String theory has played a highly influential role in theoretical physics for nearly three decades and has substantially altered our view of the elementary building principles of the Universe. However, the theory remains empirically unconfirmed, and is expected to remain so for the foreseeable future. So why do string theorists have such a strong belief in their theory? This book explores this question, offering a novel insight into the nature of theory assessment itself. Dawid approaches the topic from a unique (...) position, having extensive experience in both philosophy and high-energy physics. He argues that string theory is just the most conspicuous example of a number of theories in high-energy physics where non-empirical theory assessment has an important part to play. Aimed at physicists and philosophers of science, the book does not use mathematical formalism and explains most technical terms. (shrink)

Scientific theories are hard to find, and once scientists have found a theory, H, they often believe that there are not many distinct alternatives to H. But is this belief justified? What should scientists believe about the number of alternatives to H, and how should they change these beliefs in the light of new evidence? These are some of the questions that we will address in this article. We also ask under which conditions failure to find an alternative to H (...) confirms the theory in question. This kind of reasoning is frequently used in science and therefore deserves a careful philosophical analysis. 1 Introduction2 The Conceptual Framework3 The No Alternatives Argument4 Discussion I: A Quantitative Analysis of the No Alternatives Argument5 Discussion II: The Number of Alternatives and the Problem of Underdetermination6 ConclusionsAppendix AAppendix B. (shrink)

In the absence of empirical confirmation, scientists may judge a theory's chances of being viable based on a wide range of arguments. The paper argues that such arguments can differ substantially with regard to their structural similarly to empirical confirmation. Arguments that resemble empirical confirmation in a number of crucial respects provide a better basis for reliable judgement and can, in a Bayesian sense, amount to significant \textit{non-empirical} confirmation. It is shown that three kinds of non-empirical confirmation that have been (...) specified in earlier work do satisfy those conditions. (shrink)

It has been argued in Dawid that physicists at times generate substantial trust in an empirically unconfirmed theory based on observations that lie beyond the theory’s intended domain. A crucial role in the reconstruction of this argument of “non-empirical confirmation” is played by limitations to scientific underdetermination. The present paper discusses the question as to how generic the role of limitations to scientific underdetermination really is. It is argued that assessing such limitations is essential for generating trust in any theory’s (...) predictions, be it empirically confirmed or not. The emerging view suggests that empirical and non-empirical confirmation are more closely related to each other than one may expect at first glance. (shrink)

We claim that, as it stands, the Deutsch–Wallace–Everett approach to quantum theory is conceptually incoherent. This charge is based upon the approach’s reliance upon decoherence arguments that conflict with its own fundamental precepts regarding probabilistic reasoning in two respects. This conceptual conflict obtains even if the decoherence arguments deployed are aimed merely towards the establishment of certain ‘emergent’ or ‘robust’ structures within the wave function: To be relevant to physical science notions such as robustness must be empirically grounded, and, on (...) our analysis, this grounding can only plausibly be done in precisely the probabilistic terms that lead to conceptual conflict. Thus, the incoherence problems presented necessitate either the provision of a new, non-probabilistic empirical grounding for the notions of robustness and emergence in the context of decoherence, or the abandonment of the Deutsch–Wallace–Everett programme for quantum theory. (shrink)

This article investigates the implications of string theory for the conception of scientific theory confirmation. The classical understanding of theory confirmation is based on the assumption that scientific theory building is underdetermined by the available empirical data. Several arguments are presented, which suggest a devaluation of this ‘principle of scientific underdetermination’ in the context of string theory. An altered conception of scientific progress emerges that is not based on the notion of theory succession.

String theory currently is the only viable candidate for a unified description of all known natural forces. This article tries to demonstrate that the fundamental structural and methodological differences that set string theory apart from other physical theories have important philosophical consequences. Focussing on implications for the realism debate in philosophy of science, it is argued that both poles of that debate face new problems in the context of string theory. On the one hand, the claim of underdetermination of scientific (...) theory by the available empirical data, which is a pivotal element of empiricism, loses much of its plausibility. On the other hand, the dissolution of any meaningful notion of an external ontological object destroys the basis for conventional versions of scientific realism. String theory seems to suggest an intermediate position akin to Structural Realism that is based on a newly emerging principle, to be called the principle of theoretical uniqueness. (shrink)

