Work in quantum gravity suggests that spacetime is not fundamental. Rather, spacetime emerges from an underlying, non-spatiotemporal reality. After clarifying the type of emergence at issue, I argue that standard conceptions of emergence available in metaphysics won’t work for the emergence of spacetime. I go on to consider spacetime functionalism as a way to make sense of spacetime emergence. I argue that a functionalist approach to spacetime modelled on mental state functionalism is not a viable alternative to the standard conception (...) of emergence in metaphysics. I go on to consider an alternative: ‘partial’ functionalism, whereby certain aspects of spacetime are functionalised, rather than spacetime as a whole. (shrink)

How semiotic freedom emerges in the evolution and development of organisms through semiotic scaffolding is a core problem for biosemiotics. There is a paradox in explaining this semiotic emergence: reduction in (semiotic) freedom leads to the creation of new semiotic freedom. Semiotic emergence is a species of dynamic emergence. Accordingly, the paradox of semiotic emergence is a species of the paradox of dynamic emergence. The latter paradox claims that reducing lower-level freedom generates new freedom at a higher level. The solution (...) to the paradox lies in clarifying the ambiguity in the term freedom. The conceptual inconsistency in the paradox comes from confusing two types of freedom. One type of freedom means the possibility a system could have, while the other refers to the capacity of a system to access a specific (range of) state(s). There is an inverse relation between the two types of freedom. With the clarification, the conceptual inconsistency is explained away. This understanding of semiotic emergence may help us further understand core ideas in biosemiotics and provide a conceptual foundation for empirical studies of biosemiotics. (shrink)

The purpose of this work is to discuss which relation can be established between molecular chemistry, on the one hand, and macrochemistry and nanochemistry, on the other hand. In order to do this, we will consider molecular chemistry as an underlying level, and macrochemistry and nanochemistry as emergent levels. Emergence is characterized in very different ways in the philosophical literature; we will not discuss those differences. We will address a distinction between inter-domain emergence and intra-domain emergence. It is our purpose (...) to argue that, from a basal micro-molecular level, macrochemistry and nanochemistry emerge in parallel. The emergence of macrochemistry is an inter-domain emergence, while the emergence of the nanolevel is an intra-domain one. If this is the case, therefore macrochemistry and nanochemistry are not “successive” levels, but parallel ones. This discussion will be held from an ontological point of view, instead of the classical characterization in terms of scale. (shrink)

Diachronic emergence has recently been characterised as transformation. This aims to capture the thought that the entities that emerge are radically new or different. Transformation is hence closely linked with a central (but rarely raised) challenge for all emergentists: how to account for the identity and individuation of entities involved in emergence. With this challenge in view, I develop and probe four interpretations of transformation: addition, replacement, fusion, and transubstantiation. Of those, transubstantiation provides the most plausible response to the challenge (...) about identity. Accordingly, diachronic emergence is a transformative process whereby an individual passes from one primary kind to another. (shrink)

This paper begins by tracing interest in emergence in physics to the work of condensed matter physicist Philip Anderson. It provides a selective introduction to contemporary philosophical approaches to emergence. It surveys two exciting areas of current work that give good reason to re-evaluate our views about emergence in physics. One area focuses on physical systems wherein fundamental theories appear to break down. The other area is the quantum-to-classical transition, where some have claimed that a complete explanation of the behaviors (...) and features of the objects of classical physics entirely in quantum terms is now within our grasp. We suggest that the most useful way to approach the emergent/non-emergent distinction is in epistemic terms, and more specifically that the failure of reductive explanation is constitutive of emergence in physics. (shrink)

Recent work by Robert Batterman and Alexander Rueger has brought attention to cases in physics in which governing laws at the base level “break down” and singular limit relations obtain between base- and upper-level theories. As a result, they claim, these are cases with emergent upper-level properties. This paper contends that this inference—from singular limits to explanatory failure, novelty or irreducibility, and then to emergence—is mistaken. The van der Pol nonlinear oscillator is used to show that there can be a (...) full explanation of upper-level properties entirely in base-level terms even when singular limits are present. Whether upper-level properties are emergent depends not on the presence of a singular limit but rather on details of the ampliative approximation methods used. The paper suggests that focusing on explanatory deficiency at the base level is key to understanding emergence in physics. (shrink)

