This book, based on Jaegwon Kim's 1996 Townsend Lectures, presents the philosopher's current views on a variety of issues in the metaphysics of the mind...

The term ‘emergence’ often causes confusion in science and philosophy, as it is used to express at least two quite different concepts. We can label these concepts _strong_ _emergence_ and _weak emergence_. Both of these concepts are important, but it is vital to keep them separate.

The paper argues that the phenomenon of first-order phase transitions (e.g., freezing) has features that make it a candidate to be classified as 'emergent'. However, it cannot be described either as 'weakly emergent' or 'strongly emergent'; hence it escapes categorization in terms employed in the current literature on the metaphysics of science.

The following framework of theses, roughly hewn, shapes contemporary discussion of the problem of mental causation: (1) Non-Identity of the Mental and the Physical Mental properties and states cannot be identified with specific physical properties and states. (2) Causal Closure (Completeness) of the Physical The objective probability of every physical event is fixed by prior physical events and laws alone. (This thesis is sometimes expressed in terms of explanation: In tracing the causal history of any physical event, one need not (...) advert to any non-physical events or laws. To the extent that there is any explanation available for a physical event, there is a complete explanation available couched entirely in physical vocabulary. We prefer the probability formulation, as it should be acceptable to any physicalist, though some reject the explanation formulation.) (3) Causal Exclusion There is at most one complete and wholly independent explanation for any given event or sequence of events. (shrink)

I present a novel approach to the scholarly debate that has arisen with respect to the philosophical import one should infer from scientific accounts of phase transitions by appealing to a distinction between representation understood as denotation, and faithful representation understood as a type of guide to ontology. It is argued that the entire debate is misguided, for it stems from a pseudo-paradox that does not license the type of claims made by scholars and that what is really interesting about (...) phase transitions is the manner by which they force us to rethink issues regarding scientific representation, idealizations, and realism. (shrink)

This paper looks at the nature of idealizations and representational structures appealed to in the context of the fractional quantum Hall effect, specifically, with respect to the emergence of anyons and fractional statistics. Drawing on an analogy with the Aharonov–Bohm effect, it is suggested that the standard approach to the effects— the topological approach to fractional statistics—relies essentially on problematic idealizations that need to be revised in order for the theory to be explanatory. An alternative geometric approach is outlined and (...) endorsed. Roles for idealizations in science, as well as consequences for the debate revolving around so-called essential idealizations, are discussed. (shrink)

It has been recently debated whether there exists a so-called “easy road” to nominalism. In this essay, I attempt to fill a lacuna in the debate by making a connection with the literature on infinite and infinitesimal idealization in science through an example from mathematical physics that has been largely ignored by philosophers. Specifically, by appealing to John Norton’s distinction between idealization and approximation, I argue that the phenomena of fractional quantum statistics bears negatively on Mary Leng’s proposed path to (...) easy road nominalism, thereby partially defending Mark Colyvan’s claim that there is no easy road to nominalism. (shrink)

Two approaches to understanding the idealizations that arise in the Aharonov–Bohm effect are presented. It is argued that a common topological approach, which takes the non-simply connected electron configuration space to be an essential element in the explanation and understanding of the effect, is flawed. An alternative approach is outlined. Consequently, it is shown that the existence and uniqueness of self-adjoint extensions of symmetric operators in quantum mechanics have important implications for philosophical issues. Also, the alleged indispensable explanatory role of (...) said idealizations is examined via a minimal model explanatory scheme. Last, the idealizations involved in the AB effect are placed in a wider philosophical context via a short survey of part of the literature on infinite and essential idealizations. (shrink)

In this paper, I appeal to a distinction made by David Lewis between identifying and determining semantic content in order to defend a complementarity thesis expressed by Anjan Chakravartty. The thesis states that there is no conflict between informational and functional views of scientific modeling and representation. I then apply the complementarity thesis to well-received theories of pictorial representation, thereby stressing the fruitfulness of drawing an analogy between the nature of fictions in art and in science. I end by attending (...) to the problem of depicting impossible fictions. It is suggested that progress can be made by understanding the role of impossible fictions in science, namely, allowing researchers to probe into the possible structure and representational capacities of scientific theory. (shrink)

