We give a complete and elementary proof of the following upward categoricity theorem: let be a local abstract elementary class with amalgamation and joint embedding, arbitrarily large models, and countable Löwenheim–Skolem number. If is categorical in 1 then is categorical in every uncountable cardinal. In particular, this provides a new proof of the upward part of Morley’s theorem in first order logic without any use of prime models or heavy stability theoretic machinery.

We prove two results on the stability spectrum for Lω1,ω. Here [Formula: see text] denotes an appropriate notion of Stone space of m-types over M. Theorem for unstable case: Suppose that for some positive integer m and for every α μ, K is not i-stable in μ. These results provide a new kind of sufficient condition for the unstable case and shed some light on the spectrum of strictly stable theories in this context. The methods avoid the use of compactness (...) in the theory under study. In this paper, we expound the construction of tree indiscernibles for sentences of Lω1,ω. Further we provide some context for a number of variants on the Ehrenfeucht–Mostowski construction. (shrink)

Let T be a complete countable first order theory and λ an uncountable cardinal. Theorem 1. If T is not superstable, T has 2 λ resplendent models of power λ. Theorem 2. If T is strictly superstable, then T has at least $\min(2^\lambda,\beth_2)$ resplendent models of power λ. Theorem 3. If T is not superstable or is small and strictly superstable, then every resplendent homogeneous model of T is saturated. Theorem 4 (with Knight). For each μ ∈ ω ∪ {ω, (...) 2 ω } there is a recursive theory in a finite language which has μ resplendent models of power κ for every infinite κ. (shrink)

Let be a class of models with a notion of ‘strong’ submodel and of canonically prime model over an increasing chain. We show under appropriate set-theoretic hypotheses that if K is not smooth , then K has many models in certain cardinalities. On the other hand, if K is smooth, we show that in reasonable cardinalities K has a unique homogeneous-universal model. In this situation we introduce the notion of type and prove the equivalence of saturated with homogeneous-universal.

This paper ties together much of the model theory of the last 50 years. Shelah's attempts to generalize the Morley theorem beyond first order logic led to the notion of excellence, which is a key to the structure theory of uncountable models. The notion of Abstract Elementary Class arose naturally in attempting to prove the categoricity theorem for L ω 1 ,ω (Q). More recently, Zilber has attempted to identify canonical mathematical structures as those whose theory (in an appropriate logic) (...) is categorical in all powers. Zilber's trichotomy conjecture for first order categorical structures was refuted by Hrushovski, by the introducion of a special kind of Abstract Elementary Class. Zilber uses a powerful and essentailly infinitary variant on these techniques to investigate complex exponentiation. This not only demonstrates the relevance of Shelah's model theoretic investigations to mainstream mathematics but produces new results and conjectures in algebraic geometry. (shrink)

We define an appropriate analog of the Morley rank in a totally transcendental homogeneous model with type diagram D. We show that if RM[p] = α then for some 1 ≤ n < ω the type p has n, but not n + 1, distinct D-extensions of rank α. This is surprising, because the proof of the statement in the first-order case depends heavily on compactness. We also show that types over (D,ℵ₀)-homogeneous models have multiplicity (Morley degree) 1.

I will give a brief overview of Saharon Shelah’s work in mathematical logic. I will focus on three transformative contributions Shelah has made: stability theory, proper forcing and PCF theory. The first is in model theory and the other two are in set theory.

We initiate a systematic investigation of the abstract elementary classes that have amalgamation, satisfy tameness, and are stable in some cardinal. Assuming the singular cardinal hypothesis, we prove a full characterization of the stability cardinals, and connect the stability spectrum with the behavior of saturated models.We deduce that if a class is stable on a tail of cardinals, then it has no long splitting chains. This indicates that there is a clear notion of superstability in this framework.We also present an (...) application to homogeneous model theory: for [Formula: see text] a homogeneous diagram in a first-order theory [Formula: see text], if [Formula: see text] is both stable in [Formula: see text] and categorical in [Formula: see text] then [Formula: see text] is stable in all [Formula: see text]. (shrink)

