What can fashionable ideas, blind faith, or pure fantasy possibly have to do with the scientific quest to understand the universe? Surely, theoretical physicists are immune to mere trends, dogmatic beliefs, or flights of fancy? In fact, acclaimed physicist and best-selling author Roger Penrose argues that researchers working at the extreme frontiers of physics are just as susceptible to these forces as anyone else. In this provocative book, he argues that fashion, faith, and fantasy, while sometimes productive and even essential (...) in physics, may be leading today's researchers astray in three of the field's most important areas--string theory, quantum mechanics, and cosmology... The result is an important critique of some of the most significant developments in physics today from one of its most eminent figures."--Jacket. (shrink)

The gravity-related model of spontaneous wave function collapse, a longtime hypothesis, damps the massive Schrödinger Cat states in quantum theory. We extend the hypothesis and assume that spontaneous wave function collapses are responsible for the emergence of Newton interaction. Superfluid helium would then show significant and testable gravitational anomalies.

This paper argues that the case for “gravitizing” quantum theory is at least as strong as that for quantizing gravity. Accordingly, the principles of general relativity must influence, and actually change, the very formalism of quantum mechanics. Most particularly, an “Einsteinian”, rather than a “Newtonian” treatment of the gravitational field should be adopted, in a quantum system, in order that the principle of equivalence be fully respected. This leads to an expectation that quantum superpositions of states involving a significant mass (...) displacement should have a finite lifetime, in accordance with a proposal previously put forward by Diósi and the author. (shrink)

Professor Sir Roger Penrose's work, spanning fifty years of science, with over five thousand pages and more than three hundred papers, has been collected together for the first time and arranged chronologically over six volumes, each with an introduction from the author. Where relevant, individual papers also come with specific introductions or notes. Publication of The Emperor's New Mind (OUP 1989) had caused considerable debate and Penrose's responses are included in this volume. Arising from this came the idea that large-scale (...) quantum coherence might exist within the conscious brain, and actual conscious experience would be associated with a reduction of the quantum state. Within this collection, Penrose also proposes that a twistor might usefully be regarded as a source (or 'charge') for a massless field of spin 3/2, suggesting that the twistor space for a Ricci-flat space-time might actually be the space of such possible sources. Towards the end of the volume, Penrose begins to develop a quite different approach to incorporating full general relativity into twistor theory. This period also sees the origin of the Diósi-Penrose proposal. (shrink)

Professor Sir Roger Penrose's work, spanning fifty years of science, with over five thousand pages and more than three hundred papers, has been collected together for the first time and arranged chronologically over six volumes, each with an introduction from the author. Where relevant, individual papers also come with specific introductions or notes. This sixth volume describes an actual experiment to measure the length of time that a quantum superposition might last (developing the Diósi-Penrose proposal). It also discusses the significant (...) progress made in relation to incorporating the 'googly' information for a gravitational field into the structure of a curved twistor space. Penrose also covers such things as the geometry of light rays in relation to twistor-space structures, the utility of complex numbers in drawing three-dimensional shapes, and the geometrical representation of different types of musical scales. The turn of the millennium was also an opportunity to reflect on progress in many areas up until that point. (shrink)

Features of consciousness difficult to understand in terms of conventional neuroscience have evoked application of quantum theory, which describes the fundamental behavior of matter and energy. In this paper we propose that aspects of quantum theory (e.g. quantum coherence) and of a newly proposed physical phenomenon of quantum wave function "self-collapse"(objective reduction: OR -Penrose, 1994) are essential for consciousness, and occur in cytoskeletal microtubules and other structures within each of the brain's neurons. The particular characteristics of microtubules suitable for quantum (...) effects include their crystal-like lattice structure, hollow inner core, organization of cell function and capacity for information processing. We envisage that conformational states of microtubule subunits (tubulins) are coupled to internal quantum events, and cooperatively interact (compute) with other tubulins. We further assume that macroscopic coherent superposition of quantum-coupled tubulin conformational states occurs throughout significant brain volumes and provides the global binding essential to consciousness. We equate the emergence of the microtubule quantum coherence with pre-conscious processing which grows (for up to 500 milliseconds) until the mass-energy difference among the separated states of tubulins reaches a threshold related to quantum gravity. According to the arguments for OR put forth in Penrose (1994), superpositioned states each have their own space-time geometries. When the degree of coherent mass-energy difference leads to sufficient separation of space-time geometry, the system must choose and decay (reduce, collapse) to a single universe state. In this way, a transient superposition of slightly differing space-time geometries persists until an abrupt quantum classical reduction occurs. Unlike the random, "subjective reduction"( SR, or R) of standard quantum theory caused by observation or environmental entanglement, the OR we propose in microtubules is a self-collapse and it results in particular patterns of microtubule-tubulin conformational states that regulate neuronal activities including synaptic functions. (shrink)

