One of the main line of responses to the infamous causal exclusion problem has been based on the counterfactual account of causation. However, arguments have begun to surface to the effect that the counterfactual theory is in fact ill-equipped to solve the exclusion problem due to its commitment to downward causation. This argumentation is here critically analysed. An analysis of counterfactual dependence is presented and it is shown that if the semantics of counterfactuals is taken into account (...) carefully enough, the counterfactual notion of causation does not need to be committed to downward causation. However, it is a further question whether this is eventually enough to solve the exclusion problem for the analysis shows how the problem itself can take various different forms. (shrink)

This paper defends the notion of downward causation. I will seek to elucidate this notion, explain why it is a useful way of thinking, and respond to criticisms attacking its intelligibility. My account of downward causation will be in many respects similar to the account recently advanced by Ellis. The overall framework I will adopt is the interventionist treatment of causation I have defended elsewhere: X causes Y when Y changes under a suitable manipulation of X. When X (...) is at a higher “level” than Y this allows for the possibility of downward causation from X to Y. True claims of downward causation must meet certain additional conditions, some of which have already been discussed by Ellis. These include the condition that X must have a homogenous effect on Y in the sense that the effect of X on Y must be the same regardless of how X is “realized” at lower levels. In addition, the most plausible examples of downward causation will involve causes X, that in a sense that I will try to specify, are capable of being manipulated by macro-level interventions that have a coordinated or organized impact on them, as when one manipulates the temperature of a gas by placing it in a heat bath.Three common criticisms of the notion of downward causation that I will consider are: the claim that this involves a whole acting downward on its parts which is an objectionable idea because wholes and parts are not sufficiently distinct to stand in causal relationships, that downward causation commits us to the existence of causal cycles in which X causes Y which in turn causes X and that the asymmetric nature of the causal relation rules out such cycles, and causal exclusion type worries, according to which all of the causal action occurs among “low level” variables, so that upper level variables are deprived of causal efficacy. In response I will argue that plausible examples of downward causation in the scientific literature do not involve whole to part causation, there is nothing wrong with causal cycles, which are common in, for example, biological contexts, exclusion type worries do not arise within the interventionist framework that I favor. (shrink)

Agent-causal theories of free will, which rely on a non-reductionist account of the agent, have traditionally been associated with libertarianism. However, some authors have recently argued in favor of compatibilist agent-causal accounts. In this essay, I will show that such accounts cannot avoid serious problems of implausibility or incoherence. A careful analysis of the implications of non-reductionist views of the agent (event-causal or agent-causal as they may be) reveals that such views necessarily imply either the denial of the principle of (...) supervenience or the assumption of bottom-level indeterminism. I will contend that the former alternative comes at a high cost, while the latter is quite plausible. Therefore, providing that they accept the condition of the truth of indeterminism, non-reductionist accounts of the agent do not have to contradict our scientific worldview. Interestingly, while they should be taken seriously by anyone who is concerned with the passivity of the agent’s role under a reductionist scenario, non-reductivist accounts end up contributing an extra incompatibilist argument to the free will debate. (shrink)

The causal closure of the physical poses a familiar causal exclusion problem for the special sciences that stems from the idea that if closure is true, then fundamental physical properties do all the causal work involved in bringing about physical effects. In this paper I aim to show that the strongest causal closure principle that is not ruled out by some simple physics in fact allows for a certain kind of downward causation, which in turn makes room for (...) robust special science autonomy. I focus on the case of vector composition, arguing that it involves irreducibly multilevel causation. To give a complete causal explanation of what goes on in cases that involve the effects of multiple forces, we need to appeal not only to the fundamental properties that generate those forces, but also to geometric properties that determine how multiple vectors compose. However, if all the causal work involved in such cases were due to fundamental physical properties, there would be a one-level explanation available. Hence, I argue, it cannot be the case that fundamental physical properties do all the causal work. The extra causal work, I suggest, comes from the fact that the causal powers bestowed by fundamental physical properties have irreducibly geometric manifestation conditions. I defend the resulting form of downward causation as a solution to the problem of special science autonomy, and discuss two potential accounts of its source, in terms of the debate between kinematic and dynamic theories of the origins of spacetime symmetries. (shrink)

The issue of downward causation (and mental causation in particular), and the exclusion problem is discussed by taking into account some recent advances in the philosophy of science. The problem is viewed from the perspective of the new interventionist theory of causation developed by Woodward. It is argued that from this viewpoint, a higher-level (e.g., mental) state can sometimes truly be causally relevant, and moreover, that the underlying physical state which realizes it may fail to be such.

