The paraconsistent system CPQ-ZFC/F is defined. It is shown using strong non-finitary methods that the theorems of CPQ-ZFC/F are exactly the theorems of classical ZFC minus foundation. The proof presented in the paper uses the assumption that a strongly inaccessible cardinal exists. It is then shown using strictly finitary methods that CPQ-ZFC/F is non-trivial. CPQ-ZFC/F thus provides a formulation of set theory that has the same deductive power as the corresponding classical system but is more reliable in that non-triviality (...) is provable by strictly finitary methods. This result does not contradict Gödel's incompleteness theorem because the proof of the deductive equivalence of the paraconsistent and classical systemss use non-finitary methods. (shrink)

In quantum logic, introduced by Birkhoff and von Neumann, De Morgan's Laws play an important role in the projection-valued truth value assignment of observational propositions in quantum mechanics. Takeuti's quantum set theory extends this assignment to all the set-theoretical statements on the universe of quantum sets. However, Takeuti's quantum set theory has a problem in that De Morgan's Laws do not hold between universal and existential bounded quantifiers. Here, we solve this problem by introducing a new truth value (...) assignment for bounded quantifiers that satisfies De Morgan's Laws. To justify the new assignment, we prove the Transfer Principle, showing that this assignment of a truth value to every bounded ZFC theorem has a lower bound determined by the commutator, a projection-valued degree of commutativity, of constants in the formula. We study the most general class of truth value assignments and obtain necessary and sufficient conditions for them to satisfy the Transfer Principle, to satisfy De Morgan's Laws, and to satisfy both. For the class of assignments with polynomially definable logical operations, we determine exactly 36 assignments that satisfy the Transfer Principle and exactly 6 assignments that satisfy both the Transfer Principle and De Morgan's Laws. (shrink)

We study those models of ZFCwhich are embeddable, as the class of all standard sets, in a model of internal set theory >ISTor models of some other nonstandard set theories.

This dissertation aims to provide a comprehensive account of set theory with urelements. In Chapter 1, I present mathematical and philosophical motivations for studying urelement set theory and lay out the necessary technical preliminaries. Chapter 2 is devoted to the axiomatization of urelement set theory, where I introduce a hierarchy of axioms and discuss how ZFC with urelements should be axiomatized. The breakdown of this hierarchy of axioms in the absence of the Axiom of Choice is also (...) explored. In Chapter 3, I investigate forcing with urelements and develop a new approach that addresses a drawback of the existing machinery. I demonstrate that forcing can preserve, destroy, and recover the axioms isolated in Chapter 2 and discuss how Boolean ultrapowers can be applied in urelement set theory. Chapter 4 delves into class theory with urelements. I first discuss the issue of axiomatizing urelement class theory and then explore the second-order reflection principle with urelements. In particular, assuming large cardinals, I construct a model of second-order reflection where the principle of limitation of size fails. (shrink)

Boolean-valued models of set theory were independently introduced by Scott, Solovay and Vopěnka in 1965, offering a natural and rich alternative for describing forcing. The original method was adapted by Takeuti, Titani, Kozawa and Ozawa to lattice-valued models of set theory. After this, Löwe and Tarafder proposed a class of algebras based on a certain kind of implication which satisfy several axioms of ZF. From this class, they found a specific 3-valued model called PS3 which satisfies all the (...) axioms of ZF, and can be expanded with a paraconsistent negation *, thus obtaining a paraconsistent model of ZF. The logic (PS3 ,*) coincides (up to language) with da Costa and D'Ottaviano logic J3, a 3-valued paraconsistent logic that have been proposed independently in the literature by several authors and with different motivations such as CluNs, LFI1 and MPT. We propose in this paper a family of algebraic models of ZFC based on LPT0, another linguistic variant of J3 introduced by us in 2016. The semantics of LPT0, as well as of its first-order version QLPT0, is given by twist structures defined over Boolean agebras. From this, it is possible to adapt the standard Boolean-valued models of (classical) ZFC to twist-valued models of an expansion of ZFC by adding a paraconsistent negation. We argue that the implication operator of LPT0 is more suitable for a paraconsistent set theory than the implication of PS3, since it allows for genuinely inconsistent sets w such that [(w = w)] = 1/2 . This implication is not a 'reasonable implication' as defined by Löwe and Tarafder. This suggests that 'reasonable implication algebras' are just one way to define a paraconsistent set theory. Our twist-valued models are adapted to provide a class of twist-valued models for (PS3,*), thus generalizing Löwe and Tarafder result. It is shown that they are in fact models of ZFC (not only of ZF). (shrink)

“Small” large cardinal notions in the language of ZFC are those large cardinal notions that are consistent with V = L. Besides their original formulation in classical set theory, we have a variety of analogue notions in systems of admissible set theory, admissible recursion theory, constructive set theory, constructive type theory, explicit mathematics and recursive ordinal notations (as used in proof theory). On the face of it, it is surprising that such distinctively set-theoretical notions (...) have analogues in such disaparate and relatively constructive contexts. There must be an underlying reason why that is possible (and, incidentally, why “large” large cardinal notions have not led to comparable analogues). My long term aim is to develop a common language in which such notions can be expressed and can be interpreted both in their original classical form and in their analogue form in each of these special constructive and semi-constructive cases. This is a program in progress. What is done here, to begin with, is to show how that can be done to a considerable extent in the settings of classical and admissible set theory (and thence, admissible recursion theory). The approach taken here is to expand the language of set theory to allow us to talk about (possibly partial) operations applicable both to sets and to operations and to formulate the large cardinal notions in question in terms of operational closure conditions; at the same time only minimal existence axioms are posited for sets. The resulting system, called Operational Set Theory, is a partial adaptation to the set-theoretical framework of the explicit mathematics framework Feferman (1975). The.. (shrink)