Various claims regarding intertheoretic reduction, weak and strong notions of emergence, and explanatory fictions have been made in the context of first-order thermodynamic phase transitions. By appealing to John Norton’s recent distinction between approximation and idealization, I argue that the case study of anyons and fractional statistics, which has received little attention in the philosophy of science literature, is more hospitable to such claims. In doing so, I also identify three novel roles that explanatory fictions fulfill in science. Furthermore, I (...) scrutinize the claim that anyons, as they are ostensibly manifested in the fractional quantum Hall effect, are emergent entities and urge caution. Consequently, it is suggested that a particular notion of strong emergence signals the need for the development of novel physical–mathematical research programs. (shrink)

In this essay, I provide an overview of the debate on infinite and essential idealizations in physics. I will first present two ostensible examples: phase transitions and the Aharonov– Bohm effect. Then, I will describe the literature on the topic as a debate between two positions: Essentialists claim that idealizations are essential or indispensable for scientific accounts of certain physical phenomena, while dispensabilists maintain that idealizations are dispensable from mature scientific theory. I will also identify some attempts at finding a (...) middle ground between the essentialists and dispensabilists camps. Finally, I will raise questions for future research on essential and infinite idealizations via the notion of exploration. (shrink)

Two approaches to understanding the idealizations that arise in the Aharonov–Bohm effect are presented. It is argued that a common topological approach, which takes the non-simply connected electron configuration space to be an essential element in the explanation and understanding of the effect, is flawed. An alternative approach is outlined. Consequently, it is shown that the existence and uniqueness of self-adjoint extensions of symmetric operators in quantum mechanics have important implications for philosophical issues. Also, the alleged indispensable explanatory role of (...) said idealizations is examined via a minimal model explanatory scheme. Last, the idealizations involved in the AB effect are placed in a wider philosophical context via a short survey of part of the literature on infinite and essential idealizations. (shrink)

In this paper, I put forward a benchmark account of emergence in terms of non-explainability and explicate the relationship that exists between its synchronic and diachronic declinations. I develop an argument whose conclusion is that emergence is essentially a “two-faceted” notion, i.e. it always encapsulates both synchronic and diachronic dimensions. I then compare this account with alternative recent accounts of emergence that define the concept through the notion of unpredictability or topological non-equivalence.

Given that scientific realism is based on the assumption that there is a connection between a model's predictive success and its truth, and given the success of multiple incompatible models in scientific practice, the realist has a problem. When the different models can be shown to arise as different approximations to a unified theory, however, one might think the realist to be able to accommodate such cases. I discuss a special class of models and argue that a realist interpretation has (...) to understand these models of a system as ‘ perspectival ’, in close analogy to different spatial perspectives onto the same object. For this sort of case, I also respond to Morrison's recent claim that in the process of unifying models into an overarching theory, explanatory and descriptive power are lost, leaving the unified theory with less of a claim to a realist interpretation than the models themselves. Introduction Perspectival models from singular perturbation problems Unification of perspectives without losses of explanatory power Perspectives as different levels of a system Perspectival models, idealizations and pluralism. (shrink)

Is there a problem of causal exclusion between micro- and macro-level physical properties? I argue (following Kim) that the sorts of properties that in fact are in competition are macro properties, viz., the property of a (macro-) system of 'having such-and-such macro properties' (call this a 'macro-structural property') and the property of the same system of 'being constituted by such-and-such a micro- structure' (call this a 'micro-structural property'). I show that there are cases where, for lack of reducibility, there is (...) a prima facie intra-level causal competition between the two kinds of properties. The problem can be resolved without giving up on the causal efficacy of the macro-structural properties if we understand instances of macro-structural properties to be parts of micro-structural property instances. The parthood relation between both kinds of property instances can be mapped onto the way physical theory deals with the relation of their descriptions in the framework of perturbation theory. The application of this framework to the problem of emergent properties is discussed. (shrink)

Kim’s model of ‘functional reduction’ of properties is shown to fail in a class of cases from physics involving properties at different spatial levels. The diagnosis of this failure leads to a non-reductive account of the relation of micro and macro properties.

