Dynamic ordinal analysis is ordinal analysis for weak arithmetics like fragments of bounded arithmetic. In this paper we will define dynamic ordinals – they will be sets of number theoretic functions measuring the amount of sΠ b 1(X) order induction available in a theory. We will compare order induction to successor induction over weak theories. We will compute dynamic ordinals of the bounded arithmetic theories sΣ b n (X)−L m IND for m=n and m=n+1, n≥0. Different (...) dynamic ordinals lead to separation. In this way we will obtain several separation results between these relativized theories. We will generalize our results to further languages extending the language of bounded arithmetic. (shrink)

An approach to ordinal analysis is presented which is finitary, but highlights the semantic content of the theories under consideration, rather than the syntactic structure of their proofs. In this paper the methods are applied to the analysis of theories extending Peano arithmetic with transfinite induction and transfinite arithmetic hierarchies.

Abstract.This paper is the second in a series of three culminating in an ordinal analysis of Π12-comprehension. Its objective is to present an ordinal analysis for the subsystem of second order arithmetic with Δ12-comprehension, bar induction and Π12-comprehension for formulae without set parameters. Couched in terms of Kripke-Platek set theory, KP, the latter system corresponds to KPi augmented by the assertion that there exists a stable ordinal, where KPi is KP with an additional axiom stating (...) that every set is contained in an admissible set. (shrink)

Abstract.This paper is the first in a series of three which culminates in an ordinal analysis of Π12-comprehension. On the set-theoretic side Π12-comprehension corresponds to Kripke-Platek set theory, KP, plus Σ1-separation. The strength of the latter theory is encapsulated in the fact that it proves the existence of ordinals π such that, for all β>π, π is β-stable, i.e. Lπ is a Σ1-elementary substructure of Lβ. The objective of this paper is to give an ordinal analysis (...) of a scenario of not too complicated stability relations as experience has shown that the understanding of the ordinal analysis of Π12-comprehension is greatly facilitated by explicating certain simpler cases first.This paper introduces an ordinal representation system based on ν-indescribable cardinals which is then employed for determining an upper bound for the proof–theoretic strength of the theory KPi+ ∀ρ ∃ππ is π+ρ-stable, where KPi is KP augmented by the axiom saying that every set is contained in an admissible set. (shrink)

The paper relativizes the method of ordinal analysis developed for Kripke–Platek set theory to theories which have the power set axiom. We show that it is possible to use this technique to extract information about Power Kripke–Platek set theory, KP.As an application it is shown that whenever KP+AC proves a ΠP2 statement then it holds true in the segment Vτ of the von Neumann hierarchy, where τ stands for the Bachmann–Howard ordinal.

The notion of a function from ℕ to ℕ defined by recursion on ordinal notations is fundamental in proof theory. Here this notion is generalized to functions on the universe of sets, using notations for well orderings longer than the class of ordinals. The generalization is used to bound the rate of growth of any function on the universe of sets that is Σ1-definable in Kripke–Platek admissible set theory with an axiom of infinity. Formalizing the argument provides an (...) class='Hi'>ordinal analysis. (shrink)

The first attempt at a systematic approach to axiomatic theories of truth was undertaken by Friedman and Sheard (Ann Pure Appl Log 33:1–21, 1987). There twelve principles consisting of axioms, axiom schemata and rules of inference, each embodying a reasonable property of truth were isolated for study. Working with a base theory of truth conservative over PA, Friedman and Sheard raised the following questions. Which subsets of the Optional Axioms are consistent over the base theory? What are the proof-theoretic strengths (...) of the consistent theories? The first question was answered completely by Friedman and Sheard; all subsets of the Optional Axioms were classified as either consistent or inconsistent giving rise to nine maximal consistent theories of truth.They also determined the proof-theoretic strength of two subsets of the Optional Axioms. The aim of this paper is to continue the work begun by Friedman and Sheard. We will establish the proof-theoretic strength of all the remaining seven theories and relate their arithmetic part to well-known theories ranging from PA to the theory of ${\Sigma^1_1}$ dependent choice. (shrink)

