We prove a result relating the author's monotone functional interpretation to the bounded functional interpretation due to Ferreira and Oliva. More precisely we show that largely a solution for the bounded interpretation also is a solution for the monotone functional interpretation although the latter uses the existence of an underlying precise witness. This makes it possible to focus on the extraction of bounds while using the conceptual benefit of having precise realizers (...) at the same time without having to construct them. (shrink)

This article presents a parametrized functional interpretation. Depending on the choice of two parameters one obtains well-known functional interpretations such as Gödel's Dialectica interpretation, Diller-Nahm's variant of the Dialectica interpretation, Kohlenbach's monotone interpretations, Kreisel's modified realizability, and Stein's family of functional interpretations. A functional interpretation consists of a formula interpretation and a soundness proof. I show that all these interpretations differ only on two design choices: first, on the number of (...) counterexamples for A which became witnesses for ¬A when defining the formula interpretation and, second, the inductive information about the witnesses of A which is considered in the proof of soundness. Sufficient conditions on the parameters are also given which ensure the soundness of the resulting functional interpretation. The relation between the parametrized interpretation and the recent bounded functional interpretation is also discussed. (shrink)

In recent years, proof theoretic transformations that are based on extensions of monotone forms of Gödel’s famous functional interpretation have been used systematically to extract new content from proofs in abstract nonlinear analysis. This content consists both in effective quantitative bounds as well as in qualitative uniformity results. One of the main ineffective tools in abstract functional analysis is the use of sequential forms of weak compactness. As we recently verified, the sequential form of weak compactness (...) for bounded closed and convex subsets of an abstract Hilbert space can be carried out in suitable formal systems that are covered by existing metatheorems developed in the course of the proof mining program. In particular, it follows that the monotone functional interpretation of this weak compactness principle can be realized by a functional Ω∗ definable from bar recursion of lowest type. While a case study on the analysis of strong convergence results that are based on weak compactness indicates that the use of the latter seems to be eliminable, things apparently are different for weak convergence theorems such as the famous Baillon nonlinear ergodic theorem. For this theorem we recently extracted an explicit bound on a metastable version of this theorem that is primitive recursive relative to Ω∗.In the current paper we for the first time give the construction of Ω∗ . As a corollary to the fine analysis of the use of bar recursion in this construction we obtain that Ω∗ elevates arguments in Tn at most to resulting functionals in Tn+2 . In particular, one can conclude from this that our bound on Baillon’s theorem is at least definable in T4. (shrink)

We show that the types of the witnesses in the Herbrand functional interpretation can be simplified, avoiding the use of “sets of functionals” in the interpretation of implication and universal quantification. This is done by presenting an alternative formulation of the Herbrand functional interpretation, which we show to be equivalent to the original presentation. As a result of this investigation we also strengthen the monotonicity property of the original presentation, and prove a monotonicity property for (...) our alternative definition. (shrink)

In view of an enhancement of our implementation on the computer, we explore the possibility of an algorithmic optimization of the various proof-theoretic techniques employed by Kohlenbach for the synthesis of new effective uniform bounds out of established qualitative proofs in Numerical Functional Analysis. Concretely, we prove that the method of “colouring” some of the quantifiers as “non-computational” extends well to ε-arithmetization, elimination-of-extensionality and model-interpretation.

This paper investigates whether the fundamental linguistic insights and intuitions of Lexical Functional Grammar, which is usually presented as a constraint-based linguistic theory, can be reformulated in a resource sensitive framework using a substructural modal logic. In the approach investigated here, LFG's f-descriptions are replaced with expressions from a multi-modal propositional logic. In effect, the feature structure unification basis of LFG's f-structures is replaced with a very different resource based mechanism. It turns out that some linguistic analyses that required (...) non-monotonic devices in LFG analysis of Icelandic) can be straightforwardly expressed in the framework presented here. Moreover, a Curry– Howard correspondence between proofs in this logic and -terms provides a semantic interpretation as a by-product of the process of showing syntactic well-formedness. (shrink)