In this article I address the issue of the ontological conditions of possibility for a naturalistic notion of emergence, trying to determine its fundamental differences from the atomist, vitalist, preformationist and potentialist alternatives. I will argue that a naturalistic notion of ontological emergence can only succeed if we explicitly refuse the atomistic fundamental ontological postulate that asserts that every entity is endowed with a set of absolutely intrinsic properties, being qualitatively immutable through its extrinsic relations. Furthermore, it will be shown (...) that, ironically enough, this metaphysical assumption is implicitly shared by all the above mentioned alternatives to Emergentism. The current article concludes that the notion of organization by itself is not enough, and that ontological emergence can only be justified by assuming a relational ontological perspective that, in opposition both to atomism and holism, defends that the existence-conditions, the identity and the causal behavior of any emergent systemic property can only be conceived, and explained, as constructed by and through specific networks of qualitatively transformative relational processes that occur between the system’s components and between the system and its environment. Additionally, I try to explain how one can make sense of the idea that an emergent phenomenon is both dependent on, and autonomous from, its emergence base. (shrink)

The philosophical theory of scientific explanation proposed here involves a radically new treatment of causality that accords with the pervasively statistical character of contemporary science. Wesley C. Salmon describes three fundamental conceptions of scientific explanation--the epistemic, modal, and ontic. He argues that the prevailing view is untenable and that the modal conception is scientifically out-dated. Significantly revising aspects of his earlier work, he defends a causal/mechanical theory that is a version of the ontic conception. Professor Salmon's theory furnishes a robust (...) argument for scientific realism akin to the argument that convinced twentieth-century physical scientists of the existence of atoms and molecules. To do justice to such notions as irreducibly statistical laws and statistical explanation, he offers a novel account of physical randomness. The transition from the "reviewed view" of scientific explanation to the causal/mechanical model requires fundamental rethinking of basic explanatory concepts. (shrink)

This paper explicates two notions of emergencewhich are based on two ways of distinguishinglevels of properties for dynamical systems.Once the levels are defined, the strategies ofcharacterizing the relation of higher level to lower levelproperties as diachronic and synchronic emergenceare the same. In each case, the higher level properties aresaid to be emergent if they are novel or irreducible with respect to the lower level properties. Novelty andirreducibility are given precise meanings in terms of the effectsthat the change of a bifurcation (...) or perturbation parameterin the system has. (The same strategy can be applied to otherways of separating levels of properties, like themicro/macro distinction.)The notions of emergence developed here are notions of emergencein a weak sense: the higher level emergent properties wecapture are always structural properties (or are realized insuch properties), that is, they are defined in terms of the lowerlevel properties and their relations. Diachronic and synchronicemergent properties are distinctions within thecategory of structural properties. (shrink)

The objective probability of every physical event is fixed by prior physical events and laws alone. (This thesis is sometimes expressed in terms of explanation: In tracing the causal history of any physical event, one need not advert to any non-physical events or laws. To the extent that there is any explanation available for a physical event, there is a complete explanation available couched entirely in physical vocabulary. We prefer the probability formulation, as it should be acceptable to any physicalist, (...) though some reject the explanation formulation.) (3) Causal Exclusion. (shrink)

It is proposed that we use the term “approximation” for inexact description of a target system and “idealization” for another system whose properties also provide an inexact description of the target system. Since systems generated by a limiting process can often have quite unexpected, even inconsistent properties, familiar limit systems used in statistical physics can fail to provide idealizations, but are merely approximations. A dominance argument suggests that the limiting idealizations of statistical physics should be demoted to approximations.

This article examines ontological/dynamical aspects of emergence, specifically the micro-macro relation in cases of universal behavior. I discuss superconductivity as an emergent phenomenon, showing why microphysical features such as Cooper pairing are not necessary for deriving characteristic properties such as infinite conductivity. I claim that the difficulties surrounding the thermodynamic limit in explaining phase transitions can be countered by showing how renormalization group techniques facilitate an understanding of the physics behind the mathematics, enabling us to clarify epistemic and ontological aspects (...) of emergence. I close with a discussion of the impact of these issues for questions concerning natural kinds. (shrink)

Philosophical accounts of emergence have been explicated in terms of logical relationships between statements (derivation) or static properties (function and realization). Jaegwon Kim is a modern proponent. A property is emergent if it is not explainable by (or reducible to) the properties of lower level components. This approach, I will argue, is unable to make sense of the kinds of emergence that are widespread in scientific explanations of complex systems. The standard philosophical notion of emergence posits the wrong dichotomies, confuses (...) compositional physicalism with explanatory physicalism, and is unable to represent the type of dynamic processes (self-organizing feedback) that both generate emergent properties and express downward causation. (shrink)