This article considers interventionist arguments for downward causation and non-fundamental level causal explanation from the point of view of inferring causation from experiments. Several authors have utilised the interventionist theory of causal explanation to argue that the causal exclusion argument is moot and that higher-level as well as downward causation is real. I show that this argument can be made when levels are understood as levels of grain, leaving us with a choice between causal explanations pitched at (...) different levels. Causal proportionality has been suggested as a principle for choosing the correct level of description for causal explanations, but this suggestion has serious problems. I offer an alternative principle, based on the idea that explanations should track actual difference-makers. I then consider claims about systems causally influencing their own parts. Such claims risk conceptual confusion for the same reason as the exclusion argument, by conflating causal and constitutive dependencies. The distinction between causation and constitution is used to give criteria for the correct use of the idea of downward causation. (shrink)

A quite popular approach to solving the Causal Exclusion Problem is to adopt a counterfactual theory of causation. In this paper, I distinguish three versions of the Causal Exclusion Argument. I argue that the counterfactualist approach can block the first two exclusion arguments, because the Causal Inheritance Principle and the Upward Causation Principle upon which the two arguments are based respectively are problematic from the perspective of the counterfactual account of causation. However, I attempt to show that (...) the counterfactualist approach is unable to refute a sophisticated version (i.e. the third version) of the exclusion argument in that the Downward Causation Principle, a premise of the third exclusion argument, is actually implied by the counterfactual theory of causation. Therefore, even if other theories of causation might help the non-reductive physicalist to solve the exclusion problem, the counterfactual theory of causation cannot. (shrink)

In recent papers, Lei Zhong argues that the autonomy solution to the causal exclusion problem is unavailable to anyone that endorses the counterfactual model of causation. The linchpin of his argument is that the counterfactual theory entails the downward causation principle, which conflicts with the autonomy solution. In this note I argue that the counterfactual theory does not entail the downward causation principle, so it is possible to advocate for the autonomy solution to the causal exclusion (...) problem from within the counterfactual theory of causation. (shrink)

Kim has argued that in the layered model of reality shared by nonreductive physicalism and by emergentism, the assumed dependence of the mental level on the physical level leaves no room for downward causation. In his analysis Kim assumes that causal relata are events, conceived of as exemplifications of properties by particulars at a certain time. But if causal relata are conceived of in different ways and causation is appropriately understood, one can find room in the layered model for (...) downward causation with different degrees of strength. A mild form of downward causation somehow arises from the identification of causal relata with tropes. A stronger form comes from an appeal to generic events as causal relata. Finally, an even stronger form emerges from causal relata understood as free exercisings of powers to will. (shrink)

In this paper, we examine the causal framework within which integrated information theory of consciousness makes it claims. We argue that, in its current formulation, IIT is threatened by the causal exclusion problem. Some proponents of IIT have attempted to thwart the causal exclusion problem by arguing that IIT has the resources to demonstrate genuine causal emergence at macro scales. In contrast, we argue that their proposed solution to the problem is damagingly circular as a result of inter-defining (...) information and causation. As a solution, we propose that IIT should adopt the specific interventionist causal framework that we offer and show how IIT can harness this interventionist framework to avoid the causal exclusion problem. We demonstrate how our argument remains fully compatible with the methodology, empirical data, and conceptual aims of the theory. (shrink)