Grush and Churchland (1995) attempt to address aspects of the proposal that we have been making concerning a possible physical mechanism underlying the phenomenon of consciousness. Unfortunately, they employ arguments that are highly misleading and, in some important respects, factually incorrect. Their article ‘Gaps in Penrose’s Toilings’ is addressed specifically at the writings of one of us (Penrose), but since the particular model they attack is one put forward by both of us (Hameroff and Penrose, 1995; 1996), it is (...) appropriate that we both reply; but since our individual remarks refer to different aspects of their criticism we are commenting on their article separately. The logical arguments discussed by Grush and Churchland, and the related physics are answered in Part l by Penrose, largely by pointing out precisely where these arguments have already been treated in detail in Shadows of the Mind (Penrose, 1994). In Part 2, Hameroff replies to various points on the biological side, showing for example how they have seriously misunderstood what they refer to as ‘physiological evidence’ regarding to effects of the drug colchicine. The reply serves also to discuss aspects of our model ‘orchestrated objective reduction in brain microtubules – Orch OR’ which attempts to deal with the serious problems of consciousness more directly and completely than any previous theory. (shrink)

The singularity theorems of the 1960s showed that Lemaître’s initial symmetry assumptions were not essential for deriving a big-bang origin for a vast multitude of relativistic universe models. Yet the actual universe accords remarkably closely with models of Lemaître’s type. This is a mystery closely related to the form taken by the 2nd law of thermodynamics and is not explained by currently conventional inflationary cosmology. Conformal cyclic cosmology provides another perspective on these issues, one consequence being the necessary initial presence (...) of a dominant scalar material that interacts only gravitationally, but which must ultimately slowly decay away in a novel but perhaps detectable way. According to CCC, our current universe picture provides but one aeon of an unending succession of expanding aeons each having an initial big bang which is the conformal continuation of the remote exponential expansion of its previous aeon. The observational status of CCC is briefly discussed. (shrink)

It is argued, by use of specific examples, that mathematical understanding is something which cannot be modelled in terms of entirely computational procedures. Our conception of a natural number (a non-negative integer: 0, 1, 2, 3,…) is something which goes beyond any formulation in terms of computational rules. Our ability to perceive the properties of natural numbers depends upon our awareness, and represents just one of the many ways in which awareness provides an essential ingredient to our ability to understand. (...) There is no bar to the quality of understanding being the result of natural selection, but only so long as the physical laws contain a non-computational ingredient. (shrink)

The following is an edited version of Roger Penrose's lecture at the Fifth Mind and Brain Symposium at the Institute of Psychiatry, London, on 29 October 1994, introducing the themes of his recent book Shadows of the Mind. The talk begins by outlining some options for the modelling of the relationship between consciousness and computation, and provides evidence for a model in which it is not possible even in principle to simulate mathematical understanding computationally. It is argued that mathematical (...) understanding is on a continuum with consciousness in general, and that non-computability is a feature of all consciousness. The talk then goes on to outline some of the problems of the relationship between quantum and classical physics and proposes a new theory of `objective reduction' by quantum gravity to bridge the explanatory gap. The talk concludes by examining cytoskeletal microtubules as a possible site for quantum-coherent events in the brain. It is suggested that this might be the physical basis of conscious events. (shrink)

We compute the effect of collapse models on neutrino oscillations. The effect of the collapse is to modify the evolution of the spatial part of the wave function and we will show that this indirectly amounts to a change on the flavor components. For the analysis we use the mass proportional CSL model, and perform the calculation to second order perturbation theory. As we will show, the CSL effect is very small—mainly due to the very small mass of neutrinos—and (...) practically undetectable. (shrink)

Spontaneous localization theories are a class of quantum theories which solve the so-called measurement problem by non-linearly and stochastically modifying the Schrödinger dynamics. In this paper I briefly explain where these theories are coming from, what their driving ideas and main features are, and how they were historically developed. Also, I discuss their empirical and ontological adequacy, as well as their relativistic extensions and their experimental confirmation.