I analyse Rueger’s application of Kim’s model of functional reduction to the relation between the thermal conductivities of metal bars at macroscopic and atomic scales. 1) I show that it is a misunderstanding to accuse the functional reduction model of not accounting for the fact that there are causal powers at the micro-level which have no equivalent at the macro-level. The model not only allows but requires that the causal powers by virtue of which a functional predicate is defined, are (...) only a subset of the causal powers of the properties filling the functional specification. 2) The fact that the micro-equation does not converge to the macro-equation in general but only under the constraint of a “solvability condition” does not show that reduction is impossible, as Rueger claims, but only that reduction requires inter-level constraints. 3) Rueger tries to analyse inter-level reduction with the conceptual means of intra-level reduction. This threatens the coherence of his analysis, given that it makes no sense to ascribe macroproperties such as thermal conductivity to entities at the atomic level. Ignoring the distinction between theses two senses of “reduction” is especially confusing because they have opposite directions: in intra-level reduction, the more detailed account reduces to the less detailed one, whereas in inter-level reduction, the less detailed theory is reduced to the more detailed one. 4) Finally I criticize Rueger’s way of using Wimsatt’s criteria for emergence in terms of non-aggregativity, to construct a concept of synchronic emergence. It is wrong to require, over and above non-aggregativity, irreducibility as a criterion for emergence. (shrink)

This paper explores the fundamental ideas that have motivated the idea of emergence and the movement of emergentism. The concept of reduction, which lies at the heart of the emergence idea is explicated, and it is shown how the thesis that emergent properties are irreducible gives a unified account of emergence. The paper goes on to discuss two fundamental unresolved issues for emergentism. The first is that of giving a “positive” characterization of emergence; the second is to give a coherent (...) explanation of how “downward” causation, a central component of emergentism, is able to avoid the problem of overdetermination. (shrink)

In this paper, we put forward a new account of emergence called “transformational emergence”. Such an account captures a variety of emergence that can be considered as being diachronic and weakly ontological. The fact that transformational emergence actually constitutes a genuine form of emergence is motivated. Besides, the account is free of traditional problems surrounding more usual, synchronic versions of emergence, and it can find a strong empirical support in a specific physical phenomenon, the fractional quantum Hall effect, which has (...) long been touted as a paradigmatic case of emergence. (shrink)

On standard accounts of scientific theorizing, the role of idealizations is to facilitate the analysis of some real world system by employing a simplified representation of the target system, raising the obvious worry about how reliable knowledge can be obtained from inaccurate descriptions. The idealizations involved in the Aharonov–Bohm effect do not, it is claimed, fit this paradigm; rather the target system is a fictional system characterized by features that, though physically possible, are not realized in the actual world. The (...) point of studying such a fictional system is to understand the foundations of quantum mechanics and how its predictions depart from those of classical mechanics. The original worry about the use of idealizations is replaced by a new one; namely, how can actual world experiments serve to confirm the AB effect if it concerns the behavior of a fictional system? Struggle with this issue helps to account for the fact that almost three decades elapsed before a consensus emerged that the predicted AB effect had received solid experimental support. Standard accounts of idealizations tout the role they play in making tractable the analysis of the target system; by contrast, the idealizations involved in the AB effect make its analysis both conceptually and mathematically challenging. The idealizations required for the AB effect are also responsible for the existence of unitarily inequivalent representations of the canonical commutation relations and of the current algebra, representations which an observer confined to the electron’s configuration space could invoke to ‘explain’ AB-type effect without the need to posit a hidden magnetic field. The goal of this paper is to bring to the attention of the philosophers of science these and other aspects of the AB effect which are neglected or inadequately treated in literature. (shrink)

On standard accounts of scientific theorizing, the role of idealizations is to facilitate the analysis of some real world system by employing a simplified representation of the target system, raising the obvious worry about how reliable knowledge can be obtained from inaccurate descriptions. The idealizations involved in the Aharonov–Bohm effect do not, it is claimed, fit this paradigm; rather the target system is a fictional system characterized by features that, though physically possible, are not realized in the actual world. The (...) point of studying such a fictional system is to understand the foundations of quantum mechanics and how its predictions depart from those of classical mechanics. The original worry about the use of idealizations is replaced by a new one; namely, how can actual world experiments serve to confirm the AB effect if it concerns the behavior of a fictional system? Struggle with this issue helps to account for the fact that almost three decades elapsed before a consensus emerged that the predicted AB effect had received solid experimental support. Standard accounts of idealizations tout the role they play in making tractable the analysis of the target system; by contrast, the idealizations involved in the AB effect make its analysis both conceptually and mathematically challenging. The idealizations required for the AB effect are also responsible for the existence of unitarily inequivalent representations of the canonical commutation relations and of the current algebra, representations which an observer confined to the electron’s configuration space could invoke to ‘explain’ AB-type effect without the need to posit a hidden magnetic field. The goal of this paper is to bring to the attention of the philosophers of science these and other aspects of the AB effect which are neglected or inadequately treated in literature. (shrink)

