial levels of common sentences used by the firms, including a few cases where the codes of ethics are essentially identical. We consider these results in (...)
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  22.  17
    To Be or Not to Be: Waiving Informed Consent in Emergency Research.Charles R. McCarthy - 1995 - Kennedy Institute of Ethics Journal 5 (2):155-162.
    In lieu of an abstract, here is a brief excerpt of the content:To Be or Not to Be:Waiving Informed Consent in Emergency ResearchCharles R. McCarthy (bio)The requirements for prior, legally authorized informed consent constitute a necessary condition for recruiting subjects into biomedical or behavioral research. However, informed consent requirements pose a serious problem for most research conducted in emergency care settings. For this reason, the Food and Drug Administration's (FDA) regulations governing investigational devices and the Department of Health and Human (...)
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  23.  32
    The Cut and Paste Society: Isomorphism in Codes of Ethics. [REVIEW]Lori Holder-Webb & Jeffrey Cohen - 2012 - Journal of Business Ethics 107 (4):485-509.
    Regulatory responses to the business failures of 1998–2001 framed them as a general failure of governance and ethics rather than as firm-specific problems. Among the regulatory responses are Section 406 of Sarbanes–Oxley Act, SEC, and exchange requirements to provide a Code of Ethics. However, institutional pressures surrounding this regulation suggest the potential for symbolic responses and decoupling of response from organizational action. In this article, we examine Codes of Ethics for a stratified sample of 75 U.S. firms across five (...)
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  24.  7
    Optimal Charging Scheduling and Management with Bus-Driver-Trip Assignment considering Mealtime Windows for an Electric Bus Line.Yang Jiang & Tong He - 2022 - Complexity 2022:1-19.
    Compared to a charging scheduling and management problem characterized by predetermined trip assignment, this study takes bus and driver scheduling into account, and mealtime windows must be guaranteed as one of the major labor regulations. A discretized mixed-integer linear programming model is developed based on a single electric bus route. We aim to obtain fast and high-quality global solutions for this problem, and the model can be easily executed by bus operators by directly invoking an available optimization solver such as (...)
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  25.  28
    A diffusion model for mesoderm induction in amphibian embryos.C. J. Weyer, P. D. Nieuwkoop & A. Lindenmayer - 1977 - Acta Biotheoretica 26 (3):164-180.
    In this paper we try to answer the question whether diffusion is a possible mechanism to explain mesoderm induction in Amphibians. First the embryological data are discussed and a hypothesis for mesoderm formation is set forth. The blastula being essentially a hollow sphere, we assume that the induction mechanism in an embryo at the blastula stage can be simulated by diffusion-reaction processes on spherical surfaces. A model is constructed for the simple case when the source is held constant with respect (...)
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  26.  30
    Ethical Issues Related to the Mass Marketing of Securities.Michael P. Coyne & Janice M. Traflet - 2008 - Journal of Business Ethics 78 (1-2):193-198.
    This paper examines ethical issues involved in the mass marketing of securities to individuals. The marketing of products deemed “socially questionable” or “sinful” (like tobacco and alcohol) has long been recognized as posing special ethical challenges (Kotler, P. and S. Levy: 1971, Harvard Business Review 49, 74–80; Davidson, D. K: 1996, Selling Sin: The Marketing of Socially Unacceptable Products (Quorum Press, Westport). We contend that marketers should consider securities (i.e. common stock, options) in a similar vein, as a potentially dangerous (...)
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  27. Biological regulation: controlling the system from within.Leonardo Bich, Matteo Mossio, Kepa Ruiz-Mirazo & Alvaro Moreno - 2016 - Biology and Philosophy 31 (2):237-265.
    Biological regulation is what allows an organism to handle the effects of a perturbation, modulating its own constitutive dynamics in response to particular changes in internal and external conditions. With the central focus of analysis on the case of minimal living systems, we argue that regulation consists in a specific form of second-order control, exerted over the core regime of production and maintenance of the components that actually put together the organism. The main argument is that regulation (...)
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  28.  16
    Sec enforcement actions: An analysis of economic determinants of restatements.Rivka Bennan - 2006 - Inquiry: The University of Arkansas Undergraduate Research Journal 7.
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  29. Glycemia Regulation: From Feedback Loops to Organizational Closure.Leonardo Bich, Matteo Mossio & Ana M. Soto - 2020 - Frontiers in Physiology 11.
    Endocrinologists apply the idea of feedback loops to explain how hormones regulate certain bodily functions such as glucose metabolism. In particular, feedback loops focus on the maintenance of the plasma concentrations of glucose within a narrow range. Here, we put forward a different, organicist perspective on the endocrine regulation of glycaemia, by relying on the pivotal concept of closure of constraints. From this perspective, biological systems are understood as organized ones, which means that they are constituted of a set (...)