A pointwise definable model is one in which every object is \loos definable without parameters. In a model of set theory, this property strengthens $V=\HOD$, but is not first-order expressible. Nevertheless, if \ZFC\ is consistent, then there are continuum many pointwise definable models of \ZFC. If there is a transitive model of \ZFC, then there are continuum many pointwise definable transitive models of \ZFC. What is more, every countable model of \ZFC\ has a class forcing extension that is pointwise (...) definable. Indeed, for the main contribution of this article, every countable model of Gödel-Bernays set theory has a pointwise definable extension, in which every set and class is first-order definable without parameters. (shrink)

In this paper, we consider certain cardinals in ZF (set theory without AC, the axiom of choice). In ZFC (set theory with AC), given any cardinals C and D, either C ≤ D or D ≤ C. However, in ZF this is no longer so. For a given infinite set A consider $\operatorname{seq}^{1 - 1}(A)$ , the set of all sequences of A without repetition. We compare $|\operatorname{seq}^{1 - 1}(A)|$ , the cardinality of this set, to |P(A)|, the (...) cardinality of the power set of A. What is provable about these two cardinals in ZF? The main result of this paper is that $ZF \vdash \forall A(|\operatorname{seq}^{1 - 1}(A)| \neq|\mathscr{P}(\mathscr{A})|)$ , and we show that this is the best possible result. Furthermore, it is provable in ZF that if B is an infinite set, then $|\operatorname{fin}(B)| <|\mathscr{P}(B)|$ even though the existence for some infinite set B* of a function f from $\operatorname{fin}(B^\ast)$ onto P(B*) is consistent with ZF. (shrink)

Mathematicians often consider Zermelo-Fraenkel Set Theory with Choice (ZFC) as the only foundation of Mathematics, and frequently don’t actually want to think much about foundations. We argue here that modern Type Theory, i.e. Homotopy Type Theory (HoTT), is a preferable and should be considered as an alternative.

This two-volume work bridges the gap between introductory expositions of logic or set theory on one hand, and the research literature on the other. It can be used as a text in an advanced undergraduate or beginning graduate course in mathematics, computer science, or philosophy. The volumes are written in a user-friendly conversational lecture style that makes them equally effective for self-study or class use. Volume II, on formal (ZFC) set theory, incorporates a self-contained 'chapter 0' on proof (...) techniques so that it is based on formal logic, in the style of Bourbaki. The emphasis on basic techniques will provide the reader with a solid foundation in set theory and provides a context for the presentation of advanced topics such as absoluteness, relative consistency results, two expositions of Godel's constructible universe, numerous ways of viewing recursion, and a chapter on Cohen forcing. (shrink)

A new axiomatization of set theory, to be called Bernays-Boolos set theory, is introduced. Its background logic is the plural logic of Boolos, and its only positive set-theoretic existence axiom is a reflection principle of Bernays. It is a very simple system of axioms sufficient to obtain the usual axioms of ZFC, plus some large cardinals, and to reduce every question of plural logic to a question of set theory.

In 1981, Takeuti introduced quantum set theory as the quantum counterpart of Boolean valued models of set theory by constructing a model of set theory based on quantum logic represented by the lattice of closed subspaces in a Hilbert space and showed that appropriate quantum counterparts of ZFC axioms hold in the model. Here, Takeuti's formulation is extended to construct a model of set theory based on the logic represented by the lattice of projections in an (...) arbitrary von Neumann algebra. A transfer principle is established that enables us to transfer theorems of ZFC to their quantum counterparts holding in the model. The set of real numbers in the model is shown to be in one-to-one correspondence with the set of self-adjoint operators affiliated with the von Neumann algebra generated by the logic. Despite the difficulty pointed out by Takeuti that equality axioms do not generally hold in quantum set theory, it is shown that equality axioms hold for any real numbers in the model. It is also shown that any observational proposition in quantum mechanics can be represented by a corresponding statement for real numbers in the model with the truth value consistent with the standard formulation of quantum mechanics, and that the equality relation between two real numbers in the model is equivalent with the notion of perfect correlation between corresponding observables (self-adjoint operators) in quantum mechanics. The paper is concluded with some remarks on the relevance to quantum set theory of the choice of the implication connective in quantum logic. (shrink)

In contrast to the robust mutual interpretability phenomenon in set theory, Ali Enayat proved that bi-interpretation is absent: distinct theories extending ZF are never bi-interpretable and models of ZF are bi-interpretable only when they are isomorphic. Nevertheless, for natural weaker set theories, we prove, including Zermelo–Fraenkel set theory $\mathrm {ZFC}^{-}$ without power set and Zermelo set theory Z, there are nontrivial instances of bi-interpretation. Specifically, there are well-founded models of $\mathrm {ZFC}^{-}$ that are bi-interpretable, but not isomorphic—even (...) $\langle H_{\omega _1},\in \rangle $ and $ \langle H_{\omega _2},\in \rangle $ can be bi-interpretable—and there are distinct bi-interpretable theories extending $\mathrm {ZFC}^{-}$. Similarly, using a construction of Mathias, we prove that every model of ZF is bi-interpretable with a model of Zermelo set theory in which the replacement axiom fails. (shrink)

