In this article I investigate the phenomenon of minimum and minimal models of second-order set theories, focusing on Kelley–Morse set theory KM, Gödel–Bernays set theory GB, and GB augmented with the principle of Elementary Transfinite Recursion. The main results are the following. (1) A countable model of ZFC has a minimum GBC-realization if and only if it admits a parametrically definable global well order. (2) Countable models of GBC admit minimal extensions with the same sets. (3) There is no minimum (...) transitive model of KM. (4) There is a minimum β-model of GB+ETR. The main question left unanswered by this article is whether there is a minimum transitive model of GB+ETR. (shrink)

We consider the following question of Kunen: Does Con(ZFC + ∃M a transitive inner model and a non-trivial elementary embedding j: M $\longrightarrow$ V) imply Con (ZFC + ∃ a measurable cardinal)? We use core model theory to investigate consequences of the existence of such a j: M → V. We prove, amongst other things, the existence of such an embedding implies that the core model K is a model of "there exists a proper class of almost Ramsey cardinals". Conversely, (...) if On is Ramsey, then such a j, M are definable. We construe this as a negative answer to the question above. We consider further the consequences of strengthening the closure assumption on j to having various classes of fixed points. (shrink)

When viewed as the most comprehensive theory of collections, set theory leaves no room for classes. But the vocabulary of classes, it is argued, provides us with compact and, sometimes, irreplaceable formulations of largecardinal hypotheses that are prominent in much very important and very interesting work in set theory. Fortunately, George Boolos has persuasively argued that plural quantification over the universe of all sets need not commit us to classes. This paper suggests that we retain the vocabulary of classes, but (...) explain that what appears to be singular reference to classes is, in fact, covert plural reference to sets. (shrink)

In this paper, I present and motivate a modal set theory consistent with the idea that there is only one size of infinity.

This paper reconstructs Steel’s multiverse project in his ‘Gödel’s program’ (Steel [2014]), first by comparing it to those of Hamkins [2012] and Woodin [2011], then by detailed analysis what’s presented in Steel’s brief text. In particular, we reconstruct his notion of a ‘natural’ theory, describe his multiverse axioms and his translation function, and assess the resulting status of the Continuum Hypothesis. In the end, we reconceptualize the defect that Steel thinks CH might suffer from and isolate what it would take (...) to remove it while working within his framework. As our goal is to present as coherent and compelling a philosophical and mathematical story as we can, we allow ourselves to augment Steel’s story in places (e.g., in the treatment of Amalgamation) and to depart from it in others (e.g., the removal of ‘meaning’ from the account). The relevant mathematics is laid out in the appendices. (shrink)

Some reasons to regard the cumulative hierarchy of sets as potential rather than actual are discussed. Motivated by this, a modal set theory is developed which encapsulates this potentialist conception. The resulting theory is equi-interpretable with Zermelo Fraenkel set theory but sheds new light on the set-theoretic paradoxes and the foundations of set theory.

One of the standard ways of postulating large cardinal axioms is to consider elementary embeddings,j, from the universe,V, into some transitive submodel,M. See Reinhardt–Solovay [7] for more details. Ifjis not the identity, andκis the first ordinal moved byj, thenκis a measurable cardinal. Conversely, Scott [8] showed that wheneverκis measurable, there is suchjandM. If we had assumed, in addition, that, thenκwould be theκth measurable cardinal; in general, the wider we assumeMto be, the largerκmust be.