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  30. Regulating Child Sex Robots: Restriction or Experimentation?John Danaher - 2019 - Medical Law Review 27 (4):553-575.
    In July 2014, the roboticist Ronald Arkin suggested that child sex robots could be used to treat those with paedophilic predilections in the same way that methadone is used to treat heroin addicts. Taking this onboard, it would seem that there is reason to experiment with the regulation of this technology. But most people seem to disagree with this idea, with legal authorities in both the UK and US taking steps to outlaw such devices. In this paper, I subject (...)
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  31.  12
    Emotion Regulation as Emotion Modulation.Abel Wajnerman Paz - 2019 - Análisis Filosófico 39 (2):143-162.
    Although the study of emotion regulation constitutes a thriving research field, there is still an ongoing debate about the very notion of emotion regulation. According to a popular approach, regulation is a second-order process which is different from (and modifies) emotion. This view has been challenged by the fact that emotion regulates itself through different feedback loops. Emotional feedback suggests that regulation may be a form of control (as defined in control theory). In this paper, I (...)
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  32. Seçme metinleri ve kıraat parçaları ile ahlâk tarihi.Ziyaeddin Fahri Fındıkoğlu - 1945 - İstanbul,:
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  33.  16
    Self-Regulation Failure? The Influence Mechanism of Leader Reward Omission on Employee Deviant Behavior.Tian Wang, Zhoutao Cao, Xi Zhong & Chunhua Chen - 2021 - Frontiers in Psychology 12:558293.
    Contingent reinforcement behavior is generally regarded as one of the key elements of being a “good” leader, yet the question of what happens when this behavior is absent has received little attention in past empirical research. Drawing upon self-regulation theory, we develop and test a model that specifies the effects of leader reward omission on employes’ deviant behavior. Using the data of 230 workers from two manufacturing companies located in South China collected across three time points, we find that (...)
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  34.  30
    Emotion regulation and the temporal dynamics of emotions: Effects of cognitive reappraisal and expressive suppression on emotional inertia.Peter Koval, Emily A. Butler, Tom Hollenstein, Dianna Lanteigne & Peter Kuppens - 2015 - Cognition and Emotion 29 (5):831-851.
    The tendency for emotions to be predictable over time, labelled emotional inertia, has been linked to low well-being and is thought to reflect impaired emotion regulation. However, almost no studies have examined how emotion regulation relates to emotional inertia. We examined the effects of cognitive reappraisal and expressive suppression on the inertia of behavioural, subjective and physiological measures of emotion. In Study 1 (N = 111), trait suppression was associated with higher inertia of negative behaviours. We replicated this (...)
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  35. Sec tion A. membranes 149.Am Ugolev - 1968 - In Peter Koestenbaum (ed.), Proceedings. [San Jose? Calif.,: [San Jose? Calif.. pp. 5--149.
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  36.  36
    Regulating Aversion: Tolerance in the Age of Identity and Empire.Wendy Brown - 2008 - Princeton University Press.
    Tolerance is generally regarded as an unqualified achievement of the modern West. Emerging in early modern Europe to defuse violent religious conflict and reduce persecution, tolerance today is hailed as a key to decreasing conflict across a wide range of other dividing lines-- cultural, racial, ethnic, and sexual. But, as political theorist Wendy Brown argues in Regulating Aversion, tolerance also has dark and troubling undercurrents. Dislike, disapproval, and regulation lurk at the heart of tolerance. To tolerate is not to (...)
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  37.  8
    Sećanja i razmišljanja: o filozofiji egzistencije Miladina Životića.Radmila Šajković - 2001 - Beograd: Beogradski krug. Edited by Miladin Životić.
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  38. WikiLeaks [sec=unclassified].John McCarthy - 2011 - Ethos: Social Education Victoria 19 (2):13.
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  39. Regulating abortion after ectogestation.Joona Räsänen - 2023 - Journal of Medical Ethics 49 (6):419-422.
    A few decades from now, it might become possible to gestate fetuses in artificial wombs. Ectogestation as this is called, raises major legal and ethical issues, especially for abortion rights. In countries allowing abortion, regulation often revolves around the viability threshold—the point in fetal development after which the fetus can survive outside the womb. How should viability be understood—and abortion thus regulated—after ectogestation? Should we ban, allow or require the use of artificial wombs as an alternative to standard abortions? (...)
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  40.  68
    The regulation of cognitive enhancement devices : extending the medical model.Hannah Maslen, Thomas Douglas, Roi Cohen Kadosh, Neil Levy & Julian Savulescu - 2014 - Journal of Law and the Biosciences 1 (1):68-93.
    This article presents a model for regulating cognitive enhancement devices. Recently, it has become very easy for individuals to purchase devices which directly modulate brain function. For example, transcranial direct current stimulators are increasingly being produced and marketed online as devices for cognitive enhancement. Despite posing risks in a similar way to medical devices, devices that do not make any therapeutic claims do not have to meet anything more than basic product safety standards. We present the case for extending existing (...)