It is often argued that higher-level special-science properties cannot be causally efficacious since the lower-level physical properties on which they supervene are doing all the causal work. This claim is usually derived from an exclusion principle stating that if a higher-level property F supervenes on a physical property F* that is causally sufficient for a property G, then F cannot cause G. We employ an account of causation as difference-making to show that the truth or falsity of this principle (...) is a contingent matter and derive necessary and sufficient conditions under which a version of it holds. We argue that one important instance of the principle, far from undermining non-reductive physicalism, actually supports the causal autonomy of certain higher-level properties. (shrink)

Peter Menzies has developed a novel version of the exclusion principle that he claims to be compatible with the possibility of mental causation. Menzies proposes to frame the exclusion principle in terms of a difference-making account of causation, understood in counterfactual terms. His new exclusion principle appears in two formulations: upwards exclusion — which is the familiar case in which a realizing event causally excludes the event that it realizes — and, more interestingly, downward (...) class='Hi'>exclusion, in which an event causally excludes its realizer. This paper shows that one consequence of Menzies’s proposed solution to the problem of mental causation is a ubiquitous violation of the principle of closure — a fact that forces him into a trilemma to which we see no satisfactory response. (shrink)

The first part of this paper presents an argument showing that the currently most highly acclaimed interventionist theory of causation, i.e. the one advanced by Woodward, excludes supervening macro properties from having a causal influence on effects of their micro supervenience bases. Moreover, this interventionist exclusion argument is demonstrated to rest on weaker premises than classical exclusion arguments. The second part then discusses a weakening of interventionism that Woodward suggests. This weakened version of interventionism turns out either to (...) be inapplicable to cases of downward causation involving supervening macro properties or to render corresponding causal claims meaningless. In sum, the paper argues that, contrary to what many non-reductive physicalists claim, interventionism does not render non-reductive physicalism immune to the problem of causal exclusion. (shrink)

Two conceptual frameworks – in terms of phase space and in terms of structural equations – are sketched, in which downward causal influence of higher-level features on lower-level features is possible. The “Exclusion” principle, which is a crucial premise of the argument against the possibility of downward causation, is false in models constructed within both frameworks. Both frameworks can be supplemented with conceptual tools that make it possible to explain why downward causal influence is not only (...) conceivable and compatible with the “Closure” principle, but also why it is often relevant to causally explain facts in terms of downward causal influence. It is briefly shown that the analysis of downward causation in the two frameworks complements Bennett’s analysis of overdetermination, the analysis does not entail the failure of the “Closure” principle and it does not require the postulate of synchronic downward causation. (shrink)

Jaegwon Kim’s causal exclusion argument says that if all physical effects have sufficient physical causes, and no physical effects are caused twice over by distinct physical and mental causes, there cannot be any irreducible mental causes. In addition, Kim has argued that the nonreductive physicalist must give up completeness, and embrace the possibility of downward causation. This paper argues first that this extra argument relies on a principle of property individuation, which the nonreductive physicalist need not accept, and (...) second that once we get clear on overdetermination, there is a way to reject the exclusion principle upon which the causal exclusion argument depends, but third that this should not lead to the belief that mental causation is easily accounted for in terms of counterfactual dependencies. (shrink)

I develop and defend a model of downward causation denoted as downward, structural, substance causation. This model is based on the idea that higher-level, strongly emergent substances can cause something at lower levels by imposing certain structures on lower-level goings-on. After providing a sketch of the model and of its ontological assumptions, I apply it to the analysis of how free mental causes can structure neural goings-on. I defend three theses following from such an analysis, and I test (...) the empirical plausibility of the model. Finally, I anticipate some objections and replies. (shrink)

Two strains of interventionist responses to the causal exclusion argument are reviewed and critically assessed. On the one hand, one can argue that manipulating supervenient mental states is an effective strategy for manipulating the subvenient physical states, and hence should count as genuine causes to the subvenient physical states. But unless the supervenient and subvenient states manifest some difference in their manipulability conditions, there is no reason to treat them as distinct, which in turn goes against the basic assumption (...) of nonreductive physicalism. On the other hand, one can preserve the distinction between the two by introducing asymmetric manipulability conditions that the supervenience thesis entails. But this response can be used to argue that mental causes never have physical effects. However, this argumentation can also be used to show that mental causes can have mental effects. (shrink)