In this paper we try to make a clear distinction between quantum mysticism and quantum mind theory. Quackery always accompanies science especially in controversial and still under development areas and since the quantum mind theory is a science youngster it must clearly demarcate itself from the great stuff of pseudo-science currently patronized by the term "quantum mind". Quantum theory has attracted a big deal of attention and opened new avenues for building up a physical theory of mind because its principles (...) and experimental foundations are as strange as the phenomenon of consciousness itself. Yet, the unwarranted recourse to paranormal phenomena as supporting the quantum mind theory plus the extremely bad biological mismodeling of brain physiology lead to great scepticism about the viability of the approach. We give as an example the Hameroff-Penrose Orch OR model with a list of twenty four problems not being repaired for a whole decade after the birth of the model in 1996. In the exposition we have tried not only to pesent critique of the spotted flaws, but to provide novel possibilities towards creation of neuroscientific quantum model of mind that incorporates all the available data from the basic disciplines (biochemistry, cell physiology, etc.) up to the clinical observations (neurology, neurosurgery, molecular psychiatry, etc.). Thus in a concise fashion we outline what can be done scientifically to improve the Q-mind theory and start a research programme (in Lakatos sense) that is independent on the particular flaws in some of the existing Q-mind models. (shrink)

The modeling of the human mind based on quantum effects has been gaining considerable interest due to the intriguing possibility of applying non-local interactions in the studies of consciousness. Inasmuch as the majority of the pertinent studies are restricted to the exclusive analysis of mental phenomena, the quantum model of mind proposed by Roger Penrose constitutes a part of a much larger scheme of the ultimate unification of physics. Penrose's efforts to find the 'missing science of consciousness' presuppose the (...) non-algorithmic character of human thinking inferred from Gödel's incompleteness theorem. This is supposed to combine with the anticipated non-algorithmic character of the future quantum gravity theory involving the objective reduction of a quantum mechanical state vector. By surveying contemporary achievements of cognitive sciences as well as the development of Penrose's conjectures, presented in his recent work The Road to Reality, we wish to show that his non-algorithmic quantum model of human mind is contingent upon the fundamental philosophical assumption of the mathematicity of the Universe. (shrink)

Roger Penrose is justly famous for his work in physics and mathematics but he is _notorious_ for his endorsement of the Gödel argument (see his 1989, 1994, 1997). This argument, first advanced by J. R. Lucas (in 1961), attempts to show that Gödel’s (first) incompleteness theorem can be seen to reveal that the human mind transcends all algorithmic models of it¹. Penrose's version of the argument has been seen to fall victim to the original objections raised against Lucas (see Boolos (...) (1990) and for a particularly intemperate review, Putnam (1994)). Yet I believe that more can and should be said about the argument. Only a brief review is necessary here although I wish to present the argument in a somewhat peculiar form. (shrink)

In his book Shadows of the Mind: A search for the missing science of con- sciousness [SM below], Roger Penrose has turned in another bravura perfor- mance, the kind we have come to expect ever since The Emperor’s New Mind [ENM ] appeared. In the service of advancing his deep convictions and daring conjectures about the nature of human thought and consciousness, Penrose has once more drawn a wide swath through such topics as logic, computa- tion, artificial intelligence, quantum physics (...) and the neuro-physiology of the brain, and has produced along the way many gems of exposition of difficult mathematical and scientific ideas, without condescension, yet which should be broadly appealing. 1 While the aims and a number of the topics in SM are the same as in ENM, the focus now is much more on the two axes that Pen- rose grinds in earnest. Namely, in the first part of SM he argues anew and at great length against computational models of the mind and more specifi- cally against any account of mathematical thought in computational terms. Then in the second part, he argues that there must be a scientific account of consciousness but that will require a (still to be found) non-computational extension or modification of present-day quantum physics. (shrink)

In the traditional formalism of quantum mechanics, a simple direct proof of the Spin Geometry Theorem of Penrose is given; and the structure of a model of the ‘space of the quantum directions’, defined in terms of elementary SU-invariant observables of the quantum mechanical systems, is sketched.