This is a companion to another paper. Together they rebut two widespread philosophical doctrines about emergence. The first, and main, doctrine is that emergence is incompatible with reduction. The second is that emergence is supervenience; or more exactly, supervenience without reduction.In the other paper, I develop these rebuttals in general terms, emphasising the second rebuttal. Here I discuss the situation in physics, emphasising the first rebuttal. I focus on limiting relations between theories and illustrate my claims with four examples, each (...) of them a model or a framework for modelling, from well-established mathematics or physics.I take emergence as behaviour that is novel and robust relative to some comparison class. I take reduction as, essentially, deduction. The main idea of my first rebuttal will be to perform the deduction after taking a limit of some parameter. Thus my first main claim will be that in my four examples (and many others), we can deduce a novel and robust behaviour, by taking the limit N→∞ of a parameter N.But on the other hand, this does not show that the N=∞ limit is “physically real”, as some authors have alleged. For my second main claim is that in these same examples, there is a weaker, yet still vivid, novel and robust behaviour that occurs before we get to the limit, i.e. for finite N. And it is this weaker behaviour which is physically real.My examples are: the method of arbitrary functions (in probability theory); fractals (in geometry); superselection for infinite systems (in quantum theory); and phase transitions for infinite systems (in statistical mechanics). (shrink)

This article discusses minimal model explanations, which we argue are distinct from various causal, mechanical, difference-making, and so on, strategies prominent in the philosophical literature. We contend that what accounts for the explanatory power of these models is not that they have certain features in common with real systems. Rather, the models are explanatory because of a story about why a class of systems will all display the same large-scale behavior because the details that distinguish them are irrelevant. This story (...) explains patterns across extremely diverse systems and shows how minimal models can be used to understand real systems. (shrink)

Thermodynamics and Statistical Mechanics are related to one another through the so-called "thermodynamic limit'' in which, roughly speaking the number of particles becomes infinite. At critical points (places of physical discontinuity) this limit fails to be regular. As a result, the "reduction'' of Thermodynamics to Statistical Mechanics fails to hold at such critical phases. This fact is key to understanding an argument due to Craig Callender to the effect that the thermodynamic limit leads to mistakes in Statistical Mechanics. I discuss (...) this argument and argue that the conclusion is misguided. In addition, I discuss an analogous example where a genuine physical discontinuity---the breaking of drops---requires the use of infinite idealizations. (shrink)

According to standard (quantum) statistical mechanics, the phenomenon of a phase transition, as described in classical thermodynamics, cannot be derived unless one assumes that the system under study is infinite. This is naturally puzzling since real systems are composed of a finite number of particles; consequently, a well‐known reaction to this problem was to urge that the thermodynamic definition of phase transitions (in terms of singularities) should not be “taken seriously.” This article takes singularities seriously and analyzes their role by (...) using the well‐known distinction between data and phenomena , in an attempt to better understand the origin of the puzzle. *Received April 2009; revised July 2009. †To contact the author, please write to: University of Cambridge, Department of History and Philosophy of Science, Free School Lane, Cambridge CB2 3RH, United Kingdom; e‐mail: [email protected]. (shrink)

What is the role of bridge laws in inter-theoretic relations? An assumption shared by many views about these relations is that bridge laws enable reductions. In this article, I acknowledge the naturalness of this assumption, but I question it by presenting a context within thermal physics (involving phase transitions) in which the bridge laws, puzzlingly, seem to contribute to blocking the reduction.

Nature seems to be such that we can describe it accurately with quantum theories of bosons and fermions alone, without resort to parastatistics. This has been seen as a deep mystery: paraparticles make perfect physical sense, so why don’t we see them in nature? We consider one potential answer: every paraparticle theory is physically equivalent to some theory of bosons or fermions, making the absence of paraparticles in our theories a matter of convention rather than a mysterious empirical discovery. We (...) argue that this equivalence thesis holds in all physically admissible quantum field theories falling under the domain of the rigorous Doplicher–Haag–Roberts approach to superselection rules. Inadmissible parastatistical theories are ruled out by a locality-inspired principle we call charge recombination. 1 Introduction2 Paraparticles in Quantum Theory3 Theoretical Equivalence3.1 Field systems in algebraic quantum field theory3.2 Equivalence of field systems4 A Brief History of the Equivalence Thesis4.1 The Green decomposition4.2 Klein transformations4.3 The argument of Drühl, Haag, and Roberts4.4 The Doplicher–Roberts reconstruction theorem5 Sharpening the Thesis6 Discussion6.1 Interpretations of Quantum Mechanics6.2 Structuralism and haecceities6.3 Paraquark theories. (shrink)