According to an argument by Colin Howson, the no-miracles argument is contingent on committing the base-rate fallacy and is therefore bound to fail. We demonstrate that Howson’s argument only applies to one of two versions of the NMA. The other version, which resembles the form in which the argument was initially presented by Putnam and Boyd, remains unaffected by his line of reasoning. We provide a formal reconstruction of that version of the NMA and show that it is valid. Finally, (...) we demonstrate that the use of subjective priors is consistent with the realist implication of the NMA and show that a core worry with respect to the suggested form of the NMA can be dispelled. (shrink)

It is argued that the high degree of trust in the Higgs particle before its discovery raises the question of a Bayesian perspective on data analysis in high energy physics in an interesting way that differs from other suggestions regarding the deployment of Bayesian strategies in the field.

The universal acceptance of atomism in physics and chemistry in the early 20th century went along with an altered view on the epistemic status of microphysical conjectures. Contrary to the prevalent understanding during the 19th century, on the new view unobservable objects could be ‘discovered’. It is argued in the present paper that this shift can be connected to the implicit integration of elements of meta-empirical theory assessment into the concept of theory confirmation.

The current status of string theory is assessed quite differently by most of the theory’s exponents than by the majority of physicists in other fields. While the former tend to have a high degree of trust in string theory’s viability, the latter largely share a substantially more skeptical point of view. This article argues that the controversy can be best understood in terms of a paradigmatic rift between the two sides over their understandings of theory assessment. An attempt is made (...) to evaluate the two conflicting paradigms on their own terms. †To contact the author, please write to: Institute Vienna Circle, University of Vienna, Universtitätscampus Spitalgasse 2‐4, Hof 1, 1090 Vienna, Austria; e‐mail: [email protected]. (shrink)

While $$\Lambda $$ Λ CDM has emerged as the standard model of cosmology, a small group of physicists defends modified newtonian dynamics (MOND) as an alternative view on cosmology. Exponents of MOND have employed a broad, at times explicitly philosophical, conceptual perspective in arguing their case. This paper offers reasons why that MONDian defense has been ineffective. First, we argue that the defense is ineffective according to Popperian or Lakatosian views–ostensibly the preferred philosophical views on theory assessment of proponents of (...) MOND. Second, we argue that the defense of MOND can instead best be reconstructed as an instance of meta-empirical theory assessment. The formal employment of meta-empirical assessment by MONDians is unconvincing, however, because it lacks a sufficient epistemic foundation. Specifically, the MONDian No Alternatives Argument relies on falsifiability or explanation conditions that lack epistemic relevance, while the argument from Unexpected Explanatory Success fails since there is a known alternative to MOND. In the last part of the paper, we draw some lessons for applications of meta-empirical assessment more generally. (shrink)

String theory has by now maintained a highly influential position in high energy physics for more than a quarter of a century. The present article analyses the reasons for the considerable trust exponents of string theory have in their theory even though it has neither found empirical confirmation nor a complete formulation up to this point. It is argued that this trust can be understood in terms of an emerging new conception of theory assessment that relies strongly on the identification (...) of limitations to the underdetermination of scientific theory building. The second part of the paper makes the point that another conspicuous element of string theoretical reasoning, the prominent role of the notion of a final theory, can be understood in terms of this altered notion of theory assessment as well. (shrink)

String dualities establish empirical equivalence between theories that often look entirely different with respect to their basic ontology and physical structure. Therefore, they represent a particularly interesting example of empirical equivalence in physics. However, the status of duality relations in string physics differs substantially from the traditional understanding of the role played by empirical equivalence. The paper specifies three important differences and argues that they are related to a substantially altered view on the underdetermination of theory building.