This article reports that some robustness of the notions of predicativity and of autonomous progression is broken down if as the given infinite total entity we choose some mathematical entities other than the traditionalω. Namely, the equivalence between normal transfinite recursion scheme and newdependent transfinite recursionscheme, which does hold in the context of subsystems of second order number theory, does not hold in the context of subsystems of second order set theory where the universeVof sets is treated as the given (...) totality. (shrink)

Atomism denies that complexes exist. Common-sense metaphysics may posit masses, composite individuals and sets, but atomism says there are only simples. In a singularist logic, it is difficult to make a plausible case for atomism. But we should accept plural logic, and then atomism can paraphrase away apparent reference to complexes. The paraphrases require unfamiliar plural universals, but these are of independent interest; for example, we can identify numbers and sets with plural universals. The atomist paraphrases would fail if plurals (...) presuppose complexes: but an Appendix shows that reference to complexes is not required in the semantics of plurals. (shrink)

The multiverse view in set theory, introduced and argued for in this article, is the view that there are many distinct concepts of set, each instantiated in a corresponding set-theoretic universe. The universe view, in contrast, asserts that there is an absolute background set concept, with a corresponding absolute set-theoretic universe in which every set-theoretic question has a definite answer. The multiverse position, I argue, explains our experience with the enormous range of set-theoretic possibilities, a phenomenon that challenges the universe (...) view. In particular, I argue that the continuum hypothesis is settled on the multiverse view by our extensive knowledge about how it behaves in the multiverse, and as a result it can no longer be settled in the manner formerly hoped for. (shrink)

We analyze the precise modal commitments of several natural varieties of set-theoretic potentialism, using tools we develop for a general model-theoretic account of potentialism, building on those of Hamkins, Leibman and Löwe [14], including the use of buttons, switches, dials and ratchets. Among the potentialist conceptions we consider are: rank potentialism, Grothendieck–Zermelo potentialism, transitive-set potentialism, forcing potentialism, countable-transitive-model potentialism, countable-model potentialism, and others. In each case, we identify lower bounds for the modal validities, which are generally either S4.2 or S4.3, (...) and an upper bound of S5, proving in each case that these bounds are optimal. The validity of S5 in a world is a potentialist maximality principle, an interesting set-theoretic principle of its own. The results can be viewed as providing an analysis of the modal commitments of the various set-theoretic multiverse conceptions corresponding to each potentialist account. (shrink)

We introduce the $\Sigma _1$ -definable universal finite sequence and prove that it exhibits the universal extension property amongst the countable models of set theory under end-extension. That is, the sequence is $\Sigma _1$ -definable and provably finite; the sequence is empty in transitive models; and if M is a countable model of set theory in which the sequence is s and t is any finite extension of s in this model, then there is an end-extension of M to a (...) model in which the sequence is t. Our proof method grows out of a new infinitary-logic-free proof of the Barwise extension theorem, by which any countable model of set theory is end-extended to a model of $V=L$ or indeed any theory true in a suitable submodel of the original model. The main theorem settles the modal logic of end-extensional potentialism, showing that the potentialist validities of the models of set theory under end-extensions are exactly the assertions of S4. Finally, we introduce the end-extensional maximality principle, which asserts that every possibly necessary sentence is already true, and show that every countable model extends to a model satisfying it. (shrink)

A pointwise definable model is one in which every object is \loos definable without parameters. In a model of set theory, this property strengthens $V=\HOD$, but is not first-order expressible. Nevertheless, if \ZFC\ is consistent, then there are continuum many pointwise definable models of \ZFC. If there is a transitive model of \ZFC, then there are continuum many pointwise definable transitive models of \ZFC. What is more, every countable model of \ZFC\ has a class forcing extension that is pointwise definable. (...) Indeed, for the main contribution of this article, every countable model of Gödel-Bernays set theory has a pointwise definable extension, in which every set and class is first-order definable without parameters. (shrink)

We present several generalizations of the well-known Kunen inconsistency that there is no nontrivial elementary embedding from the set-theoretic universe V to itself. For example, there is no elementary embedding from the universe V to a set-forcing extension V[G], or conversely from V[G] to V, or more generally from one set-forcing ground model of the universe to another, or between any two models that are eventually stationary correct, or from V to HOD, or conversely from HOD to V, or indeed (...) from any definable class to V, among many other possibilities we consider, including generic embeddings, definable embeddings and results not requiring the axiom of choice. We have aimed in this article for a unified presentation that weaves together some previously known unpublished or folklore results, several due to Woodin and others, along with our new contributions. (shrink)

