Herbrand's Theorem, in the form of $$\underset{\raise0.3em\hbox{$\smash{\scriptscriptstyle-}$}}{\exists } $$ -inversion lemmata for finitary and infinitary sequent calculi, is the crucial tool for the determination of the provably total function(al)s of a variety of theories. The theories are (second order extensions of) fragments of classical arithmetic; the classes of provably total functions include the elements of the Polynomial Hierarchy, the Grzegorczyk Hierarchy, and the extended Grzegorczyk Hierarchy $\mathfrak{E}^\alpha $ , α < ε0. A subsidiary aim of the paper is to (...) show that the proof theoretic methods used here are distinguished by technical elegance, conceptual clarity, and wide-ranging applicability. (shrink)

Gödel's second incompleteness theorem is proved for Herbrand consistency of some arithmetical theories with bounded induction, by using a technique of logarithmic shrinking the witnesses of bounded formulas, due to Z. Adamowicz [Herbrand consistency and bounded arithmetic, Fundamenta Mathematical vol. 171 (2002), pp. 279-292]. In that paper, it was shown that one cannot always shrink the witness of a bounded formula logarithmically, but in the presence of Herbrand consistency, for theories I∆₀+ Ωm, with m ≥ 2, any (...) witness for any bounded formula can be shortened logarithmically. This immediately implies the unprovability of Herbrand consistency of a theory T ⊇ I∆₀ + Ω₂ in t itself. In this paper, the above results are generalized for I∆₀ + Ω₁. Also after tailoring the definition of Herbrand consistency for I∆₀ we prove the corresponding theorems for I∆₀. Thus the Herbrand version of Gödel's second incompleteness theorem follows for the theories I∆₀ + Ω₁ and I∆₀. (shrink)

We formalize the notion of Herbrand Consistency in an appropriate way for bounded arithmetics, and show the existence of a finite fragment of IΔ0 whose Herbrand Consistency is not provable in IΔ0. We also show the existence of an IΔ0-derivable Π1-sentence such that IΔ0 cannot prove its Herbrand Consistency.

We introduce a new typed combinatory calculus with a type constructor that, to each type σ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\sigma $$\end{document}, associates the star type σ∗\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\sigma ^*$$\end{document} of the nonempty finite subsets of elements of type σ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\sigma $$\end{document}. We prove that this calculus enjoys the properties of strong normalization and confluence. With the aid of this star combinatory (...) calculus, we define a functional interpretation of first-order predicate logic and prove a corresponding soundness theorem. It is seen that each theorem of classical first-order logic is connected with certain formulas which are tautological in character. As a corollary, we reprove Herbrand’s theorem on the extraction of terms from classically provable existential statements. (shrink)

We prove that the Gödel incompleteness theorem holds for a weak arithmetic T = IΔ0 + Ω2 in the form where Cons H (T) is an arithmetic formula expressing the consistency of T with respect to the Herbrand notion of provability.

We introduce a herbrandized functional interpretation of a first-order semi-intuitionistic extension of Heyting Arithmetic and study its main properties. We then extend the interpretation to a certain system of second-order arithmetic which includes a (classically false) formulation of the FAN principle and weak König's lemma. It is shown that any first-order formula provable in this system is classically true. It is perhaps worthy of note that, in our interpretation, second-order variables are interpreted by finite sets of natural numbers.

A translation of the Écrits logiques, edited by Jean Van Heijenoort, published in 1968.

In February 2015 the UK became the first country to legalise high-profile mitochondrial replacement techniques, which involve the creation of offspring using genetic material from three individuals. The aim of these new cell reconstruction techniques is to prevent the transmission of maternally inherited mitochondrial disorders to biological offspring. During the UK debates, MRTs were often positioned as a straightforward and unique solution for the ‘eradication’ of mitochondrial disorders, enabling hundreds of women to have a healthy, biologically-related child. However, many questions (...) regarding future applications and potential users remain. Drawing on a current qualitative study on reproductive choices in the context of mitochondrial disorders, this article illustrates how the potential limitations of MRTs have been obscured in public debates by contrasting the claims made about the future beneficiaries with insights from families affected by mitochondrial disorders and medical experts. The analysis illuminates the complex choices with which families and individuals affected by mitochondrial disorders are faced, which have thus far remained invisible. An argument is presented for improved information for the public as well as an intensification of critical empirical research around the complex and specific needs of future beneficiaries of new reproductive biotechnologies. (shrink)

T i 2 = S i +1 2 implies ∑ p i +1 ⊆ Δ p i +1 ⧸poly. S 2 and IΔ 0 ƒ are not finitely axiomatizable. The main tool is a Herbrand-type witnessing theorem for ∃∀∃ П b i -formulas provable in T i 2 where the witnessing functions are □ p i +1.