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  41. The Regulative and the Theoretical in Epistemology.Robert Lockie - 2014 - Abstracta 8 (1):3-14.
    The distinction between the regulative (‘practical’, ‘subjective’, ‘decision-procedural’) and the theoretical (‘objective’, ‘absolute’) pertains to the aims (the desiderata) of an account of justification. This distinction began in ethics and spread to epistemology. Each of internalism, externalism, is separately forced to draw this distinction to avoid a stock, otherwise fatal, argument levelled against them by the other. Given this situation however, we may finesse much partisan conflict in epistemology by simply seeing differing accounts of justification as answering to radically distinct (...)
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  42. Algorytmizowalność reguł heurystycznych. (Trudności z algorytmizowaniem odkryć naukowych).Monika Walczak - 1998 - Przeglad Filozoficzny - Nowa Seria 26 (2):105-114.
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  43. Emotion Regulation: Past, Present, Future.James J. Gross - 1999 - Cognition and Emotion 13 (5):551-573.
    Modern emotion theories emphasise the adaptive value of emotions. Emotions are by no means always helpful, however. They often must be regulated. The study of emotion regulation has its origins in the psychoanalytic and stress and coping traditions. Recently, increased interest in emotion regulation has led to crucial boundary ambiguities that now threaten progress in this domain. It is argued that distinctions need to be made between (1) regulation of emotion and regulation by emotion; (2) emotion (...)
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  44. Emotion regulation: Conceptual foundations.James J. Gross & Ross A. Thompson (eds.) - 2007
  45.  53
    The Regulation of Gender in Menopause Theory.Sylvie Gambaudo - 2017 - Topoi 36 (3):549-559.
    ‘The regulation of gender in menopause theory’ offers a critical commentary on some key theories of menopause experience. It aims to show that the theorisation of menopause keeps to the same epistemic and ideological lines as hegemonic understandings of gender identity. Narratives of menopause has become one of the means by which one can learn to cite women’s gender correctly. In reverse, relating menopause experience against the grain of established narratives is becoming the means by which one may resist (...)
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  46.  41
    Emotion regulation in depression: Relation to cognitive inhibition.Jutta Joormann & Ian H. Gotlib - 2010 - Cognition and Emotion 24 (2):281-298.
    Depression is a disorder of impaired emotion regulation. Consequently, examining individual differences in the habitual use of emotion-regulation strategies has considerable potential to inform models of this debilitating disorder. The aim of the current study was to identify cognitive processes that may be associated with the use of emotion-regulation strategies and to elucidate their relation to depression. Depression has been found to be associated with difficulties in cognitive control and, more specifically, with difficulties inhibiting the processing of (...)
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  47. On regulating what is known: A way to social epistemology.Steve Fuller - 1987 - Synthese 73 (1):145 - 183.
    This paper lays the groundwork for normative-yet-naturalistic social epistemology. I start by presenting two scenarios for the history of epistemology since Kant, one in which social epistemology is the natural outcome and the other in which it represents a not entirely satisfactory break with classical theories of knowledge. Next I argue that the current trend toward naturalizing epistemology threatens to destroy the distinctiveness of the sociological approach by presuming that it complements standard psychological and historical approaches. I then try to (...)
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  48.  16
    Self-Regulation and Regulatory Teaching as Determinants of Academic Behavioral Confidence and Procrastination in Undergraduate Students.Jesús de la Fuente, Paul Sander, Angélica Garzón-Umerenkova, Manuel Mariano Vera-Martínez, Salvatore Fadda & Martha Leticia Gaetha - 2021 - Frontiers in Psychology 12.
    The combination of student Self-Regulation (SR) and the context of Regulatory Teaching (RT), each in varying degree, has recently been demonstrated to have effects on achievement emotions, factors and symptoms of stress, and coping strategies. The aim of the present research study is to verify its possible further effects, on academic behavioral confidence and procrastination. A total of 1193 university students completed validated online questionnaires with regard to specific subjects in their degree program. Using an ex post facto design, (...)
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  49. Hayatıni seçen kadın: ".Nermin Abadan-Unat - 2010 - Șişli, İstanbul: Doğan Kitap. Edited by Sedef Kabaş.
  50.  94
    Emotional Regulation and Responsibility.Tom Roberts - 2015 - Ethical Theory and Moral Practice 18 (3):487-500.
    I argue that one’s responsibility for one’s emotions has a two-fold structure: one bears direct responsibility for emotions insofar as they are the upshot of first-order evaluative judgements concerning reasons of fit; and one bears derivative responsibility for them insofar as they are consequences of activities of emotional self-regulation, which can reflect one’s take on second-order reasons concerning the strategic, prudential, or moral desirability of undergoing a particular emotion in a particular context.
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