The preference for `reductive explanations', i.e., explanations of the behaviour of a system at one `basic' level of sub-systems, seems to be related, at least in the physical sciences, to the success of a formal technique –- perturbation theory –- for extracting insight into the workings of a system from a supposedly exact but intractable mathematical description of the system. This preference for a style of explanation, however, can be justified only in the case of `regular' perturbation problems in which (...) the zeroth-order term in the perturbation expansion (characterizing the `basic' level) is the uniform limit of the exact solution as the perturbation parameter goes to zero. For the much more frequent case of `singular' perturbation problems, various techniques have been developed which all introduce a hierarchy of levels or scales into the solutions. These levels describe processes or sub-systems operating simultaneously at different time or spatial scales. No single level, no reductive explanation in the above sense will provide an adequate explanation of the system behaviour. Explanations involving multiple levels should be recognized as far more common even in supposedly reductionist disciplines like physics. (shrink)

It is argued that explanations of shock waves display explanatory emergence in two different ways. Firstly, the use of discontinuities to model jumps in flow variables is an example of “physics avoidance”. This is where microphysical details can be ignored in an abstract model thus allowing us access to modal information which cannot be attained in principle in any other way. Secondly, Whitham’s interleaving criterion for continuous shock structure is an example of the way different characteristic scales interact in shock (...) dynamics. To fully explain the shock structure one must take account of these different scales, and by doing so explanations of shock structure have irreducible aspects. Lastly, the implications of this explanatory irreducibility are examined in the context of explanatory indispensability arguments used in realism debates elsewhere in the philosophy of science. It is concluded that explanatory emergence on its own only supports an epistemic form of emergence. Yet this epistemic emergence is fully objective. (shrink)

I analyze the extent to which classical phase transitions, both first order and continuous, pose a challenge for intertheoretic reduction. My contention is that phase transitions are compatible with a notion of reduction that combines Nagelian reduction and what Thomas Nickles called Reduction2. I also argue that, even if the same approach to reduction applies to both types of phase transitions, there is a crucial difference in their physical treatment: in addition to the thermodynamic limit, in continuous phase transitions there (...) is a second infinite limit involved, which marks an important difference in the reduction of first-order and continuous phase transitions. (shrink)

This chapter contains sections titled: Highlights of Past Literature Current Work Future Work.

This article examines ontological/dynamical aspects of emergence, specifically the micro-macro relation in cases of universal behavior. I discuss superconductivity as an emergent phenomenon, showing why microphysical features such as Cooper pairing are not necessary for deriving characteristic properties such as infinite conductivity. I claim that the difficulties surrounding the thermodynamic limit in explaining phase transitions can be countered by showing how renormalization group techniques facilitate an understanding of the physics behind the mathematics, enabling us to clarify epistemic and ontological aspects (...) of emergence. I close with a discussion of the impact of these issues for questions concerning natural kinds. (shrink)

Philosophical accounts of emergence have been explicated in terms of logical relationships between statements (derivation) or static properties (function and realization). Jaegwon Kim is a modern proponent. A property is emergent if it is not explainable by (or reducible to) the properties of lower level components. This approach, I will argue, is unable to make sense of the kinds of emergence that are widespread in scientific explanations of complex systems. The standard philosophical notion of emergence posits the wrong dichotomies, confuses (...) compositional physicalism with explanatory physicalism, and is unable to represent the type of dynamic processes (self-organizing feedback) that both generate emergent properties and express downward causation. (shrink)

By moving away from the traditional reductionist reading of the quantum theory of atoms in molecules, in this paper we analyze the role played by QTAIM in the relationship between molecular chemistry and quantum mechanics from an emergentist perspective. In particular, we show that such a relationship involves two steps: an intra-domain emergence and an inter-domain emergence. Intra-domain emergence, internal to quantum mechanics, results from the fact that the electron density, from which all the other QTAIM’s concepts are defined, arises (...) from the wavefunction as a coarse-grained magnitude. Inter-domain emergence involves an analogical link, a mapping, between QTAIM’s entities, such as topological atoms and bond paths, and the entities that populate the molecular-chemistry domain, such as chemical atoms and chemical bonds. (shrink)