The main theorem of this article is that every countable model of set theory 〈M, ∈M〉, including every well-founded model, is isomorphic to a submodel of its own constructible universe 〈LM, ∈M〉 by means of an embedding j : M → LM. It follows from the proof that the countable models of set theory are linearly pre-ordered by embeddability: if 〈M, ∈M〉 and 〈N, ∈N〉 are countable models of set theory, then either M is isomorphic to a (...) submodel of N or conversely. Indeed, these models are pre-well-ordered by embeddability in order-type exactly ω1+ 1. Specifically, the countable well-founded models are ordered under embeddability exactly in accordance with the heights of their ordinals; every shorter model embeds into every taller model; every model of set theory M is universal for all countable well-founded binary relations of rank at most OrdM; and every ill-founded model of set theory is universal for all countable acyclic binary relations. Finally, strengthening a classical theorem of Ressayre, the proof method shows that if M is any nonstandard model of PA, then every countable model of set theory — in particular, every model of ZFC plus large cardinals — is isomorphic to a submodel of the hereditarily finite sets 〈 HFM, ∈M〉 of M. Indeed, 〈 HFM, ∈M〉 is universal for all countable acyclic binary relations. (shrink)

A DO model (here also referred to a Paris model) is a model of set theory all of whose ordinals are first order definable in . Jeffrey Paris (1973) initiated the study of DO models and showed that (1) every consistent extension T of ZF has a DO model, and (2) for complete extensions T, T has a unique DO model up to isomorphism iff T proves V=OD. Here we provide a comprehensive treatment of Paris models. Our results include (...) the following:1. If T is a consistent completion of ZF+V≠OD, then T has continuum-many countable nonisomorphic Paris models.2. Every countable model of ZFC has a Paris generic extension.3. If there is an uncountable well-founded model of ZFC, then for every infinite cardinal κ there is a Paris model of ZF of cardinality κ which has a nontrivial automorphism.4. For a model ZF, is a prime model ⇒ is a Paris model and satisfies AC⇒ is a minimal model. Moreover, Neither implication reverses assuming Con(ZF). (shrink)

We explore Shelah's model‐theoretic dividing line methodology. In particular, we discuss how problems in model theory motivated new techniques in model theory, for example classifying theories by their potential (consistently with Zermelo–Fraenkel set theory with the axiom of choice (ZFC)) spectrum of cardinals in which there is a universal model. Two other examples are the study (with Malliaris) of the Keisler order leading to a new ZFC result on cardinal invariants and attempts to clarify the “main gap” (...) by reducing the dependence of certain versions on (highly independent) cardinal arithmetic. (shrink)

Alain Badiou's Being and Event continues to impact philosophical investigations into the question of Being. By exploring the central role set theory plays in this influential work, Burhanuddin Baki presents the first extended study of Badiou's use of mathematics in Being and Event. Adopting a clear, straightforward approach, Baki gathers together and explains the technical details of the relevant high-level mathematics in Being and Event. He examines Badiou's philosophical framework in close detail, showing exactly how it is 'conditioned' by (...) the technical mathematics. Clarifying the relevant details of Badiou's mathematics, Baki looks at the four core topics Badiou employs from set theory: the formal axiomatic system of ZFC; cardinal and ordinal numbers; Kurt G. (shrink)

We explore an application of homological algebra to set theoretic objects by developing a cohomology theory for Hausdorff gaps. This leads to a natural equivalence notion for gaps about which we answer questions by constructing many simultaneous gaps. The first result is proved in ZFC while new combinatorial hypotheses generalizing ♣ are introduced to prove the second result. The cohomology theory is introduced with enough generality to be applicable to other questions in set theory. Additionally, the notion (...) of an incollapsible gap is introduced and the existence of such a gap is shown to be independent of ZFC. (shrink)

A model M = (M, E,...) of Zermelo-Fraenkel set theory ZF is said to be θ-like, where E interprets ∈ and θ is an uncountable cardinal, if |M| = θ but $|\{b \in M: bEa\}| for each a ∈ M. An immediate corollary of the classical theorem of Keisler and Morley on elementary end extensions of models of set theory is that every consistent extension of ZF has an ℵ 1 -like model. Coupled with Chang's two cardinal theorem (...) this implies that if θ is a regular cardinal θ such that $2^{ then every consistent extension of ZF also has a θ + -like model. In particular, in the presence of the continuum hypothesis every consistent extension of ZF has an ℵ 2 -like model. Here we prove: THEOREM A. If θ has the tree property then the following are equivalent for any completion T of ZFC: (i) T has a θ-like model. (ii) $\Phi \subseteq T$ , where Φ is the recursive set of axioms {∃ κ(κ is n-Mahlo and "V κ is a Σ n -elementary submodel of the universe"): n ∈ ω}. (iii) T has a λ-like model for every uncountable cardinal λ. THEOREM B. The following are equiconsistent over ZFC: (i) "There exists an ω-Mahlo cardinal". (ii) "For every finite language L, all ℵ 2 -like models of ZFC(L) satisfy the scheme Φ(L). (shrink)