For every partial combinatory algebra, we define a hierarchy of extensionality relations using ordinals. We investigate the closure ordinals of pca’s, i.e., the smallest ordinals where these relations become equal. We show that the closure ordinal of Kleene’s first model is ${\omega _1^{\textit {CK}}}$ and that the closure ordinal of Kleene’s second model is $\omega _1$. We calculate the exact complexities of the extensionality relations in Kleene’s first model, showing that they exhaust the hyperarithmetical hierarchy. We also discuss (...) embeddings of pca’s. (shrink)

The technique of using infinitary rules in an ordinal analysis has been one of the most productive developments in ordinal analysis. Unfortunately, one of the most advanced variants, the Buchholz Ωμ rule, does not apply to systems much stronger than -comprehension. In this paper, we propose a new extension of the Ω rule using game-theoretic quantifiers. We apply this to a system of inductive definitions with at least the strength of a recursively inaccessible ordinal.

It is well-known that natural axiomatic theories are well-ordered by consistency strength. However, it is possible to construct descending chains of artificial theories with respect to consistency strength. We provide an explanation of this well-orderedness phenomenon by studying a coarsening of the consistency strength order, namely, the$\Pi ^1_1$reflection strength order. We prove that there are no descending sequences of$\Pi ^1_1$sound extensions of$\mathsf {ACA}_0$in this ordering. Accordingly, we can attach a rank in this order, which we call reflection rank, to any$\Pi (...) ^1_1$sound extension of$\mathsf {ACA}_0$. We prove that for any$\Pi ^1_1$sound theoryTextending$\mathsf {ACA}_0^+$, the reflection rank ofTequals the$\Pi ^1_1$proof-theoretic ordinal ofT. We also prove that the$\Pi ^1_1$proof-theoretic ordinal of$\alpha $iterated$\Pi ^1_1$reflection is$\varepsilon _\alpha $. Finally, we use our results to provide straightforward well-foundedness proofs of ordinal notation systems based on reflection principles. (shrink)

§1. Introduction. The purpose of this paper is, in general, to report the state of the art of ordinal analysis and, in particular, the recent success in obtaining an ordinal analysis for the system of-analysis, which is the subsystem of formal second order arithmetic, Z2, with comprehension confined to-formulae. The same techniques can be used to provide ordinal analyses for theories that are reducible to iterated-comprehension, e.g.,-comprehension. The details will be laid out in [28]. (...) class='Hi'>Ordinal-theoretic proof theory came into existence in 1936, springing forth from Gentzen's head in the course of his consistency proof of arithmetic. Gentzen fostered hopes that with sufficiently large constructive ordinals one could establish the consistency of analysis, i.e., Z2. Considerable progress has been made in proof theory since Gentzen's tragic death on August 4th, 1945, but an ordinal analysis of Z2is still something to be sought. However, for reasons that cannot be explained here,-comprehension appears to be the main stumbling block on the road to understanding full comprehension, giving hope for an ordinal analysis of Z2in the foreseeable future.Roughly speaking,ordinally informativeproof theory attaches ordinals in a recursive representation system to proofs in a given formal system; transformations on proofs to certain canonical forms are then partially mirrored by operations on the associated ordinals. Among other things, ordinal analysis of a formal system serves to characterize its provably recursive ordinals, functions and functionals and can yield both conservation and combinatorial independence results. (shrink)

§1. Introduction. The purpose of this paper is, in general, to report the state of the art of ordinal analysis and, in particular, the recent success in obtaining an ordinal analysis for the system of -analysis, which is the subsystem of formal second order arithmetic, Z2, with comprehension confined to -formulae. The same techniques can be used to provide ordinal analyses for theories that are reducible to iterated -comprehension, e.g., -comprehension. The details will be (...) laid out in [28].Ordinal-theoretic proof theory came into existence in 1936, springing forth from Gentzen's head in the course of his consistency proof of arithmetic. Gentzen fostered hopes that with sufficiently large constructive ordinals one could establish the consistency of analysis, i.e., Z2. Considerable progress has been made in proof theory since Gentzen's tragic death on August 4th, 1945, but an ordinal analysis of Z2 is still something to be sought. However, for reasons that cannot be explained here, -comprehension appears to be the main stumbling block on the road to understanding full comprehension, giving hope for an ordinal analysis of Z2 in the foreseeable future.Roughly speaking, ordinally informative proof theory attaches ordinals in a recursive representation system to proofs in a given formal system; transformations on proofs to certain canonical forms are then partially mirrored by operations on the associated ordinals. Among other things, ordinal analysis of a formal system serves to characterize its provably recursive ordinals, functions and functionals and can yield both conservation and combinatorial independence results. (shrink)