Gentzen’s sequent calculi LK and LJ are landmark proof systems. They identify the structural rules of weakening and contraction as notable inference rules, and they allow for an elegant statement and proof of both cut elimination and consistency for classical and intuitionistic logics. Among the undesirable features of those sequent calculi is that their inferences rules are low-level and frequently permute over each other. As a result, large-scale structures within sequent calculus proofs are hard to identify. In this paper, we (...) present a different approach to designing a sequent calculus for classical logic. Starting with Gentzen’s LK proof system, we examine the proof search meaning of his inference rules and classify those rules as involving either don’t care nondeterminism or don’t know nondeterminism. Based on that classification, we design the focused proof system LKF in which inference rules belong to one of two phases of proof construction depending on which flavor of nondeterminism they involve. We then prove that the cut rule and the general form of the initial rule are admissible in LKF. Finally, by showing that the inference rules for LK are all admissible in LKF, we can give a relative completeness proof for LKF provability with respect to LK provability. We shall also apply these properties of the LKF proof system to establish other meta-theoretic properties of classical logic, including Herbrand’s theorem. (shrink)

In [15], [16] G. Kreisel introduced the no-counterexample interpretation (n.c.i.) of Peano arithmetic. In particular he proved, using a complicated ε-substitution method (due to W. Ackermann), that for every theorem A (A prenex) of first-order Peano arithmetic PA one can find ordinal recursive functionals Φ A of order type 0 which realize the Herbrand normal form A H of A. Subsequently more perspicuous proofs of this fact via functional interpretation (combined with normalization) and cut-elimination were found. These proofs however (...) do not carry out the no-counterexample interpretation as a local proof interpretation and don't respect the modus ponens on the level of the no-counterexample interpretation of formulas A and A → B. Closely related to this phenomenon is the fact that both proofs do not establish the condition (δ) and--at least not constructively-- (γ) which are part of the definition of an 'interpretation of a formal system' as formulated in [15]. In this paper we determine the complexity of the no-counterexample interpretation of the modus ponens rule for (i) PA-provable sentences, (ii) for arbitrary sentences A, B ∈ L(PA) uniformly in functionals satisfying the no-counterexample interpretation of (prenex normal forms of) A and A → B, and (iii) for arbitrary A, B ∈ L(PA) pointwise in given α( 0 ) -recursive functionals satisfying the no-counterexample interpretation of A and A → B. This yields in particular perspicuous proofs of new uniform versions of the conditions (γ), (δ). Finally we discuss a variant of the concept of an interpretation presented in [17] and show that it is incomparable with the concept studied in [15], [16]. In particular we show that the no-counterexample interpretation of PA n by α( n (ω))-recursive functionals (n ≥ 1) is an interpretation in the sense of [17] but not in the sense of [15] since it violates the condition (δ). (shrink)

Any intermediate propositional logic can be extended to a calculus with epsilon- and tau-operators and critical formulas. For classical logic, this results in Hilbert’s $\varepsilon $ -calculus. The first and second $\varepsilon $ -theorems for classical logic establish conservativity of the $\varepsilon $ -calculus over its classical base logic. It is well known that the second $\varepsilon $ -theorem fails for the intuitionistic $\varepsilon $ -calculus, as prenexation is impossible. The paper investigates the effect of adding critical $\varepsilon $ - (...) and $\tau $ -formulas and using the translation of quantifiers into $\varepsilon $ - and $\tau $ -terms to intermediate logics. It is shown that conservativity over the propositional base logic also holds for such intermediate ${\varepsilon \tau }$ -calculi. The “extended” first $\varepsilon $ -theorem holds if the base logic is finite-valued Gödel–Dummett logic, and fails otherwise, but holds for certain provable formulas in infinite-valued Gödel logic. The second $\varepsilon $ -theorem also holds for finite-valued first-order Gödel logics. The methods used to prove the extended first $\varepsilon $ -theorem for infinite-valued Gödel logic suggest applications to theories of arithmetic. (shrink)

