The results in this paper are in a context of abstract elementary classes identified by Shelah and Villaveces in which the amalgamation property is not assumed. The long-term goal is to solve Shelah’s Categoricity Conjecture in this context. Here we tackle a problem of Shelah and Villaveces by proving that in their context, the uniqueness of limit models follows from categoricity under the assumption that the subclass of amalgamation bases is closed under unions of bounded, -increasing chains.

We provide here the first steps toward a Classification Theory ofElementary Classes with no maximal models, plus some mild set theoretical assumptions, when the class is categorical in some λ greater than its Löwenheim-Skolem number. We study the degree to which amalgamation may be recovered, the behaviour of non μ-splitting types. Most importantly, the existence of saturated models in a strong enough sense is proved, as a first step toward a complete solution to the o Conjecture for these classes. Further (...) results are in preparation. (shrink)

Let be an abstract elementary class with amalgamation, and Lowenheim Skolem number LS. We prove that for a suitable Hanf number gc0 if χ0 < λ0 λ1, and is categorical inλ1+ then it is categorical in λ0.

We prove a categoricity transfer theorem for tame abstract elementary classes. Theorem 0.1. Suppose that K is a χ-tame abstract elementary class and satisfies the amalgamation and joint embedding properties and has arbitrarily large models. Let λ ≥ Max{χ.LS(K)⁺}. If K is categorical in λ and λ⁺, then K is categorical in λ⁺⁺. Combining this theorem with some results from [37], we derive a form of Shelah's Categoricity Conjecture for tame abstract elementary classes: Corollary 0.2. Suppose K is a χ-tame (...) abstract elementary class satisfying the amalgamation and joint embedding properties. Let μ₀:= Hanf(K). If χ ≤ ‮ב‬(2μ0)+ and K is categorical in some λ⁺ > ‮ב‬(2μ0)+, then K is categorical in μ for all μ > ‮ב‬(2μ0)+. (shrink)

We prove that from categoricity in λ+ we can get categoricity in all cardinals ≥ λ+ in a χ-tame abstract elementary classe [Formula: see text] which has arbitrarily large models and satisfies the amalgamation and joint embedding properties, provided [Formula: see text] and λ ≥ χ. For the missing case when [Formula: see text], we prove that [Formula: see text] is totally categorical provided that [Formula: see text] is categorical in [Formula: see text] and [Formula: see text].

Let κ and λ be infinite cardinals such that κ ≤ λ (we have new information for the case when $\kappa ). Let T be a theory in L κ +, ω of cardinality at most κ, let φ(x̄, ȳ) ∈ L λ +, ω . Now define $\mu^\ast_\varphi (\lambda, T) = \operatorname{Min} \{\mu^\ast:$ If T satisfies $(\forall\mu \kappa)(\exists M_\chi \models T)(\exists \{a_i: i Our main concept in this paper is $\mu^\ast_\varphi (\lambda, \kappa) = \operatorname{Sup}\{\mu^\ast(\lambda, T): T$ is a theory (...) in L κ +, ω of cardinality κ at most, and φ (x, y) ∈ L λ +, ω }. This concept is interesting because of THEOREM 1. Let $T \subseteq L_{\kappa^+,\omega}$ of cardinality ≤ κ, and φ (x̄, ȳ) ∈ L λ +, ω . If $(\forall\mu then $(\forall_\chi > \kappa) I(\chi, T) = 2^\chi$ (where I(χ, T) stands for the number of isomorphism types of models of T of cardinality χ). Many years ago the second author proved that $\mu^\ast (\lambda, \kappa) \leq \beth_{(2^\lambda)^+}$ . Here we continue that work by proving. THEOREM 2. $\mu^\ast (\lambda, \aleph_0) = \beth_{\lambda^+}$ . THEOREM 3. For every κ ≤ λ we have $\mu^\ast (\lambda, \kappa) \leq \beth)_{(\lambda^\kappa)}^+$ . For some κ or λ we have better bounds than in Theorem 3, and this is proved via a new two cardinal theorem. THEOREM 4. For every $\kappa \leq \lambda, T \subseteq L_{\kappa^+,\omega}$ , and any set of formulas $\Lambda \subseteq L_{\lambda^+,\omega}$ such that $\Lambda \subseteq L_{\kappa^+,\omega}$ , if T is (Λ,μ)-unstable for μ satisfying μ μ * (λ, κ) = μ then T is Λ-unstable (i.e. for every χ ≥ λ, T is (Λ, χ)-unstable). Moreover, T is L κ +, ω -unstable. In the second part of the paper, we show that always in the applications it is possible to replace the function I(χ, T) by the function IE(χ, T), and we give an application of the theorems to Boolean powers. (shrink)