This paper describes a modal conception of sets, according to which sets are 'potential' with respect to their members. A modal theory is developed, which invokes a naive comprehension axiom schema, modified by adding `forward looking' and `backward looking' modal operators. We show that this `bi-modal' naive set theory can prove modalized interpretations of several ZFC axioms, including the axiom of infinity. We also show that the theory is consistent by providing an S5 Kripke model. The paper (...) concludes with some discussion of the nature of the modalities involved, drawing comparisons with noneism, the view that there are some non-existent objects. (shrink)

We propose in this paper a family of algebraic models of ZFC based on the three-valued paraconsistent logic LPT0, a linguistic variant of da Costa and D’Ottaviano’s logic J3. The semantics is given by twist structures defined over complete Boolean agebras. The Boolean-valued models of ZFC are adapted to twist-valued models of an expansion of ZFC by adding a paraconsistent negation. This allows for inconsistent sets w satisfying ‘not (w = w)’, where ‘not’ stands for the paraconsistent negation. Finally, our (...) framework is adapted to provide a class of twist-valued models generalizing Löwe and Tarafder’s model based on logic (PS 3,∗), showing that they are paraconsistent models of ZFC. The present approach offers more options for investigating independence results in paraconsistent set theory. (shrink)

A model \ of ZF is said to be condensable if \\prec _{\mathbb {L}_{{\mathcal {M}}}} {\mathcal {M}}\) for some “ordinal” \, where \:=,\in )^{{\mathcal {M}}}\) and \ is the set of formulae of the infinitary logic \ that appear in the well-founded part of \. The work of Barwise and Schlipf in the 1970s revealed the fact that every countable recursively saturated model of ZF is cofinally condensable \prec _{\mathbb {L}_{{\mathcal {M}}}}{\mathcal {M}}\) for an unbounded collection of \). Moreover, it (...) can be readily shown that any \-nonstandard condensable model of \ is recursively saturated. These considerations provide the context for the following result that answers a question posed to the author by Paul Kindvall Gorbow.Theorem A. Assuming a modest set-theoretic hypothesis, there is a countable model \ of ZFC that is both definably well-founded is in the well-founded part of \}\) and cofinally condensable. We also provide various equivalents of the notion of condensability, including the result below.Theorem B. The following are equivalent for a countable model \ of \: \ is condensable. \ is cofinally condensable. \ is nonstandard and \\prec _{\mathbb {L}_{{\mathcal {M}}}}{\mathcal {M}}\) for an unbounded collection of \. (shrink)

According to Cantor (Mathematische Annalen 21:545–586, 1883 ; Cantor’s letter to Dedekind, 1899 ) a set is any multitude which can be thought of as one (“jedes Viele, welches sich als Eines denken läßt”) without contradiction—a consistent multitude. Other multitudes are inconsistent or paradoxical. Set theoretical paradoxes have common root—lack of understanding why some multitudes are not sets. Why some multitudes of objects of thought cannot themselves be objects of thought? Moreover, it is a logical truth that such multitudes do (...) exist. However we do not understand this logical truth so well as we understand, for example, the logical truth $${\forall x \, x = x}$$ . In this paper we formulate a logical truth which we call the productivity principle. Rusell (Proc Lond Math Soc 4(2):29–53, 1906 ) was the first one to formulate this principle, but in a restricted form and with a different purpose. The principle explicates a logical mechanism that lies behind paradoxical multitudes, and is understandable as well as any simple logical truth. However, it does not explain the concept of set. It only sets logical bounds of the concept within the framework of the classical two valued $${\in}$$ -language. The principle behaves as a logical regulator of any theory we formulate to explain and describe sets. It provides tools to identify paradoxical classes inside the theory. We show how the known paradoxical classes follow from the productivity principle and how the principle gives us a uniform way to generate new paradoxical classes. In the case of ZFC set theory the productivity principle shows that the limitation of size principles are of a restrictive nature and that they do not explain which classes are sets. The productivity principle, as a logical regulator, can have a definite heuristic role in the development of a consistent set theory. We sketch such a theory—the cumulative cardinal theory of sets. The theory is based on the idea of cardinality of collecting objects into sets. Its development is guided by means of the productivity principle in such a way that its consistency seems plausible. Moreover, the theory inherits good properties from cardinal conception and from cumulative conception of sets. Because of the cardinality principle it can easily justify the replacement axiom, and because of the cumulative property it can easily justify the power set axiom and the union axiom. It would be possible to prove that the cumulative cardinal theory of sets is equivalent to the Morse–Kelley set theory. In this way we provide a natural and plausibly consistent axiomatization for the Morse–Kelley set theory. (shrink)

We prove a number of consistency results complementary to the ZFC results from our paper [J. Cummings, M. Foreman, M. Magidor, Canonical structure in the universe of set theory: part one, Annals of Pure and Applied Logic 129 211–243]. We produce examples of non-tightly stationary mutually stationary sequences, sequences of cardinals on which every sequence of sets is mutually stationary, and mutually stationary sequences not concentrating on a fixed cofinality. We also give an alternative proof for the consistency of (...) the existence of stationarily many non-good points, show that diagonal Prikry forcing preserves certain stationary reflection properties, and study the relationship between some simultaneous reflection principles. Finally we show that the least cardinal where square fails can be the least inaccessible, and show that weak square is incompatible in a strong sense with generic supercompactness. (shrink)