This paper has four parts. In the first part, I present Leniewski's protothetics and the complete system provided for that logic by Henkin. The second part presents a generalized notion of partial functions in propositional type theory. In the third part, these partial functions are used to define partial interpretations for protothetics. Finally, I present in the fourth part a complete system for partial protothetics. Completeness is proved by Henkin's method [4] using saturated sets instead of maximally saturated sets. This (...) technique provides a canonical representation of a partial semantic space and it is suggested that this space can be interpreted as an epistemic state of a non-omniscient agent. (shrink)

We will apply the methods developed in the field of ‘proof mining’ to the Bolzano-Weierstraß theorem BW and calibrate the computational contribution of using this theorem in proofs of combinatorial statements. We provide an explicit solution of the Gödel functional interpretation as well as the monotone functional interpretation of BW for the product space Πi ∈ℕ[–ki, ki] . This results in optimal program and bound extraction theorems for proofs based on fixed instances of BW, i.e. (...) for BW applied to fixed sequences in Πi ∈ℕ[–ki, ki]. (shrink)

We present a method to characterize the preferences of a decision maker in decisions with multiple attributes. The approach modifies the outcomes of a multivariate lottery with a multivariate transformation and observes the change in the decision maker’s certain equivalent. If the certain equivalent follows this multivariate transformation, we refer to this situation as multiattribute transformation invariance, and we derive the functional form of the utility function. We then show that any additive or multiplicative utility function that is formed (...) of continuous and strictly monotonic utility functions of the individual attributes must satisfy transformation invariance with a multivariate transformation. This result provides a new interpretation for multiattribute utility functions with mutual utility independence as well as a necessary and sufficient condition that must be satisfied when assuming these widely used functional forms. We work through several examples to illustrate the approach. (shrink)

We extend the notion of limitwise monotonic functions to include arbitrary computable domains. We then study which sets and degrees are support increasing limitwise monotonic on various computable domains. As applications, we provide a characterization of the sets S with computable increasing η-representations using support increasing limitwise monotonic sets on ℚ and note relationships between the class of order-computable sets and the class of support increasing limitwise monotonic sets on certain domains.

The logistic function now constitutes the most widely used model for there presentation of growth kinetics of the continuous monotonous type in biological systems (populations, organisms, organs, ...). This ubiquity led to consider logistics from a phenomenological rather than mechanistic viewpoint. Whence the question : can logistics be given an interpretation, a signification which confers the rank of an "explicative" model to it? This Note presents some critical comments on the relationships between logistics and three types of biological systems (...) : population demography, environmental resources, autocatalyzed reactions. The so-called functional (in the mathematical meaning) interpretation, which is then discussed, is based upon a variational principle : the occurrence of a minimum of a function associated with the logistic law. Its present limitation to the only simple logistics of Verhulst and the difficulties of its expression in biological terms are then pointed out. (shrink)

The termination of rewrite systems for parameter recursion, simple nested recursion and unnested multiple recursion is shown by using monotone interpretations both on the ordinals below the first primitive recursively closed ordinal and on the natural numbers. We show that the resulting derivation lengths are primitive recursive. As a corollary we obtain transparent and illuminating proofs of the facts that the schemata of parameter recursion, simple nested recursion and unnested multiple recursion lead from primitive recursive functions to primitive recursive (...) functions. (shrink)

In this article we, given a free ultrafilter p on ω, consider the following classes of ultrafilters:(1) T(p) - the set of ultrafilters Rudin-Keisler equivalent to p,(2) S(p)={q ∈ ω*:∃ f ∈ ω ω , strictly increasing, such that q=f β (p)},(3) I(p) - the set of strong Rudin-Blass predecessors of p,(4) R(p) - the set of ultrafilters equivalent to p in the strong Rudin-Blass order,(5) P RB (p) - the set of Rudin-Blass predecessors of p, and(6) P RK (p) (...) - the set of Rudin-Keisler predecessors of p,and analyze relationships between them. We introduce the semi-P-points as those ultrafilters p ∈ ω* for which P RB (p)=P RK (p), and investigate their relations with P-points, weak-P-points and Q-points. In particular, we prove that for every semi-P-point p its α-th left power α p is a semi-P-point, and we prove that non-semi-P-points exist in ZFC. Further, we define an order ⊴ in T(p) by r⊴q if and only if r ∈ S(q). We prove that (S(p),⊴) is always downwards directed, (R(p),⊴) is always downwards and upwards directed, and (T(p),⊴) is linear if and only if p is selective.We also characterize rapid ultrafilters as those ultrafilters p ∈ ω* for which R(p)∖S(p) is a dense subset of ω*.A space X is M-pseudocompact (for ) if for every sequence (U n ) n < ω of disjoint open subsets of X, there are q ∈ M and x ∈ X such that x=q-lim (U n ); that is, for every neighborhood V of x. The P RK (p)-pseudocompact spaces were studied in [ST].In this article we analyze M-pseudocompactness when M is one of the classes S(p), R(p), T(p), I(p), P RB (p) and P RK (p). We prove that every Frolik space is S(p)-pseudocompact for every p ∈ ω*, and determine when a subspace with is M-pseudocompact. (shrink)