Exploiting the fact that -definable non-monotone inductive definitions have the same closure ordinal as arbitrary arithmetically definable monotone inductive definitions, we show that the proof theoretic ordinal of an axiomatization of -definable non-monotone inductive definitions coincides with the proof theoretic ordinal of the theory of arithmetically definable monotone inductive definitions.

In this note we give a simplified ordinal analysis of first-order reflection. An ordinal notation system$OT$is introduced based on$\psi $-functions. Provable$\Sigma _{1}$-sentences on$L_{\omega _{1}^{CK}}$are bounded through cut-elimination on operator controlled derivations.

In the first part we show why ordinals and ordinal notations are naturally connected with proof theoretical research. We introduce the program of ordinal analysis. The second part gives examples of applications of ordinal analysis.

We use model-theoretic methods described in [3] to obtain ordinal analyses of a number of theories of first- and second-order arithmetic, whose proof-theoretic ordinals are less than or equal to Γ0.

We present an analogue of Gödel’s second incompleteness theorem for systems of second-order arithmetic. Whereas Gödel showed that sufficiently strong theories that are $\Pi ^0_1$ -sound and $\Sigma ^0_1$ -definable do not prove their own $\Pi ^0_1$ -soundness, we prove that sufficiently strong theories that are $\Pi ^1_1$ -sound and $\Sigma ^1_1$ -definable do not prove their own $\Pi ^1_1$ -soundness. Our proof does not involve the construction of a self-referential sentence but rather relies on ordinal analysis.

We use model-theoretic methods described in [3] to obtain ordinal analyses of a number of theories of first-and second-order arithmetic, whose proof-theoretic ordinals are less than or equal to $\Gamma_0$.

Ordinal analysis is a research program wherein recursive ordinals are assigned to axiomatic theories. According to conventional wisdom, ordinal analysis measures the strength of theories. Yet what is the attendant notion of strength? In this paper we present abstract characterizations of ordinal analysis that address this question. -/- First, we characterize ordinal analysis as a partition of $\Sigma^1_1$-definable and $\Pi^1_1$-sound theories, namely, the partition whereby two theories are equivalent if they have the (...) same proof-theoretic ordinal. We show that no equivalence relation $\equiv$ is finer than the ordinal analysis partition if both: (1) $T\equiv U$ whenever $T$ and $U$ prove the same $\Pi^1_1$ sentences; (2) $T\equiv T+U$ for every set $U$ of true $\Sigma^1_1$ sentences. In fact, no such equivalence relation makes a single distinction that the ordinal analysis partition does not make. -/- Second, we characterize ordinal analysis as an ordering on arithmetically-definable and $\Pi^1_1$-sound theories, namely, the ordering wherein $T\leq U$ if the proof-theoretic ordinal of $T$ is less than or equal to the proof-theoretic ordinal of $U$. The standard ways of measuring the strength of theories are consistency strength and inclusion of $\Pi^0_1$ theorems. We introduce analogues of these notions---$\Pi^1_1$-reflection strength and inclusion of $\Pi^1_1$ theorems---in the presence of an oracle for $\Sigma^1_1$ truths, and prove that they coincide with the ordering induced by ordinal analysis. (shrink)

We describe a model-theoretic approach to ordinal analysis via the finite combinatorial notion of an α-large set of natural numbers. In contrast to syntactic approaches that use cut elimination, this approach involves constructing finite sets of numbers with combinatorial properties that, in nonstandard instances, give rise to models of the theory being analyzed. This method is applied to obtain ordinal analyses of a number of interesting subsystems of first- and second-order arithmetic.