In this paper, following an idea of Christophe Chalons. I propose a new kind of forcing axiom, the Maximality Principle, which asserts that any sentence varphi holding in some forcing extension $V^P$ and all subsequent extensions $V^{P\ast Q}$ holds already in V. It follows, in fact, that such sentences must also hold in all forcing extensions of V. In modal terms, therefore, the Maximality Principle is expressed by the scheme $(\lozenge \square \varphi) \Rightarrow \square \varphi$ , and is equivalent to (...) the modal theory S5. In this article. I prove that the Maximality Principle is relatively consistent with ZFC. A boldface version of the Maximality Principle, obtained by allowing real parameters to appear in φ, is equiconsistent with the scheme asserting that $V_\delta \prec V$ for an inaccessible cardinal δ, which in turn is equiconsistent with the scheme asserting that ORD is Mahlo. The strongest principle along these lines is $\square MP\!_{\!\!\!\!\!\!_{\!\!_\sim}}$ , which asserts that $MP\!_{\!\!\!\!\!\!_{\!\!_\sim}}$ holds in V and all forcing extensions. From this, it follows that $0^\#$ exists, that $x^\#$ exists for every set x, that projective truth is invariant by forcing, that Woodin cardinals are consistent and much more. Many open questions remain. (shrink)

Given a countable model of set theory, we study the structure of its generic multiverse, the collection of its forcing extensions and ground models, ordered by inclusion. Mostowski showed that any finite poset embeds into the generic multiverse while preserving the nonexistence of upper bounds. We obtain several improvements of his result, using what we call the blockchain construction to build generic objects with varying degrees of mutual genericity. The method accommodates certain infinite posets, and we can realize these embeddings (...) via a wide variety of forcing notions, while providing control over lower bounds as well. We also give a generalization to class forcing in the context of second-order set theory, and exhibit some further structure in the generic multiverse, such as the existence of exact pairs. (shrink)

The class forcing theorem, which asserts that every class forcing notion ${\mathbb {P}}$ admits a forcing relation $\Vdash _{\mathbb {P}}$, that is, a relation satisfying the forcing relation recursion—it follows that statements true in the corresponding forcing extensions are forced and forced statements are true—is equivalent over Gödel–Bernays set theory $\text {GBC}$ to the principle of elementary transfinite recursion $\text {ETR}_{\text {Ord}}$ for class recursions of length $\text {Ord}$. It is also equivalent to the existence of truth predicates for the (...) infinitary languages $\mathcal {L}_{\text {Ord},\omega }$, allowing any class parameter A; to the existence of truth predicates for the language $\mathcal {L}_{\text {Ord},\text {Ord}}$ ; to the existence of $\text {Ord}$ -iterated truth predicates for first-order set theory $\mathcal {L}_{\omega,\omega }$ ; to the assertion that every separative class partial order ${\mathbb {P}}$ has a set-complete class Boolean completion; to a class-join separation principle; and to the principle of determinacy for clopen class games of rank at most $\text {Ord}+1$. Unlike set forcing, if every class forcing notion ${\mathbb {P}}$ has a forcing relation merely for atomic formulas, then every such ${\mathbb {P}}$ has a uniform forcing relation applicable simultaneously to all formulas. Our results situate the class forcing theorem in the rich hierarchy of theories between $\text {GBC}$ and Kelley–Morse set theory $\text {KM}$. (shrink)

Classes are the objects of the second sort of second-order set theory. They have sets as their members and behave like sets, but paradoxes tell us that many classes cannot be sets. Then, what are classes? Predicativism about classes suggests that classes are predicates of sets, and this article investigates the question from the predicativist point of view in light of recent developments in the use of classes in set theory. Predicativism has been considered too restrictive and unable to accommodate (...) the use of classes in set theory. This diagnosis, however, is only true of a certain specific type of predicativism. In this article, we propose a new type of predicativism, which we call liberal predicativism, and argue that predicativism is still a highly viable option, and our liberal version provides a sufficiently versatile and workable nominalist concept of classes for set theory. (shrink)