It is shown that functional interpretation can be used to show the existence property of intuitionistic number theory. On the basis of truth variants a comparison is then made between realisability and functional interpretation showing a structural difference between the two.

We introduce constructive and classical systems for nonstandard arithmetic and show how variants of the functional interpretations due to Gödel and Shoenfield can be used to rewrite proofs performed in these systems into standard ones. These functional interpretations show in particular that our nonstandard systems are conservative extensions of E-HAω and E-PAω, strengthening earlier results by Moerdijk and Palmgren, and Avigad and Helzner. We will also indicate how our rewriting algorithm can be used for term extraction purposes. To (...) conclude the paper, we will point out some open problems and directions for future research, including some initial results on saturation principles. (shrink)

Recently, the second author, Briseid, and Safarik introduced nonstandard Dialectica, a functional interpretation capable of eliminating instances of familiar principles of nonstandard arithmetic—including overspill, underspill, and generalizations to higher types—from proofs. We show that the properties of this interpretation are mirrored by first-order logic in a constructive sheaf model of nonstandard arithmetic due to Moerdijk, later developed by Palmgren, and draw some new connections between nonstandard principles and principles that are rejected by strict constructivism. Furthermore, we introduce (...) a variant of the Diller–Nahm interpretation with two different kinds of quantifiers, similar to Hernest’s light Dialectica interpretation, and show that one can obtain nonstandard Dialectica by weakening the computational content of the existential quantifiers—a process called herbrandization. We also define a constructive sheaf model mirroring this new functional interpretation, and show that the process of herbrandization has a clear meaning in terms of these sheaf models. (shrink)

We present a new functional interpretation, based on a novel assignment of formulas. In contrast with Gödel’s functional “Dialectica” interpretation, the new interpretation does not care for precise witnesses of existential statements, but only for bounds for them. New principles are supported by our interpretation, including the FAN theorem, weak König’s lemma and the lesser limited principle of omniscience. Conspicuous among these principles are also refutations of some laws of classical logic. Notwithstanding, we end (...) up discussing some applications of the new interpretation to theories of classical arithmetic and analysis. (shrink)

This book gives a detailed treatment of functional interpretations of arithmetic, analysis, and set theory. The subject goes back to Gödel's Dialectica interpretation of Heyting arithmetic which replaces nested quantification by higher type operations and thus reduces the consistency problem for arithmetic to the problem of computability of primitive recursive functionals of finite types. Regular functional interpretations, i.e. Dialectica and Diller-Nahm interpretation as well as Kreisel's modified realization, together with their Troelstra-style hybrids, are applied to constructive (...) as well as classical systems of arithmetic, analysis, and set theory. They yield relative consistency and conservativity results and closure under relevant rules of the theories in question as well as axiomatic characterizations of the functional translations. Prerequisites are: familiarity with classical and intuitionistic predicate logic, basics of computability theory, Gödel's incompleteness theorems. (shrink)

A notion of feasible function of finite type based on the typed lambda calculus is introduced which generalizes the familiar type 1 polynomial-time functions. An intuitionistic theory IPVω is presented for reasoning about these functions. Interpretations for IPVω are developed both in the style of Kreisel's modified realizability and Gödel's Dialectica interpretation. Applications include alternative proofs for Buss's results concerning the classical first-order system S12 and its intuitionistic counterpart IS12 as well as proofs of some of Buss's conjectures concerning (...) IS12, and a proof that IS12 cannot prove that extended Frege systems are not polynomially bounded. (shrink)