Let be the fragment of elementary Peano arithmetic in which induction is restricted to -formulas. More than three decades ago, Parsons showed that the provably total functions of are exactly the primitive recursive functions. In this paper, we observe that Parsons' result is a consequence of Herbrand's theorem concerning the -consequences of universal theories. We give a self-contained proof requiring only basic knowledge of mathematical logic.

We define a fragment of Primitive Recursive Arithmetic by replacing the defining axioms for primitive recursive functions by those for functions in some specific complexity class. In this note we consider such theory for AC0. We present a model-theoretical property of this theory, by means of which we are able to characterize its provably total functions. Next we consider the problem of how strong the induction scheme can be in this theory.

The paper deals with the contributions of Jacques Herbrand to logic and philosophy in historical context.

We study search problems and reducibilities between them with known or potential relevance to bounded arithmetic theories. Our primary objective is to understand the sets of low complexity consequences of theories Si2 and Ti2 for a small i, ideally in a rather strong sense of characterization; or, at least, in the standard sense of axiomatization. We also strive for maximum combinatorial simplicity of the characterizations and axiomatizations, eventually sufficient to prove conjectured separation results. To this end two techniques based on (...) the Herbrand's theorem are developed. They characterize/axiomatize Σb1-consequences of Σb2-definable search problems, while the method based on the more involved concept of characterization is easier and gives more transparent results. This method yields new proofs of Buss' witnessing theorem and of the relation between PLS and Σb1, and also an axiomatization of Σb1. (shrink)

I provide a proof method for First Order Monadic Predicate Logic. This method uses the Normal Form of Herbrand and the Disjunctive and Conjunctive Normal Forms for Propositional Logic. The validity is determined by mere inspection of the presence and arrangement of formulas that act as informational atoms. The exact relationship between First Order Monadic Predicate Logic and the extended syllogistic developed during the nineteenth century is established by the Normal Form of Herbrand.

Abstract.Carrying out a suggestion by Kreisel, we adapt Gödel’s functional interpretation to ordinary first-order predicate logic(PL) and thus devise an algorithm to extract Herbrand terms from PL-proofs. The extraction is carried out in an extension of PL to higher types. The algorithm consists of two main steps: first we extract a functional realizer, next we compute the β-normal-form of the realizer from which the Herbrand terms can be read off. Even though the extraction is carried out in the (...) extended language, the terms are ordinary PL-terms. In contrast to approaches to Herbrand’s theorem based on cut elimination orɛ-elimination this extraction technique is, except for the normalization step, of low polynomial complexity, fully modular and furthermore allows an analysis of the structure of the Herbrand terms, in the spirit of Kreisel ([13]), already prior to the normalization step. It is expected that the implementation of functional interpretation in Schwichtenberg’s MINLOG system can be adapted to yield an efficient Herbrand-term extraction tool. (shrink)

This paper investigates the ontological presuppositions of quantifier logic. It is seen that the actual infinite, although present in the usual completeness proofs, is not needed for a proper semantic foundation. Additionally, quantifier logic can be given an adequate formulation in which neither the notion of individual nor that of a predicate appears.

A previously unexplored method, combining logical and mathematical elements, is shown to yield substantial numerical improvements in the area of Diophantine approximations. Kreisel illustrated the method abstractly by noting that effective bounds on the number of elements are ensured if Herbrand terms from ineffective proofs of Σ 2 -finiteness theorems satisfy certain simple growth conditions. Here several efficient growth conditions for the same purpose are presented that are actually satisfied in practice, in particular, by the proofs of Roth's theorem (...) due to Roth himself and to Esnault and Viehweg. The analysis of the former yields an exponential bound of order exp(70ε -2 d 2 ) in place of exp(285ε -2 d 2 ) given by Davenport and Roth in 1955, where α is (real) algebraic of degree d ≥ 2 and $|\alpha - pq^{-1}| . (Thus the new bound is less than the fourth root of the old one.) The new bounds extracted from the other proof are polynomial of low degree (in ε -1 and log d). Corollaries: Apart from a new bound for the number of solutions of the corresponding Diophantine equations and inequalities (among them Thue's inequality), $\log \log q_\nu , where q ν are the denominators of the convergents to the continued fraction of α. (shrink)