§1. Introduction. The purpose of this paper is, in general, to report the state of the art of ordinal analysis and, in particular, the recent success in obtaining an ordinal analysis for the system of-analysis, which is the subsystem of formal second order arithmetic, Z2, with comprehension confined to-formulae. The same techniques can be used to provide ordinal analyses for theories that are reducible to iterated-comprehension, e.g.,-comprehension. The details will be laid out in [28]. (...) class='Hi'>Ordinal-theoretic proof theory came into existence in 1936, springing forth from Gentzen's head in the course of his consistency proof of arithmetic. Gentzen fostered hopes that with sufficiently large constructive ordinals one could establish the consistency of analysis, i.e., Z2. Considerable progress has been made in proof theory since Gentzen's tragic death on August 4th, 1945, but an ordinal analysis of Z2is still something to be sought. However, for reasons that cannot be explained here,-comprehension appears to be the main stumbling block on the road to understanding full comprehension, giving hope for an ordinal analysis of Z2in the foreseeable future.Roughly speaking,ordinally informativeproof theory attaches ordinals in a recursive representation system to proofs in a given formal system; transformations on proofs to certain canonical forms are then partially mirrored by operations on the associated ordinals. Among other things, ordinal analysis of a formal system serves to characterize its provably recursive ordinals, functions and functionals and can yield both conservation and combinatorial independence results. (shrink)

§1. Introduction. The purpose of this paper is, in general, to report the state of the art of ordinal analysis and, in particular, the recent success in obtaining an ordinal analysis for the system of-analysis, which is the subsystem of formal second order arithmetic, Z2, with comprehension confined to-formulae. The same techniques can be used to provide ordinal analyses for theories that are reducible to iterated-comprehension, e.g.,-comprehension. The details will be laid out in [28]. (...) class='Hi'>Ordinal-theoretic proof theory came into existence in 1936, springing forth from Gentzen's head in the course of his consistency proof of arithmetic. Gentzen fostered hopes that with sufficiently large constructive ordinals one could establish the consistency of analysis, i.e., Z2. Considerable progress has been made in proof theory since Gentzen's tragic death on August 4th, 1945, but an ordinal analysis of Z2is still something to be sought. However, for reasons that cannot be explained here,-comprehension appears to be the main stumbling block on the road to understanding full comprehension, giving hope for an ordinal analysis of Z2in the foreseeable future.Roughly speaking,ordinally informativeproof theory attaches ordinals in a recursive representation system to proofs in a given formal system; transformations on proofs to certain canonical forms are then partially mirrored by operations on the associated ordinals. Among other things, ordinal analysis of a formal system serves to characterize its provably recursive ordinals, functions and functionals and can yield both conservation and combinatorial independence results. (shrink)

In this paper we introduce a notation system for the infinitary derivations occurring in the ordinal analysis of KP + Π₃-Reflection due to Michael Rathjen. This allows a finitary ordinal analysis of KP + Π₃-Reflection. The method used is an extension of techniques developed by Wilfried Buchholz, namely operator controlled notation systems for RS∞-derivations. Similarly to Buchholz we obtain a characterisation of the provably recursive functions of KP + Π₃-Reflection as <-recursive functions where < is the (...) ordering on Rathjen's ordinal notation system J(K). Further we show a conservation result for $\Pi _{2}^{0}$-sentences. (shrink)

We give an overview of recent results in ordinal analysis. Therefore, we discuss the different frameworks used in mathematical proof-theory, namely "subsystem of analysis" including "reverse mathematics", "Kripke-Platek set theory", "explicit mathematics", "theories of inductive definitions", "constructive set theory", and "Martin-Löf's type theory".

Transfinite ordinal numbers enter mathematical practice mainly via the method of definition by transfinite recursion. Outside of axiomatic set theory, there is a significant mathematical tradition in works recasting proofs by transfinite recursion in other terms, mostly with the intention of eliminating the ordinals from the proofs. Leaving aside the different motivations which lead each specific case, we investigate the mathematics of this action of proof transforming and we address the problem of formalising the philosophical notion of elimination which (...) characterises this move. (shrink)