Currently, there are almost as many conceptions of emergence as authors who address the issue. Most literature on the matter focuses either on discussing, evaluating and comparing particular contributions or accounts of emergence, or on assessing a particular case study. Our aim in this paper is rather different. We here set out to introduce a distinction that has not been sufficiently taken into account in previous discussions on this topic: the distinction between inter-domain emergence—a relation between items belonging to different (...) ontic domains—and intra-domain emergence—a relation between items belonging to a same ontic domain. Our final purpose is not to assume and defend a definite stance on emergence, but to stress the relevance of such distinction when attempting to argue for or against emergence, in the first place. We will also address the connections between emergence so distinguished and more general philosophical perspectives, suggesting where would reductionists and pluralists stand with respect to intra- and inter-domain emergence. (shrink)

Beginning with Anderson, spontaneous symmetry breaking in infinite quantum systems is often put forward as an example of emergence in physics, since in theory no finite system should display it. Even the correspondence between theory and reality is at stake here, since numerous real materials show ssb in their ground states, although they are finite. Thus against what is sometimes called ‘Earman's Principle’, a genuine physical effect seems theoretically recovered only in some idealisation, disappearing as soon as the idealisation is (...) removed.We review the well-known arguments that no finite system can exhibit ssb, using the formalism of algebraic quantum theory in order to control the thermodynamic limit and unify the description of finite- and infinite-volume systems. Using the striking mathematical analogy between the thermodynamic limit and the classical limit, we show that a similar situation obtains in quantum mechanics versus classical mechanics.This discrepancy between formalism and reality is quite similar to the measurement problem, and hence we address it in the same way, adapting an argument of the Landsman and Reuvers that was originally intended to explain the collapse of the wave-function within conventional quantum mechanics. Namely, exponential sensitivity to perturbations of the dynamics as the system size increases causes symmetry breaking already in finite but very large quantum systems. This provides continuity between finite- and infinite-volume descriptions of quantum systems featuring ssb and hence restores Earman's Principle. (shrink)

I analyse Rueger’s application of Kim’s model of functional reduction to the relation between the thermal conductivities of metal bars at macroscopic and atomic scales. 1) I show that it is a misunderstanding to accuse the functional reduction model of not accounting for the fact that there are causal powers at the micro-level which have no equivalent at the macro-level. The model not only allows but requires that the causal powers by virtue of which a functional predicate is defined, are (...) only a subset of the causal powers of the properties filling the functional specification. 2) The fact that the micro-equation does not converge to the macro-equation in general but only under the constraint of a “solvability condition” does not show that reduction is impossible, as Rueger claims, but only that reduction requires inter-level constraints. 3) Rueger tries to analyse inter-level reduction with the conceptual means of intra-level reduction. This threatens the coherence of his analysis, given that it makes no sense to ascribe macroproperties such as thermal conductivity to entities at the atomic level. Ignoring the distinction between theses two senses of “reduction” is especially confusing because they have opposite directions: in intra-level reduction, the more detailed account reduces to the less detailed one, whereas in inter-level reduction, the less detailed theory is reduced to the more detailed one. 4) Finally I criticize Rueger’s way of using Wimsatt’s criteria for emergence in terms of non-aggregativity, to construct a concept of synchronic emergence. It is wrong to require, over and above non-aggregativity, irreducibility as a criterion for emergence. (shrink)

This paper explores the fundamental ideas that have motivated the idea of emergence and the movement of emergentism. The concept of reduction, which lies at the heart of the emergence idea is explicated, and it is shown how the thesis that emergent properties are irreducible gives a unified account of emergence. The paper goes on to discuss two fundamental unresolved issues for emergentism. The first is that of giving a “positive” characterization of emergence; the second is to give a coherent (...) explanation of how “downward” causation, a central component of emergentism, is able to avoid the problem of overdetermination. (shrink)