Framing systematics as a field consistent with scientific inquiry entails that inferences of phylogenetic hypotheses have the goal of producing accounts of past causal events that explain differentially shared characters among organisms. Linking observations of characters to inferences occurs by way of why-questions implied by data matrices. Because of their form, why-questions require the use of common-cause theories. Such theories in phylogenetic inferences include natural selection and genetic drift. Selection or drift can explain ‘morphological’ characters but selection cannot be causally (...) applied to sequences since fitness differences cannot be directly associated with individual nucleotides or amino acids. The relation of selection to sequence data is by way of downward or top-down causation from those phenotypes upon which selection occurs. The application of phylogenetic inference to explain sequence data is thus restricted to instances where drift is the relevant theory; those nucleotides or amino acids that can be explained via downward causation are precluded from inclusion in the data matrix. The restrictions on the inclusion of sequence data in phylogenetic inferences equally apply to species hypotheses, precluding the more restrictive approach known as DNA barcoding. Not being able to discern drift and selection as relevant causal mechanisms can severely constrain the inclusion and explanations of sequence data. Implications of such exclusion are discussed in relation to the requirement of total evidence. (shrink)

It seems that higher-level, nonbasic properties can only manifest their causal powers by exerting causal influence on lower-level, physically basic phenomena in the first place. A very influential line of reasoning conceives of this form of downward causation as either reducible to causation by physical properties or as ultimately untenable, because incompatible with the causal closure of physical reality. The paper argues that this is not so. It examines, first, why it is that a recent attempt by Noordhof to (...) substantiate the notion of supervenient causation in a nonreductive framework fails. The upshot of this examination is the claim that any attempted specification of the most basic causal factors which supposedly underlie a causal transaction cannot account for the counterfactually necessary connections with the effect in question. By contrast, the specification of these factors at a higher level would allow establishing such connections. The paper closes with a discussion of how this view of autonomous causation at the higher-level can coexist with the notion of a complete specification of the causes of any physical effect exclusively in physical terms. (shrink)

In Zhong (Philos Phenomenol Res 83:129–147, 2011; Analysis 72:75–85, 2012), I argued that, contrary to what many people might expect, the counterfactual theory of causation will generate (rather than solve) the exclusion problem. Recently some philosophers raise an incisive objection to this argument. They contend that my argument fails as it equivocates between different notions of a physical realizer (see Christensen and Kallestrup in Analysis 72:513–517, 2012). However, I find that their criticism doesn’t threaten the central idea of my (...) view. In this paper, I make two separate responses that appeal to two unequivocal notions of physical realizers, respectively. I aim to show that a modified argument that uses either notion would work. (shrink)

I argue that Jaegwon Kim’s supervenience argument does not generalize to all special science properties by undermining his central intuition, employed in stage 1 of the argument, that there is a tension between horizontal causation and vertical determination. First, I challenge Kim’s treatment of the examples he employs to support this intuition, then I appeal to Kim’s own work on the metaphysics of explanation in order to dissipate the alleged tension.

This intriguing new book examines and analyses the role of critical realism in economics and specifically how this line of thought can be applied to the real world. With contributions from such varying commentators as Sheila Dow, Wendy Olsen and Fred Lee, this new book is unique in its approach and will be of great interest to both economic methodologists and those involved in applied economic studies.

This intriguing new book examines and analyses the role of critical realism in economics and specifically how this line of thought can be applied to the real world. With contributions from such varying commentators as Sheila Dow, Wendy Olsen and Fred Lee, this new book is unique in its approach and will be of great interest to both economic methodologists and those involved in applied economic studies.

Logic has acquired a reputation for difficulty, perhaps because many of the approaches adopted have been more suitable for mathematicians than computer scientists. This book shows that the subject is not inherently difficult and that the connections between logic and declarative language are straightforward. Many exercises have been included in the hope that these will lead to a much greater confidence in manual proofs, therefore leading to a greater confidence in automated proofs.