We introduce the logics GLP Λ, a generalization of Japaridze’s polymodal provability logic GLP ω where Λ is any linearly ordered set representing a hierarchy of provability operators of increasing strength. We shall provide a reduction of these logics to GLP ω yielding among other things a finitary proof of the normal form theorem for the variable-free fragment of GLP Λ and the decidability of GLP Λ for recursive orderings Λ. Further, we give a restricted axiomatization of the (...) variable-free fragment of GLP Λ. (shrink)

We study the formal first order system TIND in the standard language of Gentzen's LK . TIND extends LK by the purely logical rule of term-induction, that is a restricted induction principle, deriving numerals instead of arbitrary terms. This rule may be conceived as the logical image of full induction.

In 1933 Godel introduced a calculus of provability (also known as modal logic S4) and left open the question of its exact intended semantics. In this paper we give a solution to this problem. We find the logic LP of propositions and proofs and show that Godel's provability calculus is nothing but the forgetful projection of LP. This also achieves Godel's objective of defining intuitionistic propositional logic Int via classical proofs and provides a Brouwer-Heyting-Kolmogorov style provability semantics (...) for Int which resisted formalization since the early 1930s. LP may be regarded as a unified underlying structure for intuitionistic, modal logics, typed combinatory logic and λ-calculus. (shrink)

Provability, Computability and Reflection.

A previously unexplored method, combining logical and mathematical elements, is shown to yield substantial numerical improvements in the area of Diophantine approximations. Kreisel illustrated the method abstractly by noting that effective bounds on the number of elements are ensured if Herbrand terms from ineffective proofs ofΣ2-finiteness theorems satisfy certain simple growth conditions. Here several efficient growth conditions for the same purpose are presented that are actually satisfied in practice, in particular, by the proofs of Roth's theorem due to Roth (...) himself and to Esnault and Viehweg. The analysis of the former yields an exponential bound of order exp in place of exp given by Davenport and Roth in 1955, whereαis algebraic of degreed≥ 2 and ∣α−pq−1∣ shrink)

Herbrand’s theorem is a central fact about classical logic, [9, 10]. It provides a constructive method for associating, with each first-order formula X, a sequence of formulas X1, X2, X3, . . . , so that X has a first-order proof if and only if some Xi is a tautology. Herbrand’s theorem serves as a constructive alternative to..

The $$\varepsilon $$ -elimination method of Hilbert’s $$\varepsilon $$ -calculus yields the up-to-date most direct algorithm for computing the Herbrand disjunction of an extensional formula. A central advantage is that the upper bound on the Herbrand complexity obtained is independent of the propositional structure of the proof. Prior (modern) work on Hilbert’s $$\varepsilon $$ -calculus focused mainly on the pure calculus, without equality. We clarify that this independence also holds for first-order logic with equality. Further, we provide upper (...) bounds analyses of the extended first $$\varepsilon $$ -theorem, even if the formalisation incorporates so-called $$\varepsilon $$ -equality axioms. (shrink)

We use Herbrand’s theorem to give a new proof that Euclid’s parallel axiom is not derivable from the other axioms of first-order Euclidean geometry. Previous proofs involve constructing models of non-Euclidean geometry. This proof uses a very old and basic theorem of logic together with some simple properties of ruler-and-compass constructions to give a short, simple, and intuitively appealing proof.