I discuss here a number of different kinds of diachronic emergence, noting that they differ in important ways from synchronic conceptions. I argue that Bedau’s weak emergence has an essentially historical aspect, in that there can be two indistinguishable states, one of which is weakly emergent, the other of which is not. As a consequence, weak emergence is about tokens, not types, of states. I conclude by examining the question of whether the concept of weak emergence is too weak and (...) note that there is at present no unifying account of diachronic and synchronic concepts of emergence. (shrink)

This paper examines some possibilities for the laws of nature changing over time. This is done within the context of recent literature on transformational emergence. Transformational emergence is a diachronic account of emergence that does not require the invariance of fundamental objects, properties, and laws. The requirement that no new laws are introduced after the first instance of the universe seems to indicate that all the laws of the universe are present from the outset. By using a dispositional approach to (...) fundamental properties, this restriction can be avoided. An argument appealing to quantitative laws of nature is then used to show that such laws are not, contrary to dispositional essentialism, metaphysically necessary. Further arguments are given to support the possibility of change of laws across time rather than across worlds and why the identity conditions for properties are different in the two cases. The paper is framed by an analysis of John Stuart Mill’s reasons for imposing the invariance requirement on fundamental laws. (shrink)

Recent philosophical discourse on emergence has developed with particular concern for the distinction between weak and strong emergence and with the primary focus on detailed analysis of the concept of supervenience. However, in the last decade and as a new departure, attention has been devoted to the distinction between synchronic and diachronic emergence. In this philosophical context, there is an ongoing general belief that these two concepts are so different that it is impossible to establish for them a general unifying (...) framework. It is the purpose of this paper to support an alternative view, i.e. that these concepts are different but not mutually exclusive, and that attending to appearance and persistence can, in this context, lead to an acceptable unifying framework for these two, differing concepts of emergence. (shrink)

I begin to develop a framework for emergence in the physical sciences. Namely, I propose to explicate ontological emergence in terms of the notion of ‘novel reference’, and of an account of interpretation as a map from theory to world. I then construe ontological emergence as the “failure of the interpretation to mesh” with an appropriate linkage map between theories. Ontological emergence can obtain between theories that have the same extension but different intensions, and between theories that have both different (...) extensions and intensions. I illustrate the framework in three examples: the emergence of spontaneous magnetisation in a ferromagnet, the emergence of masslessness, and the emergence of space, in specific models of physics. The account explains why ontological emergence is independent of reduction: namely, because emergence is primarily concerned with adequate interpretation, while the sense of reduction that is relevant here is concerned with inter-theoretic relations between uninterpreted theories. (shrink)

In this paper, we put forward a new account of emergence called “transformational emergence”. Such an account captures a variety of emergence that can be considered as being diachronic and weakly ontological. The fact that transformational emergence actually constitutes a genuine form of emergence is motivated. Besides, the account is free of traditional problems surrounding more usual, synchronic versions of emergence, and it can find a strong empirical support in a specific physical phenomenon, the fractional quantum Hall effect, which has (...) long been touted as a paradigmatic case of emergence. (shrink)

Jaegwon Kim has argued (Kim 2006a) that the two key issues for emergentism are to give a positive characterization of the emergence relation and to explain the possibility of downward causation. This paper proposes an account of emergence which provides new answers to these two key issues. It is argued that an appropriate emergence relation is characterized by a notion of ‘transformation’, and that the real key issue for emergentism is located elsewhere than the places Kim identifies. The paper builds (...) on Victor Caston’s important work on ancient philosophy of mind (Caston 1997, 2001), but appeals to sources he has not considered. (shrink)