A new case of Shelah's eventual categoricity conjecture is established: Let be an abstract elementary class with amalgamation. Write and. Assume that is H2‐tame and has primes over sets of the form. If is categorical in some, then is categorical in all. The result had previously been established when the stronger locality assumptions of full tameness and shortness are also required. An application of the method of proof of the mentioned result is that Shelah's categoricity conjecture holds in the context (...) of homogeneous model theory (this was known, but our proof gives new cases): If D be a homogeneous diagram in a first‐order theory T and D is categorical in a, then D is categorical in all. (shrink)

We introduce a new device in the study of abstract elementary classes : Galois Morleyization, which consists in expanding the models of the class with a relation for every Galois type of length less than a fixed cardinal κ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\kappa $$\end{document}. We show:Theorem 0.1 An AEC K is fully \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\kappa = \beth _{\kappa } > \text {LS}$$\end{document}. If K is Galois stable, then the (...) class of κ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\kappa $$\end{document}-Galois saturated models of K admits an independence notion \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$$$\end{document}-coheir) which, except perhaps for extension, has the properties of forking in a first-order stable theory. (shrink)

We show how to build prime models in classes of saturated models of abstract elementary classes (AECs) having a well‐behaved independence relation: Let be an almost fully good AEC that is categorical in and has the ‐existence property for domination triples. For any, the class of Galois saturated models of of size λ has prime models over every set of the form. This generalizes an argument of Shelah, who proved the result when λ is a successor cardinal.

We suggest a method of finding a notion of type to abstract elementary classes and determine under what assumption on these types the class has a well-behaved homogeneous and universal "monster" model, where homogeneous and universal are defined relative to our notion of type.

We prove Łos conjecture = Morley theorem in ZF, with the same characterization, i.e., of first order countable theories categorical in $N_\alpha $ for some (equivalently for every ordinal) α > 0. Another central result here in this context is: the number of models of a countable first order T of cardinality $N_\alpha $ is either ≥ |α| for every α or it has a small upper bound (independent of α close to Ð₂).

Let be an abstract elementary class with amalgamation, and Lowenheim Skolem number LS. We prove that for a suitable Hanf number gc0 if χ0 < λ0 λ1, and is categorical inλ1+ then it is categorical in λ0.

We prove a categoricity transfer theorem for tame abstract elementary classes. Theorem 0.1. Suppose that K is a χ-tame abstract elementary class and satisfies the amalgamation and joint embedding properties and has arbitrarily large models. Let λ ≥ Max{χ.LS(K)⁺}. If K is categorical in λ and λ⁺, then K is categorical in λ⁺⁺. Combining this theorem with some results from [37], we derive a form of Shelah's Categoricity Conjecture for tame abstract elementary classes: Corollary 0.2. Suppose K is a χ-tame (...) abstract elementary class satisfying the amalgamation and joint embedding properties. Let μ₀:= Hanf(K). If χ ≤ ‮ב‬(2μ0)+ and K is categorical in some λ⁺ > ‮ב‬(2μ0)+, then K is categorical in μ for all μ > ‮ב‬(2μ0)+. (shrink)

This paper is devoted to the proof of the following upward categoricity theorem: Let K be a tame abstract elementary class with amalgamation, arbitrarily large models, and countable Löwenheim-Skolem number. If K is categorical in ‮א‬₁ then K is categorical in every uncountable cardinal. More generally, we prove that if K is categorical in a successor cardinal λ⁺ then K is categorical everywhere above λ⁺.

The study of classes of models of a finite diagram was initiated by S. Shelah in 1969. A diagram D is a set of types over the empty set, and the class of models of the diagram D consists of the models of T which omit all the types not in D. In this work, we introduce a natural dependence relation on the subsets of the models for the 0-stable case which share many of the formal properties of forking. This (...) is achieved by considering a rank for this framework which is bounded when the diagram D is 0-stable. We can also obtain pregeometries with respect to this dependence relation. The dependence relation is the natural one induced by the rank, and the pregeometries exist on the set of realizations of types of minimal rank. Finally, these concepts are used to generalize many of the classical results for models of a totally transcendental first-order theory. In fact, strong analogies arise: models are determined by their pregeometries or their relationship with their pregeometries; however the proofs are different, as we do not have compactness. This is illustrated with positive results as well as negative results . We also give a proof of a Two Cardinal Theorem for this context. (shrink)

We give a model theoretic proof, replacing admissible set theory by the Lopez-Escobar theorem, of Makkai's theorem: Every counterexample to Vaught's Conjecture has an uncountable model which realizes only countably many ℒ$_{ω₁,ω}$-types. The following result is new. Theorem: If a first-order theory is a counterexample to the Vaught Conjecture then it has 2\sp ℵ₁ models of cardinality ℵ₁.