We discuss the proposal by Sebens and Carroll to derive the Born rule in Everettian quantum mechanics from a principle they call ‘ESP-QM’. We argue that the proposal fails: ESP-QM is not, as Sebens and Carroll argue, a ‘less general version’ of an independently plausible principle, ESP, and can only be motivated by the empirical success of quantum mechanics, including use of the Born rule. Therefore, ESP-QM cannot have the status of a meta-theoretical principle of reasoning and provides no viable (...) basis for deriving the Born rule. (shrink)

The discovery of the Higgs particle required a signal of 5σ significance. The rigid application of that condition is a convention that disregards more specific aspects of the given experiment. In particular, it does not account for the characteristics of the look elsewhere effect in the individual experimental context. The paper relates this aspect of data analysis to the question as to what extent theoretical reasoning should be admitted to play a role in the assessment of the significance of empirical (...) data. (shrink)

The subjective Everettian approach to quantum mechanics presented by Deutsch and Wallace fails to constitute an empirically viable theory of quantum phenomena. The decision theoretic implementation of the Born rule realized in this approach provides no basis for rejecting Everettian quantum mechanics in the face of empirical data that contradicts the Born rule. The approach of Greaves and Myrvold, which provides a subjective implementation of the Born rule as well but derives it from empirical data rather than decision theoretic arguments, (...) avoids the problem faced by Deutsch and Wallace and is empirically viable. However, there is good reason to cast doubts on its scientific value. (shrink)

John Norton has proposed a position of “material induction” that denies the existence of a universal inductive inference schema behind scientific reasoning. In this vein, Norton has recently presented a “dome scenario” based on Newtonian physics that, in his understanding, is at variance with Bayesianism. The present note points out that a closer analysis of the dome scenario reveals incompatibilities with material inductivism itself.

The paper discusses major implications of high energy physics for the scientific realism debate. The first part analyses the ways in which aspects of the empirically well-confirmed standard model of particle physics are relevant for a reassessment of entity realism, ontological realism and structural realism. The second part looks at the implications of more far-reaching concepts like string theory. While those theories have not found empirical confirmation, if they turned out viable, their implications for the realism debate would be more (...) substantial than those of the standard model. (shrink)

The paper provides a presentation and motivation of the concept of non-empirical theory confirmation. Non-empirical theory confirmation is argued to play an important role in the scientific process that has not been adequately acknowledged so far. Its formalization within a Bayesian framework demonstrates that non-empirical confirmation does have the essential structural characteristics of theory confirmation.

This paper proposes a revision of our understanding of causation that is designed to address what Hartry Field has suggested is the central problem in the metaphysics of causation today: reconciling Bertrand Russell’s arguments that the concept of causation can play no role in the advanced sciences with Nancy Cartwright’s arguments that causal concepts are essential to a scientific understanding of the world. The paper shows that Russell’s main argument is, ironically, very similar to an argument that Cartwright has put (...) forward against the truth of universal laws of nature. The paper uses this insight to develop an account of causation that does justice to traditional views yet avoids the arguments of Russell. (shrink)

According to the no miracles argument, scientific realism provides the only satisfactory explanation of the predictive success of science. It is argued in the present article that a different explanatory strategy, based on the posit of limitations to the underdetermination of scientific theory building by the available empirical data, offers a more convincing understanding of scientific success.

We provide an analysis of the empirical consequences of the AdS/CFT duality with reference to the application of the duality in a fundamental theory, effective theory and instrumental context. Analysis of the first two contexts is intended to serve as a guide to the potential empirical and ontological status of gauge/gravity dualities as descriptions of actual physics at the Planck scale. The third context is directly connected to the use of AdS/CFT to describe real quark-gluon plasmas. In the latter context, (...) we find that neither of the two duals are confirmed by the empirical data. (shrink)

We provide a philosophical reconstruction and analysis of the debate on the scientific status of cosmic inflation that has played out in recent years. In a series of critical papers, Ijjas et al. have questioned the scientificality of the current views on cosmic inflation. Proponents of cosmic inflation have in turn defended the scientific credentials of their approach. We argue that, while this defense, narrowly construed, is successful against Ijjas et al., the latter's reasoning does point to a significant epistemic (...) issue that arises with respect to inflation. A broadening of the concept of theory assessment is needed to address that issue in an adequate way. (shrink)

The extra value of novel confirmation over accommodation is explained based on an analysis of the underdetermination of scientific theory building. Novel confirmation can provide information on the number of possible scientific alternatives to a predictively successful theory. This information, in turn, can raise the probability that the given theory is true or will be empirically viable in the future.