We describe an organizing framework for the study of infinitary combinatorics. This framework is Čech cohomology. It describes ZFC principles distinguishing among the ordinals of the form $\omega _n$. More precisely, this framework correlates each $\omega _n$ with an $$ -dimensional generalization of Todorcevic’s walks technique, and begins to account for that technique’s “unreasonable effectiveness” on $\omega _1$.We show in contrast that on higher cardinals $\kappa $, the existence of these principles is frequently independent of the ZFC axioms. Finally, we (...) detail implications of these phenomena for the computation of strong homology groups and higher derived limits, deriving independence results in algebraic topology and homological algebra, respectively, in the process.Abstract prepared by Jeffrey Bergfalk.E-mail: [email protected]. (shrink)

John Burgess in a 2004 paper combined plural logic and a new version of the idea of limitation of size to give an elegant motivation of the axioms of ZFC set theory. His proposal is meant to improve on earlier work by Paul Bernays in two ways. I argue that both attempted improvements fail. I am grateful to Philip Welch, two anonymous referees, and especially Ignacio Jané for written comments on earlier versions of this paper, which have led to (...) substantial improvements. Thanks also to the participants in a discussion group at the University of Bristol, where an earlier version was presented. (shrink)

We present a novel treatment of set theory in a four-valued paraconsistent and paracomplete logic, i.e., a logic in which propositions can be both true and false, and neither true nor false. Our approach is a significant departure from previous research in paraconsistent set theory, which has almost exclusively been motivated by a desire to avoid Russell’s paradox and fulfil naive comprehension. Instead, we prioritise setting up a system with a clear ontology of non-classical sets, which can be (...) used to reason informally about incomplete and inconsistent phenomena, and is sufficiently similar to ${\mathrm {ZFC}}$ to enable the development of interesting mathematics. We propose an axiomatic system ${\mathrm {BZFC}}$, obtained by analysing the ${\mathrm {ZFC}}$ -axioms and translating them to a four-valued setting in a careful manner, avoiding many of the obstacles encountered by other attempted formalizations. We introduce the anti-classicality axiom postulating the existence of non-classical sets, and prove a surprising results stating that the existence of a single non-classical set is sufficient to produce any other type of non-classical set. Our theory is naturally bi-interpretable with ${\mathrm {ZFC}}$, and provides a philosophically satisfying view in which non-classical sets can be seen as a natural extension of classical ones, in a similar way to the non-well-founded sets of Peter Aczel [1]. Finally, we provide an interesting application concerning Tarski semantics, showing that the classical definition of the satisfaction relation yields a logic precisely reflecting the non-classicality in the meta-theory. (shrink)

George Boolos has argued that the iterative conception of set justifies most, but not all, the ZFC axioms, and that a second conception of set, the Frege-von Neumann conception (FN), justifies the remaining axioms. This article challenges Boolos's claim that FN does better than the iterative conception at justifying the axioms in question.

It is proved that in a suitable intuitionistic, locally classical, version of the theory ZFC deprived of the axiom of infinity, the requirement that every set be finite is equivalent to the assertion that every ordinal is a natural number. Moreover, the theory obtained with the addition of these finiteness assumptions is equivalent to a theory of hereditarily finite sets, developed by Previale in "Induction and foundation in the theory of hereditarily finite sets." This solves some (...) problems stated there. The analysis is undertaken using for each of these results a limited fragment of the relevant theory. (shrink)

According to the math tea argument, there must be real numbers that we cannot describe or define, because there are uncountably many real numbers, but only countably many definitions. And yet, the existence of pointwise-definable models of set theory, in which every individual is definable without parameters, challenges this conclusion. In this article, I introduce a flexible new method for constructing pointwise-definable models of arithmetic and set theory, showing furthermore that every countable model of Zermelo-Fraenkel ZF set (...) class='Hi'>theory and of Peano arithmetic PA has a pointwise-definable end extension. In the arithmetic case, I use the universal algorithm and its Σ n generalizations to build a progressively elementary tower making any desired individual a n definable at each stage n, while preserving these definitions through to the limit model, which can thus be arranged to be pointwise definable. A similar method works in set theory, and one can moreover achieve V = L in the extension or indeed any other suitable theory holding in an inner model of the original model, thereby fulfilling the resurrection phenomenon. For example, every countable model of ZF with an inner model with a measurable cardinal has an end extension to a pointwise-definable model of ZFC + V = L[μ]. (shrink)

In this article I investigate the phenomenon of minimum and minimal models of second-order set theories, focusing on Kelley–Morse set theory KM, Gödel–Bernays set theory GB, and GB augmented with the principle of Elementary Transfinite Recursion. The main results are the following. (1) A countable model of ZFC has a minimum GBC-realization if and only if it admits a parametrically definable global well order. (2) Countable models of GBC admit minimal extensions with the same sets. (3) There is (...) no minimum transitive model of KM. (4) There is a minimum β-model of GB+ETR. The main question left unanswered by this article is whether there is a minimum transitive model of GB+ETR. (shrink)