Gödel's dialectica interpretation of Heyting arithmetic HA may be seen as expressing a lack of confidence in our understanding of unbounded quantification. Instead of formally proving an implication with an existential consequent or with a universal antecedent, the dialectica interpretation asks, under suitable conditions, for explicit ‘interpreting’ instances that make the implication valid. For proofs in constructive set theory CZF‐, it may not always be possible to find just one such instance, but it must suffice to explicitly name (...) a set consisting of such interpreting instances. The aim of eliminating unbounded quantification in favor of appropriate constructive functionals will still be obtained, as our ∧‐interpretation theorem for constructive set theory in all finite types CZFω‐ shows. By changing to a hybrid interpretation ∧q, we show closure of CZFω‐ under rules that – in stronger forms – have already been studied in the context of Heyting arithmetic. In a similar spirit, we briefly survey modified realizability of CZFω‐ and its hybrids. Central results of this paper have been proved by Burr 2000a and Schulte 2006, however, for different translations. We use a simplified interpretation that goes back to Diller and Nahm 1974. A novel element is a lemma on absorption of bounds which is essential for the smooth operation of our translation. (shrink)

In the present paper we give a functional interpretation of Aczel's constructive set theories CZF − and CZF in systems T ∈ and T ∈ + of constructive set functionals of finite types. This interpretation is obtained by a translation × , a refinement of the ∧ -translation introduced by Diller and Nahm 49–66) which again is an extension of Gödel's Dialectica translation. The interpretation theorem gives characterizations of the definable set functions of CZF − and (...) CZF in terms of constructive set functionals. In a second part we introduce constructive set theories in all finite types. We expand the interpretation to these theories and give a characterization of the translation × . We further show that the simplest non-trivial axiom of extensionality is not interpretable by functionals of T ∈ and T ∈ + . We obtain this result by adapting Howard's notion of hereditarily majorizable functionals to set functionals. Subject of the last section is the translation ∨ that is defined in Burr for an interpretation of Kripke-Platek set theory with infinity. (shrink)

Extending Gödel's Dialectica interpretation, we provide a functional interpretation of classical theories of positive arithmetic inductive definitions, reducing them to theories of finite-type functionals defined using transfinite recursion on well-founded trees.

Abstract.Carrying out a suggestion by Kreisel, we adapt Gödel’s functional interpretation to ordinary first-order predicate logic(PL) and thus devise an algorithm to extract Herbrand terms from PL-proofs. The extraction is carried out in an extension of PL to higher types. The algorithm consists of two main steps: first we extract a functional realizer, next we compute the β-normal-form of the realizer from which the Herbrand terms can be read off. Even though the extraction is carried out in (...) the extended language, the terms are ordinary PL-terms. In contrast to approaches to Herbrand’s theorem based on cut elimination orɛ-elimination this extraction technique is, except for the normalization step, of low polynomial complexity, fully modular and furthermore allows an analysis of the structure of the Herbrand terms, in the spirit of Kreisel ([13]), already prior to the normalization step. It is expected that the implementation of functional interpretation in Schwichtenberg’s MINLOG system can be adapted to yield an efficient Herbrand-term extraction tool. (shrink)

In this article we study applications of the bounded functional interpretation to theories of feasible arithmetic and analysis. The main results show that the novel interpretation is sound for considerable generalizations of weak König’s Lemma, even in the presence of very weak induction. Moreover, when this is combined with Cook and Urquhart’s variant of the functional interpretation, one obtains effective versions of conservation results regarding weak König’s Lemma which have been so far only obtained non-constructively.

We are concerned with showing how ‘labelled’ Natural Deduction presentation systems based on an extension of the so-called Curry-Howard functional interpretation can help us understand and generalise most of the deduction calculi designed to deal with the logical notion of existential quantification. We present the labelling mechanism for ‘’ using what we call ‘ɛ-terms’, which have the form of ‘a’) in a dual form to the ‘Ax.f’ terms of in the sense that the ‘witness’ is chosen at the (...) time of assertion/introduction.With the intention of demonstrating the generality of our framework, we provide a brief comparison with some other calculi of existentials, including the model-theoretic interpretations of Skolem and Herbrand, indicating the way in which some of the classical results on prenex normal forms can be extended to a wide range of logics. The essential ingredient is to look at the conceptual framework of labelled natural deduction as an attempted reconstruction of Frege's functional calculus where the devices of the Begriffsschrift work separately from, yet in harmony with, those of the Grundgesetze 1. (shrink)

Logics for ‘generally’ are intended to express some vague notions, such as ‘generally’, ‘several’, ‘many’, ‘most’, etc., by means of the new generalized quantifier ∇ and to reason about assertions with ‘generally’ . We introduce the idea of functional interpretation for ‘generally’ and show that representative functions enable elimination of ∇ and reduce consequence to classical theories. Thus, one can use proof procedures and theorem provers for classical first-order logic to reason about assertions involving ‘generally’.