String theory has not even come close to a complete formulation after half a century of intense research. On the other hand, a number of features of the theory suggest that the theory, once completed, may be a final theory. It is argued in this chapter that those two conspicuous characteristics of string physics are related to each other. What links them together is the fact that string theory has no dimensionless free parameters at a fundamental level. The paper analyses (...) possible implications of this situation for the long term prospects of theory building in fundamental physics. (shrink)

String theory currently is the only viable candidate for a unified description of all known natural forces. This article tries to demonstrate that the fundamental structural and methodological differences that set string theory apart from other physical theories have important philosophical consequences. Focussing on implications for the realism debate in philosophy of science, it is argued that both poles of that debate become untenable in the context of string theory. On one side the claim of underdetermination of scientific theories, which (...) represents a pivotal element of empiricism, looses its appeal. On the other side the dissolution of any meaningful notion of an external ontological object destroys the basis for conventional versions of scientific realism. String theory seems to suggest an intermediate position akin to Structural Realism that is based on a newly emerging principle, to be called the principle of theoretical uniqueness. An appreciation of string theory’s considerable impact on basic conceptions of philosophy of science can also contribute to a clearer picture of string theory’s status and relevance in a scientific context. (shrink)

Progress in elementary particle physics in recent decades has changed the status of the visible phenomena in the context of scientific research. Empiricist positions in philosophy of science, which put particular emphasis on the pre-eminence of the visible regime, are affected by this development. In spite of its less radical claims, constructive empiricism turns out to run into more serious problems than straightforward instrumentalism. The constructive empiricist’s emphasis on the scientist’s aims makes it essential for her to provide a satisfactory (...) motivation for scientific inquiry. This, however, seems difficult to achieve on an empiricist basis in the case of elementary particle physics. (shrink)

In a recent paper, Tushar Menon has argued that the no-alternatives argument can only be signifi cant if the priors for numbers of alternatives are tuned in an implausible way (gerrymandered, as he calls it). In this paper, I demonstrate that priors needed for making a no-alternatives argument signi ficant are in line with what can be plausibly assumed in a successful research fi eld.

We will investigate the implications of string theory for the scientific realism debate. Duality relations, which constitute a crucial conceptual characteristic of string theory, are of particular importance for the question of scientific realism in two ways. First, string dualities relate seemingly very different realizations of string theory to each other and establish their empirical equivalence. This feature of string theory works against an ontologically realist interpretation of the theory by turning pivotal characteristics of ontological objects into a matter of (...) choosing a specific formulation of the theory. Second, string dualities provide a basis for a final theory claim with respect to string theory. This final theory claim can provide a new conceptual framework for a realist interpretation of the theory. The final part of the talk will sketch the basic outlines of a realist conception that seems adequate in a string theoretical context. (shrink)

Moritz Schlick’s interpretation of the causality principle is based on Schlick’s understanding of quantum mechanics and on his conviction that quantum mechanics strongly supports an empiricist reading of causation in his sense. The present paper compares the empiricist position held by Schlick with Bas van Fraassen’s more recent conception of constructive empiricism. It is pointed out that the development from Schlick’s understanding of logical empiricism to constructive empiricism reflects a difference between the understanding of quantum mechanics endorsed by Schlick and (...) the understanding that had been established at the time of van Fraassen’s writing. (shrink)

It is argued that the evolution of fundamental microphysics throughout the twentieth century is characterised by two interrelated developments. On the one hand, the experimental signatures which confirm theoretical statements are moving towards the fringes of the phenomenal world and, at the same time, leave increasingly wide spaces for entirely theoretical reasoning with little or no empirical interference. On the other hand, assessments of limitations to scientific underdetermination gain importance within the theoretical process.

According to the no miracles argument, scientific realism provides the only satisfactory explanation of the predictive success of science. It is argued in the present article that a different explanatory strategy, based on the posit of strong limitations to the underdetermination of scientific theory building by the available empirical data, offers a more convincing understanding of scientific success.

It is argued that the evolution of fundamental microphysics throughout the twentieth century is characterised by two interrelated developments. On the one hand, the experimental signatures which confirm theoretical statements are moving towards the fringes of the phenomenal world and, at the same time, leave increasingly wide spaces for entirely theoretical reasoning with little or no empirical interference. On the other hand, assessments of limitations to scientific underdetermination gain importance within the theoretical process.