This essay considers the extent to which a concept of emergence can be associated with Effective Field Theories (EFTs). I suggest that such a concept can be characterized by microphysicalism and novelty underwritten by the elimination of degrees of freedom from a high-energy theory, and argue that this makes emergence in EFTs distinct from other concepts of emergence in physics that have appeared in the recent philosophical literature.

Taking scientific practice as its starting point, this book charts the complex territory of models used in science. It examines what scientific models are and what their function is. Reliance on models is pervasive in science, and scientists often need to construct models in order to explain or predict anything of interest at all. The diversity of kinds of models one finds in science – ranging from toy models and scale models to theoretical and mathematical models – has attracted attention (...) not only from scientists, but also from philosophers, sociologists, and historians of science. This has given rise to a wide variety of case studies that look at the different uses to which models have been put in specific scientific contexts. By exploring current debates on the use and building of models via cutting-edge examples drawn from physics and biology, the book provides broad insight into the methodology of modelling in the natural sciences. It pairs specific arguments with introductory material relating to the ontology and the function of models, and provides some historical context to the debates as well as a sketch of general positions in the philosophy of scientific models in the process. (shrink)

one takes to be the most salient, any pair could be judged more similar to each other than to the third. Goodman uses this second problem to showthat there can be no context-free similarity metric, either in the trivial case or in a scientifically ...

Classical mechanics and quantum mechanics are two of the most successful scientific theories ever discovered, and yet how they can describe the same world is far from clear: one theory is deterministic, the other indeterministic; one theory describes a world in which chaos is pervasive, the other a world in which chaos is absent. Focusing on the exciting field of 'quantum chaos', this book reveals that there is a subtle and complex relation between classical and quantum mechanics. It challenges the (...) received view that classical and quantum mechanics are incommensurable, and revives another, largely forgotten tradition due to Niels Bohr and Paul Dirac. By artfully weaving together considerations from the history of science, philosophy of science, and contemporary physics, this book offers a new way of thinking about intertheory relations and scientific explanation. It will be of particular interest to historians and philosophers of science, philosophically-inclined physicists, and interested non-specialists. (shrink)

Robert Batterman examines a form of scientific reasoning called asymptotic reasoning, arguing that it has important consequences for our understanding of the scientific process as a whole. He maintains that asymptotic reasoning is essential for explaining what physicists call universal behavior. With clarity and rigor, he simplifies complex questions about universal behavior, demonstrating a profound understanding of the underlying structures that ground them. This book introduces a valuable new method that is certain to fill explanatory gaps across disciplines.

Phase transitions are an important instance of putatively emergent behavior. Unlike many things claimed emergent by philosophers, the alleged emergence of phase transitions stems from both philosophical and scientific arguments. Here we focus on the case for emergence built from physics, in particular, arguments based upon the infinite idealization invoked in the statistical mechanical treatment of phase transitions. After teasing apart several challenges, we defend the idea that phase transitions are best thought of as conceptually novel, but not ontologically or (...) explanatorily irreducible to finite physics; indeed, by looking at ongoing work on “smooth phase transitions” we even suggest that they’re not even conceptually novel. In the case of renormalization group theory, consideration of infinite systems and their singular behavior provides a central theoretical tool, but this is compatible with an explanatory reduction. Phase transitions may be “emergent” in some sense of this protean term, but not in a sense that is incompatible with the reductionist project broadly construed. (shrink)

The paper discuses whether the mathematical singularities characterizing first-order phase transitions are 'fictions'.

In this article we argue that idealizations and limiting cases in models play an exploratory role in science. Four senses of exploration are presented: exploration of the structure and representational capacities of theory; proof-of-principle demonstrations; potential explanations; and exploring the suitability of target systems. We illustrate our claims through three case studies, including the Aharonov-Bohm effect, the emergence of anyons and fractional quantum statistics, and the Hubbard model of the Mott phase transitions. We end by reflecting on how our case (...) studies and claims compare to accounts of idealization in the philosophy of science literature such as Michael Weisberg’s three-fold taxonomy. (shrink)