We introduce Lascar strong types in excellent classes and prove that they coincide with the orbits of the group generated by automorphisms fixing a model. We define a new independence relation using Lascar strong types and show that it is well-behaved over models, as well as over finite sets. We then develop simplicity and show that, under simplicity, the independence relation satisfies all the properties of nonforking in a stable first order theory. Further, simplicity for an excellent class, as well (...) as the independence relation itself, is uniquely determined. Finally, we show that an excellent class is simple if and only if it has extensible U-rank . We deduce that any excellent class of finite U-rank is simple, and that any uncountably categorical excellent class has an expansion with countably many constants which is simple. (shrink)

In this paper we study elementary submodels of a stable homogeneous structure. We improve the independence relation defined in Hyttinen 167–182). We apply this to prove a structure theorem. We also show that dop and sdop are essentially equivalent, where the negation of dop is the property we use in our structure theorem and sdop implies nonstructure, see Hyttinen.

We generalize the result of non-finite axiomatizability of totally categorical first-order theories from elementary model theory to homogeneous model theory. In particular, we lift the theory of envelopes to homogeneous model theory and develope theory of imaginaries in the case of ω-stable homogeneous classes of finite U-rank.

We prove a main gap theorem for locally saturated submodels of a homogeneous structure. We also study the number of locally saturated models, which are not elementarily embeddable into each other.

We continue our study of finitary abstract elementary classes, defined in [7]. In this paper, we prove a categoricity transfer theorem for a case of simple finitary AECs. We introduce the concepts of weak κ-categoricity and f-primary models to the framework of א₀-stable simple finitary AECs with the extension property, whereby we gain the following theorem: Let (������, ≼ ������ ) be a simple finitary AEC, weakly categorical in some uncountable κ. Then (������, ≼ ������ ) is weakly categorical in (...) each λ ≥ min { \group{ \{\kappa,\beth_{ \group{ (2^{ \aleph_{ 0 _} ^});^{ + ^} \group} _}\}; \group} . If the class (������, ≼ ������ ) is also LS(������)-tame, weak κ-categoricity is equivalent with κ-categoricity in the usual sense. We also discuss the relation between finitary AECs and some other non-elementary frameworks and give several examples. (shrink)

This paper is concerned with extensions of geometric stability theory to some nonelementary classes. We prove the following theorem:Theorem. Let [Formula: see text] be a large homogeneous model of a stable diagram D. Let p, q ∈ SD(A), where p is quasiminimal and q unbounded. Let [Formula: see text] and [Formula: see text]. Suppose that there exists an integer n < ω such that [Formula: see text] for any independent a1, …, an∈ P and finite subset C ⊆ Q, but (...) [Formula: see text] for some independent a1, …, an, an+1∈ P and some finite subset C ⊆ Q.Then [Formula: see text] interprets a group G which acts on the geometry P′ obtained from P. Furthermore, either [Formula: see text] interprets a non-classical group, or n = 1,2,3 and•If n = 1 then G is abelian and acts regularly on P′.•If n = 2 the action of G on P′ is isomorphic to the affine action of K ⋊ K* on the algebraically closed field K.•If n = 3 the action of G on P′ is isomorphic to the action of PGL2(K) on the projective line ℙ1(K) of the algebraically closed field K.We prove a similar result for excellent classes. (shrink)

In this paper we study a specific subclass of abstract elementary classes. We construct a notion of independence for these AEC’s and show that under simplicity the notion has all the usual properties of first order non-forking over complete types. Our approach generalizes the context of 0-stable homogeneous classes and excellent classes. Our set of assumptions follow from disjoint amalgamation, existence of a prime model over 0/, Löwenheim–Skolem number being ω, -tameness and a property we call finite character. We also (...) start the studies of these classes from the 0-stable case. Stability in 0 and -tameness can be replaced by categoricity above the Hanf number. Finite character is the main novelty of this paper. Almost all examples of AEC’s have this property and it allows us to use weak types, as we call them, in place of Galois types. (shrink)

We prove a main gap theorem for locally saturated submodels of a homogeneous structure. We also study the number of locally saturated models, which are not elementarily embeddable into each other.