Understanding the functional mechanisms underlying genetic signals associated with complex traits and common diseases, such as cancer, diabetes and Alzheimer's disease, is a formidable challenge. Many genetic signals discovered through genome‐wide association studies map to non‐protein coding sequences, where their molecular consequences are difficult to evaluate. This article summarizes concepts for the systematic interpretation of non‐coding genetic signals using genome annotation data sets in different cellular systems. We outline strategies for the global analysis of multiple association intervals and (...) the in‐depth molecular investigation of individual intervals. We highlight experimental techniques to validate candidate (potential causal) regulatory variants, with a focus on novel genome‐editing techniques including CRISPR/Cas9. These approaches are also applicable to low‐frequency and rare variants, which have become increasingly important in genomic studies of complex traits and diseases. There is a pressing need to translate genetic signals into biological mechanisms, leading to prognostic, diagnostic and therapeutic advances. (shrink)

We prove that the (non-intuitionistic) law of the double negation shift has a bounded functional interpretation with bar recursive functionals of finite type. As an application. we show that full numerical comprehension is compatible with the uniformities introduced by the characteristic principles of the bounded functional interpretation for the classical case.

Gödel's dialectica interpretation of Heyting arithmetic HA may be seen as expressing a lack of confidence in our understanding of unbounded quantification. Instead of formally proving an implication with an existential consequent or with a universal antecedent, the dialectica interpretation asks, under suitable conditions, for explicit 'interpreting' instances that make the implication valid. For proofs in constructive set theory CZF-, it may not always be possible to find just one such instance, but it must suffice to explicitly name (...) a set consisting of such interpreting instances. The aim of eliminating unbounded quantification in favor of appropriate constructive functionals will still be obtained, as our ∧-interpretation theorem for constructive set theory in all finite types CZFω- shows. By changing to a hybrid interpretation ∧q, we show closure of CZFω- under rules that – in stronger forms – have already been studied in the context of Heyting arithmetic. In a similar spirit, we briefly survey modified realizability of CZFω- and its hybrids. Central results of this paper have been proved by Burr 2000a and Schulte 2006, however, for different translations. We use a simplified interpretation that goes back to Diller and Nahm 1974. A novel element is a lemma on absorption of bounds which is essential for the smooth operation of our translation. (shrink)

The Dialectica-style functional interpretation of Kripke-Platek set theory with infinity ( $\hbox{\sf KP} \omega$ ) given in [1] uses a choice functional (which is not a definable set function of ( $hbox{\sf KP} \omega$ ). By means of a Diller-Nahm-style interpretation (cf. [4]) it is possible to eliminate the choice functional and give an interpretation by set functionals primitive recursive in $x\mapsto\omega$ . This yields the following characterization: The class of $\Sigma$ -definable set functions (...) of $\hbox{\sf KP} \omega$ coincides with the collection of set functionals of type 1 primitive recursive in $x\mapsto \omega$. (shrink)

We introduce a new typed combinatory calculus with a type constructor that, to each type σ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\sigma $$\end{document}, associates the star type σ∗\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\sigma ^*$$\end{document} of the nonempty finite subsets of elements of type σ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\sigma $$\end{document}. We prove that this calculus enjoys the properties of strong normalization and confluence. With the aid of this star combinatory (...) calculus, we define a functional interpretation of first-order predicate logic and prove a corresponding soundness theorem. It is seen that each theorem of classical first-order logic is connected with certain formulas which are tautological in character. As a corollary, we reprove Herbrand’s theorem on the extraction of terms from classically provable existential statements. (shrink)