Sir Roger Penrose, retired professor of mathematics at the University of Oxford and collaborator with Stephen Hawking on black hole theory, has written 'a complete guide to the laws of the universe' called The Road to Reality. His publisher calls it the most important and ambitious work of science for a generation. Penrose caused a furore in the world of consciousness studies with his 1989 book The Emperor's New Mind, which conjectured a new mechanism for consciousness and kept a faithful (...) band of researchers busy for a decade with models based on microtubules and the like. Sadly, the idea fizzled out. The title of the 2002 Tucson 'Toward a Science of Consciousness' conference poetry slam winner was: Microtubules - my ass! (shrink)

Al final de su libro “La conciencia inexplicada”, Juan Arana señala que la nomología, explicación según las leyes de la naturaleza, requiere de una nomogonía, una consideración del origen de las leyes. Es decir, que el orden que observamos en el mundo natural requiere una instancia previa que ponga ese orden específico. Sabemos que desde la revolución científica la mejor manera de explicar dicha nomología ha sido mediante las matemáticas. Sin embargo, en las últimas décadas se han presentado algunas propuestas (...) basadas en modelos matemáticos que fundamentarían muchos aspectos de la realidad. Dos claros ejemplos provienen de Roger Penrose y Max Tegmark. Esto lleva a pensar en una posición no solo nomológica sino además nomogónica de la matemática. ¿Puede la Naturaleza estar fundada por las matemáticas como señalan algunos físico-matemáticos? Y en ese caso, ¿sería pertinente buscar una nomo-génesis de esta índole en la constitución de la conciencia? -/- At the end of his book “La conciencia inexplicada”, Juan Arana points out that nomology, explanation according to the laws of nature requires a nomogony, an account of the origin of the laws. This means that the order that we can observe in the natural World demands something prior to posit that specific order. Since the scientific revolution we know that the best way to explain that nomology has been through mathematics. Anyway, in recent decades a number of proposals based on mathematical models that found many aspects of reality has been offered. Two clear examples come from Roger Penrose and Max Tegmark. This drives us to think of a position of mathematics as not only nomological but also nomogonical. Can Nature be founded by mathematics as some physicists and mathematicians point out? And, in this case, would be relevant this kind of approach to search a nomo-genesis in the constitution of consciousness? (shrink)

Gödel appears to have believed strongly that the human mind cannot be explained in terms of any kind of computational physics, but he remained cautious in formulating this belief as a rigorous consequence of his incompleteness theorems. In this chapter, I discuss a modification of standard Gödel-type logical arguments, these appearing to strengthen Gödel’s conclusions, and attempt to provide a persuasive case in support of his standpoint that the actions of the mind must transcend computation. It appears that Gödel did (...) not consider the possibility that the laws of physics might themselves involve noncomputational procedures; accordingly, he found himself driven to the conclusion that mentality must lie beyond the actions of the physical brain. My own arguments, on the other hand, are from the scientific standpoint that the mind is a product of the brain’s physical activity. Accordingly, there must be something in the physical actions of the world that itself transcends computation. We do not appear to find such noncomputational action in the known laws of physics, however, so we must seek it in currently undiscovered laws going beyond presently accepted physical theory. I argue that the only plausibly relevant gap in current understanding lies in a fundamental incompleteness in quantum theory, which reveals itself only with significant mass displacements between quantum states (“Schrödinger’s cats”). I contend that the need for new physics enters when gravitational effects just begin to play a role. In a scheme developed jointly with Stuart Hameroff, this has direct relevance within neuronal microtubules, and I describe this (still speculative) scheme in the following. (shrink)