We study the class of elementary submodels of a large superstable homogeneous model. We introduce a rank which is bounded in the superstable case, and use it to define a dependence relation which shares many (but not all) of the properties of forking in the first order case. The main difference is that we do not have extension over all sets. We also present an example of Shelah showing that extension over all sets may not hold for any dependence relation (...) for superstable homogeneous models. (shrink)

We study the class of elementary submodels of a large superstable homogeneous model. We introduce a rank which is bounded in the superstable case, and use it to define a dependence relation which shares many (but not all) of the properties of forking in the first order case. The main difference is that we do not have extension over all sets. We also present an example of Shelah showing that extension over all sets may not hold for any dependence relation (...) for superstable homogeneous models. (shrink)

Let be a universal class with categorical in a regular with arbitrarily large models, and let be the class of all for which there is such that. We prove that is totally categorical (i.e., ξ‐categorical for all ) and for. This result is partially stronger and partially weaker than a related result due to Vasey. In addition to small differences in our categoricity transfer results, we provide a shorter and simpler proof. In the end we prove the main theorem of (...) this paper: the models of are essentially vector spaces (or trivial, i.e., disintegrated). (shrink)

We introduce a new approach to the model theory of metric structures by defining the notion of a metric abstract elementary class (MAEC) closely resembling the notion of an abstract elementary class. Further we define the framework of a homogeneous MAEC were we additionally assume the existence of arbitrarily large models, joint embedding, amalgamation, homogeneity and a property which we call the perturbation property. We also assume that the Löwenheim-Skolem number, which in this setting refers to the density character of (...) the set instead of the cardinality, is ${\aleph_0}$ . In these settings we prove an analogue of Morley’s categoricity transfer theorem. We also give concrete examples of homogeneous MAECs. (shrink)

We prove the following main theorem: Let be an abstract elementary class satisfying the joint embedding and the amalgamation properties with no maximal models of cardinality μ. Let μ be a cardinal above the the Löwenheim‐Skolem number of the class. If is μ‐Galois‐stable, has no μ‐Vaughtian Pairs, does not have long splitting chains, and satisfies locality of splitting, then any two ‐limits over M, for, are isomorphic over M.

The new result of this paper is that for θ-stable we have S1[θ] = D[θ, L, ∞]. S1 is Hrushovski's rank. This is an improvement of a result of Kim and Pillay, who for simple theories under the assumption that either of the ranks be finite obtained the same identity. Only the first equality is new, the second equality is a result of Shelah from the seventies. We derive it by studying localizations of several rank functions, we get the followingMain (...) Theorem. Suppose that μ is regular satisfying μ ≥ |T|+, p is a finite type, and Δ is a set of formulas closed under Boolean operations. If either R[p, Δ, μ+] < ∞ or p is Δ-stable and μ satisfies “for every sequence {μi : i < |Δ| + ℵ0} of cardinals μi < μ we have that equation image holds”, then S[p, Δ, μ+] = D[p, Δ, μ+] = R[p, Δ, μ+].The S rank above is a localized version of Hrushovski's S1 rank. This rank, as well as our systematic use of local stability, allows us to get a more conceptual proof of the equality of D and R, which is an old result of Shelah. A particular case of the theorem offers a new sufficient condition for the equality of S1 and D[·, L, ∞]. We also manage, due to a more general approach, to avoid some combinatorial difficulties present in Shelah's original exposition. (shrink)