Visual imagery is a form of sensory imagination, involving subjective experiences typically described as similar to perception, but which occur in the absence of corresponding external stimuli. We used the Activation Likelihood Estimation algorithm (ALE) to identify regions consistently activated by visual imagery across 40 neuroimaging studies, the first such meta-analysis. We also employed a recently developed multi-modal parcellation of the human brain to attribute stereotactic co-ordinates to one of 180 anatomical regions, the first time this approach has been (...) combined with the ALE algorithm. We identified a total 634 foci, based on measurements from 464 participants. Our overall comparison identified activation in the superior parietal lobule, particularly in the left hemisphere, consistent with the proposed ‘top-down’ role for this brain region in imagery. Inferior premotor areas and the inferior frontal sulcus were reliably activated, a finding consistent with the prominent semantic demands made by many visual imagery tasks. We observed bilateral activation in several areas associated with the integration of eye movements and visual information, including the supplementary and cingulate eye fields (SCEFs) and the frontal eye fields (FEFs), suggesting that enactive processes are important in visual imagery. V1 was typically activated during visual imagery, even when participants have their eyes closed, consistent with influential depictive theories of visual imagery. Temporal lobe activation was restricted to area PH and regions of the fusiform gyrus, adjacent to the fusiform face complex (FFC). These results provide a secure foundation for future work to characterise in greater detail the functional contributions of specific areas to visual imagery. (shrink)

Taking up ordinal notations derived from Skolem hull operators familiar in the field of infinitary proof theory we develop a toolkit of ordinal arithmetic that generally applies whenever ordinal structures are analyzed whose combinatorial complexity does not exceed the strength of the system of set theory. The original purpose of doing so was inspired by the analysis of ordinal structures based on elementarity invented by T.J. Carlson, see [T.J. Carlson, Elementary patterns of resemblance, Annals of (...) Pure and Applied Logic 108 19–77], [G. Wilken, Σ1-Elementarity and Skolem hull operators, Annals of Pure and Applied Logic 145 162–175], and [G. Wilken, Assignment of ordinals to patterns of resemblance, The Journal of Symbolic Logic ]. Within the arithmetical context laid bare in this work, the “-numbers” play a role analogous to the role epsilon numbers play in the ordinal arithmetic based on the notion of Cantor normal form. (shrink)

In ordinal analysis of impredicative theories so-called collapsing functions are of central importance. Unfortunately, the definition procedure of these functions makes essential use of uncountable cardinals whereas the notation system that they call into being corresponds to a recursive ordinal. It has long been claimed that, instead, one should manage to develop such functions directly on the basis of admissible ordinals. This paper is meant to show how this can be done. Interpreting the collapsing functions as operating (...) directly on admissible sets also renders a new and perspicuous approach to well-ordering proofs possible. MSC: 03F15, 03F35. (shrink)

The Suslin operator is a type-2 functional testing for the well-foundedness of binary relations on the natural numbers. In the context of applicative theories, its proof-theoretic strength has been analyzed in Jäger and Strahm [18]. This article provides a more direct approach to the computation of the upper bounds in question. Several theories featuring the Suslin operator are embedded into ordinal theories tailored for dealing with non-monotone inductive definitions that enable a smooth definition of the application relation.

Bicycle helmets protect against head injury. Mandatory helmet laws likely increase their use. Although 21 states and Washington, DC have mandatory helmet laws for youth bicyclists, no U.S. state has a mandatory helmet law that applies to all ages; however, some localities have all-age helmet laws for bicyclists. This study abstracted local helmet laws applicable to all-ages to examine their elements.

This article provides a detailed comparison between two systems of collapsing functions. These functions play a crucial role in proof theory, in the analysis of patterns of resemblance, and the analysis of maximal order types of well partial orders. The exact correspondence given here serves as a starting point for far reaching extensions of current results on patterns and well partial orders. © 2011 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim.

In [2] T. J. Carlson introduces an approach to ordinal notation systems which is based on the notion of Σ₁-elementary substructure. We gave a detailed ordinal arithmetical analysis (see [7]) of the ordinal structure based on Σ₁-elementarity as defined in [2]. This involved the development of an appropriate ordinal arithmetic that is based on a system of classical ordinal notations derived from Skolem hull operators, see [6]. In the present paper we establish an effective (...) order isomorphism between the classical and the new system of ordinal notations using the results from [6] and [7]. Moreover, on the basis of a concept of relativization we develop mutual (relatively) elementary recursive assignments which are uniform with respect to the underlying relativization. (shrink)