Logic has acquired a reputation for difficulty, perhaps because many of the approaches adopted have been more suitable for mathematicians than computer scientists. This book shows that the subject is not inherently difficult and that the connections between logic and declarative language are straightforward. Many exercises have been included in the hope that these will lead to a much greater confidence in manual proofs, therefore leading to a greater confidence in automated proofs.

The proteins encoded by the ras proto‐oncogenes play critical roles in normal cellular growth, differentiation and development in addition to their potential for malignant transformation. Several proteins that are involved in the control of the activity of p21ras have now been characterised. p120GAP stimulates the GTPase activity of p21ras and hence acts as a negative regulator of ras proteins. It may be controlled by tyrosine phosphorylation or association with tyrosine phosphorylated proteins. The neurofibromatosis type 1 (NF 1) gene also encodes (...) a potential GTPase activating protein which is likely to be subject to a different control mechanism. Guanosine nucleotide exchange factors for p21ras have now been identified: these may be positive regulators of ras protein function. It appears that p21ras is subject to rapid regulation by several distinct mechanisms which are likely to vary in different cell types; the ras proteins are thereby able to act as very sensitive cellular monitors of the extracellular environment. (shrink)

Schoenflies point groups are presented in terms of spatial partitions and Laue classes based on abstract groups. A much simpler system using only a minimal set of generators for three dimensional groups is then presented in the same form. This simplified treatment allows group operations of a given Laue class to be correlated to a greatly simplified Mulliken-style notation for irreducible representations of that class. Transformation matrix representations of point groups in the simplified style can then be manipulated according to (...) their position in the class or to their sub-groups in very clear procedures. Simple rules can replace the large numbers of tables necessary in the Schoenflies approach. Some applications of the method are described. (shrink)

Downward causation is commonly held to create problems for ontologically emergent properties. In this paper I describe two novel examples of ontologically emergent properties and show how they avoid two main problems of downward causation, the causal exclusion problem and the causal closure problem. One example involves an object whose colour does not logically supervene on the colours of its atomic parts. The other example is inspired by quantum entanglement cases but avoids controversies regarding quantum mechanics. These (...) examples show that the causal exclusion problem can be avoided, in one case by showing how it is possible to interact with an object without interacting with its atomic parts. I accept that emergence cannot be reconciled with causal closure, but argue that violations of causal closure do not entail violations of the base-level laws. Only the latter would conflict with empirical science. (shrink)

Any theory of mind needs to explain mental causation. Kim’s exclusion argument concludes that non-reductive physicalism cannot meet this challenge. One classic reply is that mental properties capture the causally relevant level of generality, because they are insensitive to physical realization. However, this reply suggests downward exclusion, contrary to physicalism’s assumption of closure. This paper shows how non-reductive physicalists can solve this problem by introducing a contrastive account of causation with non-exhaustive contrasts. That view has independent justification, (...) because it is also needed to solve other puzzles. On this theory, both a mental property and its physical realizer can cause the same physical effect without lapsing into any problematic overdetermination when they cause that effect in contrast with distinct foils. This contrastive solution has advantages over previous accounts of mental causation and is defended against objections. (shrink)

Any theory of mind needs to explain mental causation. Kim’s exclusion argument concludes that non-reductive physicalism cannot meet this challenge. One classic reply is that mental properties capture the causally relevant level of generality, because they are insensitive to physical realization. However, this reply suggests downward exclusion, contrary to physicalism’s assumption of closure. This paper shows how non-reductive physicalists can solve this problem by introducing a contrastive account of causation with non-exhaustive contrasts. That view has independent justification, (...) because it is also needed to solve other puzzles. On this theory, both a mental property and its physical realizer can cause the same physical effect without lapsing into any problematic overdetermination when they cause that effect in contrast with distinct foils. This contrastive solution has advantages over previous accounts of mental causation and is defended against objections. (shrink)