According to classical molecular chemistry, molecules have a structure, that is, they are sets of atoms with a definite arrangements in space and held together by chemical bonds. The concept of molecular structure is central to modern chemical thought given its impressive predictive power. It is also a very useful concept in chemistry education, due to its role in the rationalization and visualization of microscopic phenomena. However, such a concept seems to find no place in the ontology described by quantum (...) mechanics, since it appeals to classical notions such as the position of the atomic nuclei or the individuality of electrons. Although this problem has attracted the attention of several authors, the discussion is far from settled. Some authors adopt an explicitly reductionist position and advocate to reconstruct the concept of molecular structure within the framework of the quantum theory. Others, although acknowledging the conceptual discontinuity between quantum mechanics and molecular chemistry, keep the hope of future reduction alive. From an explicitly non-reductionist position, on the contrary, others authors conceive molecular structure as an emergent phenomenon. The purpose of this article is to propose a different line of argumentation to address this problem. By contrast to reduction and emergence, the admission of a multiplicity of ontologies, not necessarily linked by hierarchical connections, cancels the need of finding a relation of dependence between the molecular level and the quantum level. This ontologically pluralist position can be applied to the issue of molecular structure, in order to argue that it is possible to admit the existence of structure in the ontology of molecular chemistry, in spite of the fact that it does not exist in the quantum world. (shrink)

I provide a formally precise account of diachronic emergence of properties as described within scientific theories, extending a recent account of synchronic emergence using similarity structure on the theories’ models. This similarity structure approach to emergent properties unifies the synchronic and diachronic types by revealing that they only differ in how they delineate the domains of application of theories. This allows it to apply also to cases where the synchronic/diachronic distinction is unclear, such as spacetime emergence from theories of quantum (...) gravity. In addition, I discuss two further case studies—finite periodicity in van der Pol oscillators and two-dimensional quasiparticles in the fractional quantum Hall effect—to facilitate comparison of this approach to others in the literature on concepts of emergence applicable to the sciences. My discussion of the fractional quantum Hall effect in particular may be of independent interest to philosophers of physics concerned with its interpretation. (shrink)

We offer a framework for organizing the literature regarding the debates revolving around infinite idealizations in science, and a short summary of the contributions to this special issue.

Currently, there are almost as many conceptions of emergence as authors who address the issue. Most literature on the matter focuses either on discussing, evaluating and comparing particular contributions or accounts of emergence, or on assessing a particular case study. Our aim in this paper is rather different. We here set out to introduce a distinction that has not been sufficiently taken into account in previous discussions on this topic: the distinction between inter-domain emergence—a relation between items belonging to different (...) ontic domains—and intra-domain emergence—a relation between items belonging to a same ontic domain. Our final purpose is not to assume and defend a definite stance on emergence, but to stress the relevance of such distinction when attempting to argue for or against emergence, in the first place. We will also address the connections between emergence so distinguished and more general philosophical perspectives, suggesting where would reductionists and pluralists stand with respect to intra- and inter-domain emergence. (shrink)

The turn of the twenty-first century was a period of intensified research on the description of the world as a complex structure built of dynamical systems occurring at different levels of reality. Such systems can be described as bundles of processes. Therefore, the most empirically adequate ontology turns out to be processualism. In this paper, I describe a contemporary version of processual philosophy, which I refer to as processual emergentism. Within the proposed position, the classical formulations of processualism and emergentism (...) are revisited. Both elements complement each other – emergence describes constant, radical novelty as the basic feature of nature, while processualism employs the category of a process, which replaces the classically understood substance.The approach to emergence developed here is ontological and diachronic. I discuss classic determinants of emergence and propose a discussion on the category of supervenience, which in the light of the adopted assumptions turns out to be insufficient to describe the relationship of the dependence of the emergent on its base. Finally, processualism is reconciled with moderate structuralism and strong emergentism. (shrink)

Reductionism is a central issue in the philosophy of biology. One common objection to reduction is that molecular explanation requires reference to higher-level properties, which I refer to as the context objection. I respond to this objection by arguing that a well-articulated notion of a mechanism and what I term mechanism extension enables one to accommodate the context-dependence of biological processes within a reductive explanation. The existence of emergent features in the context could be raised as an objection to the (...) possibility of reduction via this strategy. I argue that this objection can be overcome by showing that there is no tenable argument for the existence of emergent properties that are not susceptible to a reductive explanation. (shrink)