This is the third edition of a book originally published in the 1970s; it provides a systematic and nicely organized presentation of the elegant method of using Boolean-valued models to prove independence results. Four things are new in the third edition: background material on Heyting algebras, a chapter on ‘Boolean-valued analysis’, one on using Heyting algebras to understand intuitionistic set theory, and an appendix explaining how Boolean and Heyting algebras look from the perspective of category theory. The book (...) presents results from a number of set theorists and includes an insightful and informative foreword by Dana Scott. Bell's presentation is lively and pleasant to read, and the material is given in a nicely cohesive way.One obvious reason to be interested in independence proofs is that they concern the important question, what is the set-theoretic hierarchy like? The proofs in Bell's book cover some of the most basic and fundamental independence results, such as those concerning the size of the continuum, the independence of the Axiom of Choice from ZF, cardinal collapsing, Souslin's hypothesis, and Martin's Axiom.Since Gödel's incompleteness theorem, it has been known that for any serious candidate list of set-theoretic axioms, there will be statements neither provable nor disprovable from those axioms. What is really interesting, however, and what the independence proofs discussed here show, is how many of the most natural questions about sets are not decided by the standard axioms of ZFC, and how …. (shrink)

The existence of exact upper bounds for increasing sequences of ordinal functions modulo an ideal is discussed. The main theorem gives a necessary and sufficient condition for the existence of an exact upper bound ƒ for a ¦A¦+ is regular: an eub ƒ with lim infI cf ƒ = μ exists if and only if for every regular κ ε the set of flat points in tf of cofinality κ is stationary. Two applications of the main Theorem to set (...) class='Hi'>theory are presented. A theorem of Magidor's on covering between models of ZFC is proved using the main theorem : If V-W are transitive models of set theory with ω-covering and GCH holds in V, then κ-covering holds between V and W for all cardinals κ. A new proof of a Theorem by Cummings on collapsing successors of singulars is also given . The appendix to the paper contains a short proof of Shelah's trichotomy theorem, for the reader's convenience. (shrink)

We adjust the notion of typicality originated with Russell, which was introduced and studied in a previous paper for general first-order structures, to make it expressible in the language of set theory. The adopted definition of the class ${\rm NT}$ of nontypical sets comes out as a natural strengthening of Russell's initial definition, which employs properties of small (minority) extensions, when the latter are restricted to the various levels $V_\zeta$ of $V$. This strengthening leads to defining ${\rm NT}$ as (...) the class of sets that belong to some countable ordinal definable set. It follows that ${\rm OD}\subseteq {\rm NT}$ and hence ${\rm HOD}\subseteq {\rm HNT}$. It is proved that the class ${\rm HNT}$ of hereditarily nontypical sets is an inner model of ${\rm ZF}$. Moreover the (relative) consistency of $V\neq {\rm NT}$ is established, by showing that in many forcing extensions $M[G]$ the generic set $G$ is a typical element of $M[G]$, a fact which is fully in accord with the intuitive meaning of typicality. In particular it is consistent that there exist continuum many typical reals. In addition it follows from a result of Kanovei and Lyubetsky that ${\rm HOD}\neq {\rm HNT}$ is also relatively consistent. In particular it is consistent that ${\cal P}(\omega)\cap {\rm OD}\subsetneq{\cal P}(\omega)\cap {\rm NT}$. However many questions remain open, among them the consistency of ${\rm HOD}\neq {\rm HNT}\neq V$, ${\rm HOD}={\rm HNT}\neq V$ and ${\rm HOD}\neq {\rm HNT}= V$. (shrink)

Many authors in the discipline as well as outsiders have claimed that the main results from Mathematical Economics are far removed from real world phenomena. A more precise version of this position is that one of the main reasons for this unrealistic stance is the use of the wrong formal tools. So, for example, it has been pointed out that the computability of choice functions as well as the existence of economic equilibria and of states of the world may not (...) be ensured in general if the assumed set theory is ZFC. We will show that there exists a very natural set theory that overcomes some formal limitations of contemporary economic theory. A switch to an alternative set theory helps to obtain in a more natural way results widely accepted by mathematical economists. Moreover, alternative set-theoretical frameworks convey different intuitions about how agents behave when solving problems. We claim that AFA−+AD+DC is the adequate alternative set-theoretical universe for economic theory. (shrink)

Surveying and criticising attitudes towards the role and strength of the iterative conception of set—widely seen as the justificatory basis of Zermelo-Fraenkel set theory with Choice—this paper highlights a tension in both contemporary and historic accounts of the iterative conception’s justificatory role: on the one hand its advocates wish to claim that it justifies ZFC, but on the other hand they abstain from stating whether the preconditions for such justification exists. Expanding the number of axioms that the conception is (...) standardly charged with failing to justify, in the forms of the Emptyset and Powerset, this paper aims to extend the critique that the iterative conception does not justify ZFC to its subsystems. Exploring the historic and contemporary relationship between the iterative conception and set theory, the paper then attempts to defuse strategies that avoid the problems of intrinsic justification by weakening the iterative conception’s role to the ‘motivational’ or ‘heuristic’ by showing that what the iterative conception has been seen to motivate has changed over time. It is suggested that the conjunction of these arguments seriously weakens the programme of reasoning on an ‘atheoretic’ notion of set. (shrink)

This is an introductory paper to a series of results linking generic absoluteness results for second and third order number theory to the model theoretic notion of model companionship. Specifically we develop here a general framework linking Woodin’s generic absoluteness results for second order number theory and the theory of universally Baire sets to model companionship and show that (with the required care in details) a $$\Pi _2$$ -property formalized in an appropriate language for second order number (...) theory is forcible from some $$T\supseteq \mathsf {ZFC}+$$ large cardinals if and only if it is consistent with the universal fragment of T if and only if it is realized in the model companion of T. In particular we show that the first order theory of $$H_{\omega _1}$$ is the model companion of the first order theory of the universe of sets assuming the existence of class many Woodin cardinals, and working in a signature with predicates for $$\Delta _0$$ -properties and for all universally Baire sets of reals. We will extend these results also to the theory of $$H_{\aleph _2}$$ in a follow up of this paper. (shrink)