The frame problem is a fundamental challenge in AI, and the Lucas-Penrose argument is supposed to show a limitation of AI if it is successful at all. Here we discuss both of them from a unified Gödelian point of view. We give an informational reformulation of the frame problem, which turns out to be tightly intertwined with the nature of Gödelian incompleteness in the sense that they both hinge upon the finitarity condition of agents or systems, without which their alleged (...) limitations can readily be overcome, and that they can both be seen as instances of the fundamental discrepancy between finitary beings and infinitary reality. We then revisit the Lucas-Penrose argument, elaborating a version of it which indicates the impossibility of information physics or the computational theory of the universe. It turns out through a finer analysis that if the Lucas-Penrose argument is accepted then information physics is impossible too; the possibility of AI or the computational theory of the mind is thus linked with the possibility of information physics or the computational theory of the universe. We finally reconsider the Penrose’s Quantum Mind Thesis in light of recent advances in quantum modelling of cognition, giving a structural reformulation of it and thereby shedding new light on what is problematic in the Quantum Mind Thesis. Overall, we consider it promising to link the computational theory of the mind with the computational theory of the universe; their integration would allow us to go beyond the Cartesian dualism, giving, in particular, an incarnation of Chalmers’ double-aspect theory of information. (shrink)

?Understanding?, as I use the term, is an affective state which results from the dissolution of condemnatory judging in the face of non-standard sorts of considerations leading to such a dissolution. Rather than being a response to excuse, justification, or lack of responsible agency, understanding flows in a variety of ways from careful attention to the particulars of a wrongdoer's circumstances and situation. In this paper I try to explore why I think it is good to be the sort of (...) person who is willing to thus empathetically identify with wrongdoers and be such that exposure to those circumstances and particulars leads to the dissipation of condemnatory judgement. The suggestion I try to defend is that humility calls for it. I sketch what I take to be a normatively attractive cluster of traits which I identify with humility. And I then try to show how the person who has them will be disposed to understand wrongdoings without denying their wrongness, nor condoning them. (shrink)

Abstract Susan Moller Okin has criticized Michael Sandel's view that the family is an example of an institution that is sometimes ?above? or ?beyond? justice, and for which justice is not, under the best conditions, a virtue. She argues that he both misses the point of justice as a virtue of social institutions and that he idealizes the family, and after undertaking this ?ground-clearing?, goes on to argue that families should be just. This paper offers a qualified defense of Sandel. (...) I argue, first, that Sandel has not missed the point of justice as a virtue of social institutions. But I go on to argue, more centrally, that if we distinguish between what I call ?internal? and ?social? justice of the family, and look carefully at the conclusions of Okin's own arguments, we see that she has really argued for the social justice of the family, and that this can be maintained alongside Sandel's vision of the family as an institution within which considerations of justice are neither central, nor necessarily appropriate. I try to carve out space both for Sandel's vision of the family, and for Okin's substantive feminist conclusions about family-based gender injustice. (shrink)

This chapter contains sections titled: Phenomenological Considerations Addictiveness Dangerousness.

Winner of the Wolf Prize for his contribution to our understanding of the universe, Penrose takes on the question of whether artificial intelligence will ever ...

Presenting a look at the human mind's capacity while criticizing artificial intelligence, the author makes suggestions about classical and quantum physics and ..

In his bestselling work of popular science, Sir Roger Penrose takes us on a fascinating roller-coaster ride through the basic principles of physics, cosmology, mathematics, and philosophy to show that human thinking can never be emulated by a machine.

This paper is devoted to Landau's concept of the problem of damping in quantum mechanics. It shows that Landau's density matrix formalism should survive in the context of modern quantum electrodynamics. The correct generalized master equation has been derived for the reduced dynamics of the charges. The recent relativistic theory of spontaneous emission becomes reproducible.