I begin to develop a framework for emergence in the physical sciences. Namely, I propose to explicate ontological emergence in terms of the notion of ‘novel reference’, and of an account of interpretation as a map from theory to world. I then construe ontological emergence as the “failure of the interpretation to mesh” with an appropriate linkage map between theories. Ontological emergence can obtain between theories that have the same extension but different intensions, and between theories that have both different (...) extensions and intensions. I illustrate the framework in three examples: the emergence of spontaneous magnetisation in a ferromagnet, the emergence of masslessness, and the emergence of space, in specific models of physics. The account explains why ontological emergence is independent of reduction: namely, because emergence is primarily concerned with adequate interpretation, while the sense of reduction that is relevant here is concerned with inter-theoretic relations between uninterpreted theories. (shrink)

I begin to develop a framework for emergence in the physical sciences. Namely, I propose to explicate ontological emergence in terms of the notion of ‘novel reference’, and of an account of interpretation as a map from theory to world. I then construe ontological emergence as the “failure of the interpretation to mesh” with an appropriate linkage map between theories. Ontological emergence can obtain between theories that have the same extension but different intensions, and between theories that have both different (...) extensions and intensions. I illustrate the framework in three examples: the emergence of spontaneous magnetisation in a ferromagnet, the emergence of masslessness, and the emergence of space, in specific models of physics. The account explains why ontological emergence is independent of reduction: namely, because emergence is primarily concerned with adequate interpretation, while the sense of reduction that is relevant here is concerned with inter-theoretic relations between uninterpreted theories. (shrink)

I begin to develop a framework for emergence in the physical sciences. Namely, I propose to explicate ontological emergence in terms of the notion of ‘novel reference’, and of an account of interpretation as a map from theory to world. I then construe ontological emergence as the “failure of the interpretation to mesh” with an appropriate linkage map between theories. Ontological emergence can obtain between theories that have the same extension but different intensions, and between theories that have both different (...) extensions and intensions. I illustrate the framework in three examples: the emergence of spontaneous magnetisation in a ferromagnet, the emergence of masslessness, and the emergence of space, in specific models of physics. The account explains why ontological emergence is independent of reduction: namely, because emergence is primarily concerned with adequate interpretation, while the sense of reduction that is relevant here is concerned with inter-theoretic relations between uninterpreted theories. (shrink)

The paradigm of Laplacean determinism combines three regulative principles: determinism, predictability, and the explanatory adequacy of universal laws together with purely local conditions. Historically, it applied to celestial mechanics, but it has been expanded into an ideal for scientific theories whose cogency is often not questioned. Laplace’s demon is an idealization of mechanistic scientific method. Its principles together imply reducibility, and rule out holism and emergence. I will argue that Laplacean determinism fails even in the realm of planetary dynamics, and (...) that it does not give suitable criteria for explanatory success except within very well defined and rather exceptional domains. Ironically, the very successes of Laplacean method in the Solar System were made possible only by processes that are not themselves tractable to Laplacean methodology. The results of some of these processes were first observed in 1964, and violate the Lapacean requirements of locality and predictability, opening the door to holism and nonreducibility, i.e., emergence. Despite the falsification of Laplacean methodology, the explanatory resources of holism and emergence remain in scientific limbo, though emergence has been used somewhat indiscriminately in recent scientific literature. I make some remarks at the end about the proper use of emergence in its traditional sense going back to C.D. Broad. (shrink)

Many epistemic anomalies of the neoclassical research programme originate from its ontologically reductionist meta-axioms, which predicate how economic macro-systems are constituted from their micr...

This is a companion to another paper. Together they rebut two widespread philosophical doctrines about emergence. The first, and main, doctrine is that emergence is incompatible with reduction. The second is that emergence is supervenience; or more exactly, supervenience without reduction.In the other paper, I develop these rebuttals in general terms, emphasising the second rebuttal. Here I discuss the situation in physics, emphasising the first rebuttal. I focus on limiting relations between theories and illustrate my claims with four examples, each (...) of them a model or a framework for modelling, from well-established mathematics or physics.I take emergence as behaviour that is novel and robust relative to some comparison class. I take reduction as, essentially, deduction. The main idea of my first rebuttal will be to perform the deduction after taking a limit of some parameter. Thus my first main claim will be that in my four examples (and many others), we can deduce a novel and robust behaviour, by taking the limit N→∞ of a parameter N.But on the other hand, this does not show that the N=∞ limit is “physically real”, as some authors have alleged. For my second main claim is that in these same examples, there is a weaker, yet still vivid, novel and robust behaviour that occurs before we get to the limit, i.e. for finite N. And it is this weaker behaviour which is physically real.My examples are: the method of arbitrary functions (in probability theory); fractals (in geometry); superselection for infinite systems (in quantum theory); and phase transitions for infinite systems (in statistical mechanics). (shrink)