Set theory deals with the most fundamental existence questions in mathematics—questions which affect other areas of mathematics, from the real numbers to structures of all kinds, but which are posed as dealing with the existence of sets. Especially noteworthy are principles establishing the existence of some infinite sets, the so-called “arbitrary sets.” This paper is devoted to an analysis of the motivating goal of studying arbitrary sets, usually referred to under the labels of quasi-combinatorialism or combinatorial maximality. After explaining (...) what is meant by definability and by “arbitrariness,” a first historical part discusses the strong motives why set theory was conceived as a theory of arbitrary sets, emphasizing connections with analysis and particularly with the continuum of real numbers. Judged from this perspective, the axiom of choice stands out as a most central and natural set-theoretic principle (in the sense of quasi-combinatorialism). A second part starts by considering the potential mismatch between the formal systems of mathematics and their motivating conceptions, and proceeds to offer an elementary discussion of how far the Zermelo—Fraenkel system goes in laying out principles that capture the idea of “arbitrary sets”. We argue that the theory is rather poor in this respect. (shrink)

We prove the following extension of a result of Keisler and Morley. Suppose U is a countable model of ZFC and c is an uncountable regular cardinal in U. Then there exists an elementary extension of U which fixes all ordinals below c, enlarges c, and either (i) contains or (ii) does not contain a least new ordinal. Related results are discussed.

A theorem of Enayat's concerning models of ZFC which had been proved using several different additional set-theoretical hypotheses is shown here to be absolute.

ZFC has sentences that quantify over all sets or all ordinals, without restriction. Some have argued that sentences of this kind lack a determinate meaning. We propose a set theory called TOPS, using Natural Deduction, that avoids this problem by speaking only about particular sets.

Let U be a well-founded model of ZFC whose class of ordinals has uncountable cofinality, such that U has a Σ n end extension for each n ∈ ω. It is shown in Theorem 1.1 that there is such a model which has no elementary end extension. In the process some interesting facts about topless end extensions (those with no least new ordinal) are uncovered, for example Theorem 2.1: If U is a well-founded model of ZFC, such that U has (...) uncountable cofinality and U has a topless Σ 3 end extension, then U has a topless elementary end extension and also a well-founded elementary end extension, and contains ordinals which are (in U) highly hyperinaccessible. In § 3 related results are proved for κ-like models (κ any regular cardinal) which need not be well founded. As an application a soft proof is given of a theorem of Schmerl on the model-theoretic relation κ → λ. (The author has been informed that Silver had earlier, independently, found a similar unpublished proof of that theorem.) Also, a simpler proof is given of (a generalization of) a characterization by Keisler and Silver of the class of well-founded models which have a Σ n end extension for each n ∈ ω. The case κ = ω 1 is investigated more deeply in § 4, where the problem solved by Theorem 1.1 is considered for non-well-founded models. In Theorems 4.1 and 4.4, ω 1 -like models of ZFC are constructed which have a Σ n end extension for all n ∈ ω but have no elementary end extension. ω 1 -like models of ZFC which have no Σ 3 end extension are produced in Theorem 4.2. The proof uses a notion of satisfaction class, which is also applied in the proof of Theorem 4.6: No model of ZFC has a definable end extension which satisfies ZFC. Finally, Theorem 5.1 generalizes results of Keisler and Morley, and Hutchinson, by asserting that every model of ZFC of countable cofinality has a topless elementary end extension. This contrasts with the rest of the paper, which shows that for well-founded models of uncountable cofinality and for κ-like models with κ regular, topless end extensions are much rarer than blunt end extensions. (shrink)

We characterize the ordinals α of uncountable cofinality such that α is the standard part of a nonstandard model of ZFC (or equivalently KP).

The paper investigates inaccessible set axioms and their consistency strength in constructive set theory. In ZFC inaccessible sets are of the form Vκ where κ is a strongly inaccessible cardinal and Vκ denotes the κth level of the von Neumann hierarchy. Inaccessible sets figure prominently in category theory as Grothendieck universes and are related to universes in type theory. The objective of this paper is to show that the consistency strength of inaccessible set axioms heavily depend on (...) the context in which they are embedded. The context here will be the theory CZF− of constructive Zermelo–Fraenkel set theory but without -Induction . Let INAC be the statement that for every set there is an inaccessible set containing it. CZF−+INAC is a mathematically rich theory in which one can easily formalize Bishop style constructive mathematics and a great deal of category theory. CZF−+INAC also has a realizability interpretation in type theory which gives its theorems a direct computational meaning. The main result presented here is that the proof theoretic ordinal of CZF−+INAC is a small ordinal known as the Feferman–Schütte ordinal Γ0. (shrink)

The iterative conception of set is typically considered to provide the intuitive underpinnings for ZFCU (ZFC+Urelements). It is an easy theorem of ZFCU that all sets have a definite cardinality. But the iterative conception seems to be entirely consistent with the existence of “wide” sets, sets (of, in particular, urelements) that are larger than any cardinal. This paper diagnoses the source of the apparent disconnect here and proposes modifications of the Replacement and Powerset axioms so as to allow for the (...) existence of wide sets. Drawing upon Cantor’s notion of the absolute infinite, the paper argues that the modifications are warranted and preserve a robust iterative conception of set. The resulting theory is proved consistent relative to ZFC + “there exists an inaccessible cardinal number.”. (shrink)