Undoubtedly the Penrose-Hameroff Orch OR model may be considered as a good theory for describing information processing mechanisms and holistic phenomena in the human brain, but it doesn’t give us satisfactory explanation of human perception. In this work a new approach explaining our perception is introduced, which is in good agreement with Orch OR model and other mainstream science theories such as string theory, loop quantum gravity and holographic principle. It is shown that human perception cannot be explained (...) in the terms of elementary particles and we should introduce new indivisible holistic objects with geometry based on smooth infinitesimal analysis - elastic membranes. The example of such a membrane is our Universe which is an indivisible whole. It is shown that our perception may be considered as the result of elastic oscillations of two dimensional (2D) elastic membranes with closed topology embedded in our bodies. Only one elastic membrane responsible for its perceptions will correspond to the selected organism, but there may be other membranes, even at the cell level. In other words, reality may be considered as the process of time evolution of holistic energetically very weak macro objects - elastic membranes with the geometry based on smooth infinitesimal analysis. An embedded membrane in this multidimensional world will look different for the external and internal observers: from the outside it will look like a material object with smooth infinitesimal geometry, while from the inside our Universe-like space-time fabric. When interacting with elementary particles and other membranes, a membrane will transform their energy into its elastic energy (a new form of energy) - the energy of stretching of the infinitesimal segments. The theory postulates that these elastic deformations will not be observable from the point of view of the internal observer. Heisenberg’s uncertainty principle will work in this physics only from the point of view of the internal observer. For the external observer each embedded elastic membrane may be stretched and even a very small region will become observable. For example, living organisms play the role of internal observers of the Universe, and at the same time they serve as external observers for 2D membranes embedded into our Universe. We can observe our 2D self-membranes through our perceptions, which are encoded in elastic oscillations of the elastic membrane. According to the theory, elastic membranes occupy energetically favorable positions around microtubules involved into Orch OR. The theory not only gives us a really multidimensional holistic picture of reality, but it also provides us with a new method for understanding such phenomena as perception, self-awareness and will. (shrink)

This book is a fascinating and accessible summary of Roger Penrose's current thinking on those areas of physics in which he feels there are major...

The emperor's new mind (hereafter Emperor) is an attempt to put forward a scientific alternative to the viewpoint of according to which mental activity is merely the acting out of some algorithmic procedure. John Searle and other thinkers have likewise argued that mere calculation does not, of itself, evoke conscious mental attributes, such as understanding or intentionality, but they are still prepared to accept the action the brain, like that of any other physical object, could in principle be simulated by (...) a computer. In Emperor I go further than this and suggest that the outward manifestations ofconscious mental activity cannot even be properly simulated by calculation. To support this view, I use various arguments to show that the results of mathematical insight, in particular, do not seem to be obtained algorithmically. The main thrust ofthis work, however, is to present an overview ofthe present state of physical understanding and to show that an important gap exists at the point where, quantum and classical physics meet, as well as to speculate on how the conscious brain might be taking advantage ofwhatever new physics is needed to fill this gap to achieve its nonalgorithmic effects. (shrink)

It has been suggested in the literature that spatial coherence of the wave function can be dynamically suppressed by fluctuations in the spacetime geometry. These fluctuations represent the minimal uncertainty that is present when one probes spacetime geometry with a quantum probe. Two similar models have been proposed, one by Diósi and one by Karolyhazy and collaborators, based on apparently unrelated minimal spacetime bounds. The two models arrive at somewhat different expressions for the dependence of the localization coherence length on (...) the mass and size of the quantum object. In the present article we compare and contrast the two models from three aspects: comparison of the spacetime bounds, method of calculating decoherence time, comparison of noise correlation. We show that under certain conditions the minimal spacetime bounds in the two models can be derived one from the other. We argue that the methods of calculating the decoherence time are equivalent. We re-derive the two-point correlation for the fluctuation potential in the K-model, and confirm the earlier result of Diósi and Lukács that it is non-white noise, unlike in the D-model, where the corresponding correlation is white noise in time. This seems to be the origin of the different results in the two models. We derive the non-Markovian master equation for the K-model. We argue that the minimal spacetime bound cannot predict the noise correlation uniquely, and additional criteria are necessary to accurately determine the effects of gravitationally induced decoherence. (shrink)

Recent developments in quantum theory have focused attention on fundamental questions, in particular on whether it might be necessary to modify quantum mechanics to reconcile quantum gravity and general relativity. This book is based on a conference held in Oxford in the spring of 1984 to discuss quantum gravity. It brings together contributors who examine different aspects of the problem, including the experimental support for quantum mechanics, its strange and apparently paradoxical features, its underlying philosophy, and possible modifications to the (...) theory. (shrink)