This is one of two papers about emergence, reduction and supervenience. It expounds these notions and analyses the general relations between them. The companion paper analyses the situation in physics, especially limiting relations between physical theories. I shall take emergence as behaviour that is novel and robust relative to some comparison class. I shall take reduction as deduction using appropriate auxiliary definitions. And I shall take supervenience as a weakening of reduction, viz. to allow infinitely long definitions. The overall claim (...) of this paper will be that emergence is logically independent both of reduction and of supervenience. In particular, one can have emergence with reduction, as well as without it; and emergence without supervenience, as well as with it. Of the subsidiary claims, the four main ones are: : I defend the traditional Nagelian conception of reduction ; : I deny that the multiple realizability argument causes trouble for reductions, or ``reductionism'' ; : I stress the collapse of supervenience into deduction via Beth's theorem ; : I adapt some examples already in the literature to show supervenience without emergence and vice versa. (shrink)

Top-down synthetic biology makes partly synthetic cells by redesigning simple natural forms of life, and bottom-up synthetic biology aims to make fully synthetic cells using only entirely nonliving components. Within synthetic biology the notions of complexity and emergence are quite controversial, but the imprecision of key notions makes the discussion inconclusive. I employ a precise notion of weak emergent property, which is a robust characteristic of the behavior of complex bottom-up causal webs, where a complex causal web is one that (...) is incompressible and its behavior cannot be derived except by crawling through all of the gory details of the interactions in the web. The central thesis of this article is that synthetic biology centrally is the activity of engineering the desired weak emergent properties of synthetic cells. Synthetic biology has many different ways to engineer desired weak emergent properties of synthetic cells, including Edisonian trial and error, standardized parts, refactoring, and reprogramming synthetic genomes. The article ends by noting two philosophical consequences of engineering weak emergence. One is epistemological: synthesis is crucial for discovering weak emergent properties. The other is metaphysical: simple life forms are nothing but complex chemical mechanisms. (shrink)

Weak emergence is the view that a system’s macro properties can be explained by its micro properties but only in an especially complicated way. This paper explains a version of weak emergence based on the notion of explanatory incompressibility and “crawling the causal web.” Then it examines three reasons why weak emergence might be thought to be just in the mind. The first reason is based on contrasting mere epistemological emergence with a form of ontological emergence that involves irreducible downward (...) causation. The second reason is based on the idea that attributions of emergence are always a reflection of our ignorance of non-emergent explanations. The third reason is based on the charge that complex explanations are anthropocentric. Rather than being just in the mind, weak emergence is seen to involve a distinctive kind of complex, macro-pattern in the mind-independent objective micro-causal structure that exists in nature. The paper ends by addressing two further questions. One concerns whether weak emergence applies only or mainly to computer simulations and computational systems. The other concerns the respect in which weak emergence is dynamic rather than static. (shrink)

Emergence is a notorious philosophical term of art. A variety of theorists have appropriated it for their purposes ever since George Henry Lewes gave it a philosophical sense in his 1875 Problems of Life and Mind. We might roughly characterize the shared meaning thus: emergent entities (properties or substances) ‘arise’ out of more fundamental entities and yet are ‘novel’ or ‘irreducible’ with respect to them. (For example, it is sometimes said that consciousness is an emergent property of the brain.) Each (...) of the quoted terms is slippery in its own right, and their specifications yield the varied notions of emergence that we discuss below. There has been renewed interest in emergence within discussions of the behavior of complex systems and debates over the reconcilability of mental causation, intentionality, or consciousness with physicalism. (shrink)