Recently the cosmological evolution of the universe has been considered where 3-dimensional spatial topology undergone drastic changes. The process can explain, among others, the observed smallness of the neutrino masses and the speed of inflation. However, the entire evolution is perfectly smooth from 4-dimensional point of view. Thus the raison d’être for such topology changes is the existence of certain non-standard 4-smoothness on R4 already at very early stages of the universe. We show that the existence of such smoothness can (...) be understood as a byproduct of the quantumness of the origins of the universe. Our analysis is based on certain formal aspects of the quantum mechanical lattice of projections of infinite dimensional Hilbert spaces where formalization reaches the level of models of axiomatic set theory. (shrink)

Algebraic Set Theory, a reconsideration of Zermelo-Fraenkel set theory in category-theoretic terms, has been built up in the mid-nineties by André Joyal and Ieke Moerdijk. Since then, it has developed into a whole research program. This paper gets back to the original formulation by Joyal and Moerdijk, and more specifically to its first three axioms. It explains in detail that these axioms set up a framework directly linked to descent theory, a theory having to do with (...) the shift from local data to a global item in modern algebraic geometry. Fibered categories, introduced by Grothendieck, provide a powerful framework for descent theory: They formalize in a very general way the consideration of local data of different kinds over the objects of some base category. The paper shows that fibered categories fit Joyal and Moerdijk’s axiomatization in a natural way, since the latter actually aims to secure a descent condition. As a result, Algebraic Set Theory is shown to accomplish, not only an original and fruitful combination of set theory with category theory, but the genuine graft of a deeply geometric idea onto the usual setting of zfc. (shrink)

This paper is a sequel to Tzouvaras :571–601, 2010), where a local version of ZFC, LZFC, was introduced and examined and transitive models of ZFC with properties that resemble large cardinal properties, namely Mahlo and Π11\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\Pi_1^1}$$\end{document}-indescribable models, were considered. By analogy we refer to such models as “large models”, and the properties in question as “large model properties”. Continuing here in the same spirit we consider further large model properties, that resemble (...) stronger large cardinals, namely, “elementarily embeddable”, “extendible” and “strongly extendible”, “critical” and “strongly critical”, “self-critical” and “strongly self-critical”, the definitions of which involve elementary embeddings. Each large model property ϕ gives rise to a localization axiom Locϕ saying that every set belongs to a transitive model of ZFC satisfying ϕ. The theories LZFCϕ = LZFC + Locϕ are local analogues of the theories ZFC+“there is a proper class of large cardinals ψ”, where ψ is a large cardinal property. If sext is the property of strong extendibility, it is shown that LZFCsext proves Powerset and Σ1-Collection. In order to refute V = L over LZFC, we combine the existence of strongly critical models with an axiom of different flavor, the Tall Model Axiom. V = L can also be refuted by TMA plus the axiom GC saying that “there is a greatest cardinal”, although it is not known if TMA + GC is consistent over LZFC. Finally Vopěnka’s Principle and its impact on LZFC are examined. It is shown that LZFCsext + V P proves Powerset and Replacement, i.e., ZFC is fully recovered. The same is true for some weaker variants of LZFCsext. Moreover the theories LZFCsext+V P and ZFC+V P are shown to be identical. (shrink)

Homotopy Type Theory is a putative new foundation for mathematics grounded in constructive intensional type theory that offers an alternative to the foundations provided by ZFC set theory and category theory. This article explains and motivates an account of how to define, justify, and think about HoTT in a way that is self-contained, and argues that, so construed, it is a candidate for being an autonomous foundation for mathematics. We first consider various questions that a foundation (...) for mathematics might be expected to answer, and find that many of them are not answered by the standard formulation of HoTT as presented in the ‘HoTT Book’. More importantly, the presentation of HoTT given in the HoTT Book is not autonomous since it explicitly depends upon other fields of mathematics, in particular homotopy theory. We give an alternative presentation of HoTT that does not depend upon ideas from other parts of mathematics, and in particular makes no reference to homotopy theory, and argue that it is a candidate autonomous foundation for mathematics. Our elaboration of HoTT is based on a new interpretation of types as mathematical concepts, which accords with the intensional nature of the type theory. 1 Introduction2 What Is a Foundation for Mathematics?2.1 A characterization of a foundation for mathematics2.2 Autonomy3 The Basic Features of Homotopy Type Theory3.1 The rules3.2 The basic ways to construct types3.3 Types as propositions and propositions as types3.4 Identity3.5 The homotopy interpretation4 Autonomy of the Standard Presentation?5 The Interpretation of Tokens and Types5.1 Tokens as mathematical objects?5.2 Tokens and types as concepts6 Justifying the Elimination Rule for Identity7 The Foundations of Homotopy Type Theory without Homotopy7.1 Framework7.2 Semantics7.3 Metaphysics7.4 Epistemology7.5 Methodology8 Possible Objections to this Account8.1 A constructive foundation for mathematics?8.2 What are concepts?8.3 Isn’t this just Brouwerian intuitionism?8.4 Duplicated objects8.5 Intensionality and substitution salva veritate9 Conclusion9.1 Advantages of this foundation. (shrink)