In this paper, we present another case study in the general project of proof mining which means the logical analysis of prima facie non-effective proofs with the aim of extracting new computationally relevant data. We use techniques based on monotone functional interpretation developed in Kohlenbach , Oxford University Press, Oxford, 1996, pp. 225–260) to analyze Cheney's simplification 189) of Jackson's original proof 320) of the uniqueness of the best L1-approximation of continuous functions fC[0,1] by polynomials pPn of (...) degree n. Cheney's proof is non-effective in the sense that it is based on classical logic and on the non-computational principle WKL . The result of our analysis provides the first effective uniform modulus of uniqueness . Moreover, the extracted modulus has the optimal ε-dependency as follows from Kroó 331). The paper also describes how the uniform modulus of uniqueness can be used to compute the best L1-approximations of a fixed fC[0,1] with arbitrary precision. The second author uses this result to give a complexity upper bound on the computation of the best L1-approximation in Oliva 66–77). (shrink)

The Dialectica-style functional interpretation of Kripke-Platek set theory with infinity (\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document} $\hbox{\sf KP} \omega$\end{document}) given in [1] uses a choice functional (which is not a definable set function of (\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document} $hbox{\sf KP} \omega$\end{document}). By means of a Diller-Nahm-style interpretation (cf. [4]) it is possible to eliminate the choice functional and give an interpretation by set functionals primitive (...) recursive in \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document} $x\mapsto\omega$\end{document}. This yields the following characterization: The class of \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document} $\Sigma$\end{document}-definable set functions of \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document} $\hbox{\sf KP} \omega$\end{document} coincides with the collection of set functionals of type 1 primitive recursive in \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document} $x\mapsto \omega$\end{document}. (shrink)

A famous theorem by van der Waerden states the following: Given any finite coloring of the integers, one color contains arbitrarily long arithmetic progressions. Equivalently, for every q,k, there is an N = N(q,k) such that for every q-coloring of an interval of length N one color contains a progression of length k. An obvious question is what is the growth rate of N = N(q,k). Some proofs, like van der Waerden's combinatorial argument, answer this question directly, while the topological (...) proof by Furstenberg and Weiss does not. We present an analysis of (Girard's variant of) Furstenberg and Weiss's proof based on monotone functional interpretation, both yielding bounds and providing a general illustration of proof mining in topological dynamics. The bounds do not improve previous results by Girard, but only—as is also revealed by the analysis—because the combinatorial proof and the topological dynamics proof in principle are identical. (shrink)

In this paper we study with proof-theoretic methods the function(al) s provably recursive relative to Ramsey's theorem for pairs and the cohesive principle (COH). Our main result on COH is that the type 2 functional provably recursive from $RCA_0 + COH + \Pi _1^0 - CP$ are primitive recursive. This also provides a uniform method to extract bounds from proofs that use these principles. As a consequence we obtain a new proof of the fact that $WKL_0 + \Pi _1^0 (...) - CP + COH$ is $\Pi _1^0 $ -conservative over PRA. Recent work of the first author showed that $\Pi _1^0 + CP + COH$ is equivalent to a weak variant of the Bolzano-Weierstraß principle. This makes it possible to use our results to analyze not only combinatorial but also analytical proofs. For Ramsey's theorem for pairs and two colors $\left( {RT_2^2 } \right)$ we obtain the upper bounded that the type 2 functionals provable recursive relative to $RCA_0 + \sum\nolimits_2^0 {IA + RT_2^2 } $ are in T₁. This is the fragment of Gödel's system T containing only type 1 recursion—roughly speaking it consists of functions of Ackermann type. With this we also obtain a uniform method for the extraction of T₁-bounds from proofs that use RT2..... Moreover, this yields a new proof of the fact that $WKL_0 + \sum\nolimits_2^0 {IA} + RT_2^2 $ is $\Pi _1^0 $ -conservative over $RCA_0 + \sum\nolimits_2^0 { - IA} $ . The results are obtained in two steps: in the first step a term including Skolem functions for the above principles is extracted from a given proof. This is done using Gödel's functional interpretation. After this the term is normalized, such that only specific instances of the Skolem functions are used. In the second step this term is interpreted using $\Pi _1^0 $ -comprehension. The comprehension is then eliminated in favor of induction using either elimination of monotone Skolem functions (for COH) or Howard's ordinal analysis of bar recursion (for $RT_2^2 $. (shrink)