This book, written by one of the most distinguished of contemporary philosophers of mathematics, is a fully rewritten and updated successor to the author's earlier The Unprovability of Consistency. Its subject is the relation between provability and modal logic, a branch of logic invented by Aristotle but much disparaged by philosophers and virtually ignored by mathematicians. Here it receives its first scientific application since its invention. Modal logic is concerned with the notions of necessity and possibility. What George Boolos (...) does is to show how the concepts, techniques, and methods of modal logic shed brilliant light on the most important logical discovery of the twentieth century: the incompleteness theorems of Kurt Godel and the 'self-referential' sentences constructed in their proof. The book explores the effects of reinterpreting the notions of necessity and possibility to mean provability and consistency. (shrink)

-/- Provability logic is a modal logic that is used to investigate what arithmetical theories can express in a restricted language about their provability predicates. The logic has been inspired by developments in meta-mathematics such as Gödel’s incompleteness theorems of 1931 and Löb’s theorem of 1953. As a modal logic, provability logic has been studied since the early seventies, and has had important applications in the foundations of mathematics. -/- From a philosophical point of view, provability (...) logic is interesting because the concept of provability in a fixed theory of arithmetic has a unique and non-problematic meaning, other than concepts like necessity and knowledge studied in modal and epistemic logic. Furthermore, provability logic provides tools to study the notion of self-reference. (shrink)

Let PLω be the provability logic of IΔ0 + ω1. We prove some containments of the form L ⊆ PLω < Th(C) where L is the provability logic of PA and Th(C) is a suitable class of Kripke frames.

Realizability notions in mathematical logic have a long history, which can be traced back to the work of Stephen Kleene in the 1940s, aimed at exploring the foundations of intuitionistic logic. Kleene’s initial realizability laid the ground for more sophisticated notions such as Kreisel’s modified realizability and various modern approaches. In this context, our work aligns with the lineage of realizability strategies that emphasize the accumulation, rather than the propagation of precise witnesses. In this paper, we introduce a new notion (...) of realizability, namely herbrandized modified realizability. This novel form of (cumulative) realizability, presented within the framework of semi-intuitionistic logic is based on a recently developed star combinatory calculus, which enables the gathering of witnesses into nonempty finite sets. We also show that the previous analysis can be extended from logic to (Heyting) arithmetic. (shrink)

The provability logic of a theory $T$ is the set of modal formulas, which under any arithmetical realization are provable in $T$. We slightly modify this notion by requiring the arithmetical realizations to come from a specified set $\Gamma$. We make an analogous modification for interpretability logics. We first study provability logics with restricted realizations and show that for various natural candidates of $T$ and restriction set $\Gamma$, the result is the logic of linear frames. However, for the (...) theory Primitive Recursive Arithmetic (PRA), we define a fragment that gives rise to a more interesting provability logic by capitalizing on the well-studied relationship between PRA and I$\Sigma_1$. We then study interpretability logics, obtaining upper bounds for IL(PRA), whose characterization remains a major open question in interpretability logic. Again this upper bound is closely related to linear frames. The technique is also applied to yield the nontrivial result that IL(PRA) $\subset$ ILM. (shrink)

We suggest an algebraic approach to proof-theoretic analysis based on the notion of graded provability algebra, that is, Lindenbaum boolean algebra of a theory enriched by additional operators which allow for the structure to capture proof-theoretic information. We use this method to analyze Peano arithmetic and show how an ordinal notation system up to 0 can be recovered from the corresponding algebra in a canonical way. This method also establishes links between proof-theoretic ordinal analysis and the work which has (...) been done in the last two decades on provability logic and reflection principles. Because of its abstract algebraic nature, we hope that it will also be of interest for non-prooftheorists. (shrink)

ABSTRACT In this paper we state and prove Herbrand's properties for two modal systems, namely T and S4, thus adapting a previous result obtained for the system D [CIA 86a] to such theories. These properties allow the first order extension?along the lines of [CIA 91]?of the resolution method defined in [ENJ 86] for the corresponding propositional modal systems. In fact, the Herbrand-style procedures proposed here treat quantifiers in a uniform way, that suggests the definition of a restricted notion (...) of unification for quantifier free modal formulae obtained by means of a Skolem-like procedure. The differences among the three systems considered, D, T and S4, are taken into account by preliminary propositional transformations of the formulae, in such a way that the problem of quantifier elimination can be treated within the same pattern in the different systems. The methods employed to prove the fundamental theorems are purely proof-theoretical and make use of the formalization of the considered modal theories in terms of sequent calculi, where the cut elimination theorem holds. (shrink)