The problem of divine agency and action is analogous to the problem of human agency and action: How is such agency possible in the absence of a dualistic causal interaction between disparate orders of being? This paper explores nondualistic accounts of divine agency that assert the following: (1) physical monism, (2) antireductionism, (3) physical realization, and (4) divine causal realism. I conclude that a robustly causal deity is incompatible with nonddualism's affirmation of physical monism. Specifically, I argue the incoherence of (...) nondualistic strategies that advocate divine information transfer without energy transfer or the divine downward causation of physical events. Furthermore, I claim that the principle of explanatory exclusion makes any nondualistic, noninterventionist account of divine agency highly dubious. Finally, I suggest that Judaism, Christianity, and Islam can avoid a causally inert deity only if they are willing to deny the current presumption of the causal closure of the physical. (shrink)

The purpose of this paper is to address a well-known dilemma for physicalism. If mental properties are type identical to physical properties, then their causal efficacy is secure, but at the cost of ruling out mentality in creatures very different to ourselves. On the other hand, if mental properties are multiply realizable, then all kinds of creatures can instantiate them, but then they seem to be causally redundant. The causal exclusion problem depends on the widely held principle that realized (...) properties inherit their causal powers from their realizers. While this principle holds for functional realization, it fails on a broader notion of realization that permits the realization of complex qualitative properties such as spatial and temporal patterns. Such properties are best seen as dependent powerful qualities, which have their causal roles in virtue of being the qualities they are, and do not inherit powers from their realizers. Recent studies have identified one such property—neural synchrony—as a correlate of consciousness. If synchrony is also partially constitutive of consciousness, then phenomenal properties are both multiply realizable and causally novel. I outline a version of representationalism about consciousness on which this constitution claim holds. (shrink)

The Exclusion Argument has afflicted non-reductionists for decades. In this article, I attempt to show that emergentism—the view that mental entities can downwardly cause physical entities in a non-overdetermining way—is the most plausible approach to solving the exclusion problem. The emergentist approach is largely absent in contemporary philosophy of mind, because emergentism rejects the Causal Closure of Physics, a doctrine embraced by almost all physicalists. This article, however, challenges the consensus on causal closure and defends a physicalist version (...) of emergentism. On closer examination, I find that neither physical evidence nor physicalist considerations can satisfactorily support causal closure. Moreover, I argue that two competing approaches that accept causal closure, compatibilism and autonomism, involve ad hoc postulations of mental causation. Therefore, all things considered, emergentism is the best option available to non-reductive physicalists. (shrink)

In this paper, using a multilevel approach, we defend the positive role of natural selection in the generation of organismal form. Despite the currently widespread opinion that natural selection only plays a negative role in the evolution of form, we argue, in contrast, that the Darwinian factor is a crucial (but not exclusive) factor in morphological organization. Analyzing some classic arguments, we propose incorporating the notion of ‘downward causation’ into the concept of ‘natural selection.’ In our opinion, this kind (...) of causation is fundamental to the operation of selection as a creative evolutionary process. (shrink)

I defend a physicalistic version of ontological emergence; qualia emerge from the brain, but are physical properties nevertheless. First, I address the following questions: what are the central tenets of physicalistic ontological emergentism; what are the relationships between these tenets; what is the relationship between physicalistic ontological emergentism and non-reductive physicalism; and can there even be a physicalistic version of ontological emergentism? This discussion is merely an attempt to clarify exactly what a physicalistic version of ontological emergentism must claim, and (...) to show that the view is at least coherent. I then defend the view from objections, for example, Kim’s (Philos Stud 95:3–36, 1999) attempt to apply a version of his exclusion argument to ontological emergentism. I conclude by offering a positive argument for the view: given certain empirical evidence concerning the organization of the brain, physicalism might have to endorse ontological emergentism to avoid epiphenomenalism. (shrink)

A framework for representing a specific kind of emergent property instance is given. A solution to a generalized version of the exclusion argument is then provided and it is shown that upwards and downwards causation is unproblematical for that kind of emergence. One real example of this kind of emergence is briefly described and the suggestion made that emergence may be more common than current opinions allow.