This article studies three most basic systems of truth as well as their subsystems over set theory ZF possibly with AC or the axiom of global choice GC, and then correlates them with subsystems of Morse–Kelley class theory MK. The article aims at making an initial step towards the axiomatic study of truth in set theory in connection with class theory. Some new results on the side of class theory, such as conservativity, forcing and some forms of the reflection principle, (...) are also presented. The equivalence results among systems of truth and classes obtained in this article are summarized in Theorem 104 , Theorem 107 and Theorem 108. (shrink)

Plural logic is widely assumed to have two important virtues: ontological innocence and determinacy. It is claimed to be innocent in the sense that it incurs no ontological commitments beyond those already incurred by the first-order quantifiers. It is claimed to be determinate in the sense that it is immune to the threat of non-standard interpretations that confronts higher-order logics on their more traditional, set-based semantics. We challenge both claims. Our challenge is based on a Henkin-style semantics for plural logic (...) that does not resort to sets or set-like objects to interpret plural variables, but adopts the view that a plural variable has many objects as its values. Using this semantics, we also articulate a generalized notion of ontological commitment which enables us to develop some ideas of earlier critics of the alleged ontological innocence of plural logic. (shrink)

In his monograph On Numbers and Games, J. H. Conway introduced a real-closed field containing the reals and the ordinals as well as a great many less familiar numbers including $-\omega, \,\omega/2, \,1/\omega, \sqrt{\omega}$ and $\omega-\pi$ to name only a few. Indeed, this particular real-closed field, which Conway calls No, is so remarkably inclusive that, subject to the proviso that numbers—construed here as members of ordered fields—be individually definable in terms of sets of NBG, it may be said to contain (...) “All Numbers Great and Small.” In this respect, No bears much the same relation to ordered fields that the system ℝ of real numbers bears to Archimedean ordered fields. In Part I of the present paper, we suggest that whereas $\mathbb{R}$should merely be regarded as constituting an arithmetic continuum, No may be regarded as a sort of absolute arithmetic continuum, and in Part II we draw attention to the unifying framework No provides not only for the reals and the ordinals but also for an array of non-Archimedean ordered number systems that have arisen in connection with the theories of non-Archimedean ordered algebraic and geometric systems, the theory of the rate of growth of real functions and nonstandard analysis. In addition to its inclusive structure as an ordered field, the system No of surreal numbers has a rich algebraico-tree-theoretic structure—a simplicity hierarchical structure—that emerges from the recursive clauses in terms of which it is defined. In the development of No outlined in the present paper, in which the surreals emerge vis-à-vis a generalization of the von Neumann ordinal construction, the simplicity hierarchical features of No are brought to the fore and play central roles in the aforementioned unification of systems of numbers great and small and in some of the more revealing characterizations of No as an absolute continuum. (shrink)

The Hyperuniverse Program is a new approach to set-theoretic truth which is based on justifiable principles and leads to the resolution of many questions independent from ZFC. The purpose of this paper is to present this program, to illustrate its mathematical content and implications, and to discuss its philosophical assumptions.

Call a quantifier unrestricted if it ranges over absolutely all things: not just over all physical things or all things relevant to some particular utterance or discourse but over absolutely everything there is. Prima facie, unrestricted quantification seems to be perfectly coherent. For such quantification appears to be involved in a variety of claims that all normal human beings are capable of understanding. For instance, some basic logical and mathematical truths appear to involve unrestricted quantification, such as the truth that (...) absolutely everything is self-identical and the truth that the empty set has absolutely no members. Various metaphysical views too appear to involve unrestricted quantification, such as the physicalist view that absolutely everything is physical. (shrink)