Let κ and λ be infinite cardinals such that κ ≤ λ (we have new information for the case when $\kappa ). Let T be a theory in L κ +, ω of cardinality at most κ, let φ(x̄, ȳ) ∈ L λ +, ω . Now define $\mu^\ast_\varphi (\lambda, T) = \operatorname{Min} \{\mu^\ast:$ If T satisfies $(\forall\mu \kappa)(\exists M_\chi \models T)(\exists \{a_i: i Our main concept in this paper is $\mu^\ast_\varphi (\lambda, \kappa) = \operatorname{Sup}\{\mu^\ast(\lambda, T): T$ is a theory (...) in L κ +, ω of cardinality κ at most, and φ (x, y) ∈ L λ +, ω }. This concept is interesting because of THEOREM 1. Let $T \subseteq L_{\kappa^+,\omega}$ of cardinality ≤ κ, and φ (x̄, ȳ) ∈ L λ +, ω . If $(\forall\mu then $(\forall_\chi > \kappa) I(\chi, T) = 2^\chi$ (where I(χ, T) stands for the number of isomorphism types of models of T of cardinality χ). Many years ago the second author proved that $\mu^\ast (\lambda, \kappa) \leq \beth_{(2^\lambda)^+}$ . Here we continue that work by proving. THEOREM 2. $\mu^\ast (\lambda, \aleph_0) = \beth_{\lambda^+}$ . THEOREM 3. For every κ ≤ λ we have $\mu^\ast (\lambda, \kappa) \leq \beth)_{(\lambda^\kappa)}^+$ . For some κ or λ we have better bounds than in Theorem 3, and this is proved via a new two cardinal theorem. THEOREM 4. For every $\kappa \leq \lambda, T \subseteq L_{\kappa^+,\omega}$ , and any set of formulas $\Lambda \subseteq L_{\lambda^+,\omega}$ such that $\Lambda \subseteq L_{\kappa^+,\omega}$ , if T is (Λ,μ)-unstable for μ satisfying μ μ * (λ, κ) = μ then T is Λ-unstable (i.e. for every χ ≥ λ, T is (Λ, χ)-unstable). Moreover, T is L κ +, ω -unstable. In the second part of the paper, we show that always in the applications it is possible to replace the function I(χ, T) by the function IE(χ, T), and we give an application of the theorems to Boolean powers. (shrink)

We introduce tame abstract elementary classes as a generalization of all cases of abstract elementary classes that are known to permit development of stability-like theory. In this paper, we explore stability results in this new context. We assume that [Formula: see text] is a tame abstract elementary class satisfying the amalgamation property with no maximal model. The main results include:. Theorem 0.1. Suppose that [Formula: see text] is not only tame, but [Formula: see text]-tame. If [Formula: see text] and [Formula: (...) see text] is Galois stable in μ, then [Formula: see text], where [Formula: see text] is a relative of κ from first order logic. [Formula: see text] is the Hanf number of the class [Formula: see text]. It is known that [Formula: see text]. The theorem generalizes a result from [17]. It is used to prove both the existence of Morley sequences for non-splitting and the following initial step towards a stability spectrum theorem for tame classes:. Theorem 0.2. If [Formula: see text] is Galois-stable in some [Formula: see text], then [Formula: see text] is stable in every κ with κμ=κ. For example, under GCH we have that [Formula: see text] Galois-stable in μ implies that [Formula: see text] is Galois-stable in μ+n for all n < ω. (shrink)

We present a self-contained exposition of the basic aspects of simple theories while developing the fundamentals of forking calculus. We expound also the deeper aspects of S. Shelah's 1980 paper Simple unstable theories. The concept of weak dividing has been replaced with that of forking. The exposition is from a contemporary perspective and takes into account contributions due to S. Buechler, E. Hrushovski, B. Kim, O. Lessmann, S. Shelah and A. Pillay.

The results herein form part of a larger project to characterize the classification properties of the class of submodels of a homogeneous stable diagram in terms of the solvability (in the sense of [1]) of the potential isomorphism problem for this class of submodels. We restrict ourselves to locally saturated submodels of the monster model m of some power π. We assume that in Gödel's constructible universe ������, π is a regular cardinal at least the successor of the first cardinal (...) in which ������ is stable. We show that the collection of pairs of submodels in ������ as above which are potentially isomorphic with respect to certain cardinal-preserving extensions of ������ is equiconstructible with 0 # . As 0 # is highly "transcendental" over ������, this provides a very strong statement to the effect that potential isomorphism for this class of models not only fails to be set-theoretically absolute, but is of high (indeed of the highest possible) complexity. The proof uses a novel method that does away with the need for a linear order on the skeleton. (shrink)