Gauge symmetries play a central role, both in the mathematical foundations as well as the conceptual construction of modern (particle) physics theories. However, it is yet unclear whether they form a necessary component of theories, or whether they can be eliminated. It is also unclear whether they are merely an auxiliary tool to simplify (and possibly localize) calculations or whether they contain independent information. Therefore their status, both in physics and philosophy of physics, remains to be fully clarified. In this (...) overview we review the current state of affairs on both the philosophy and the physics side. In particular, we focus on the circumstances in which the restriction of gauge theories to gauge invariant information on an observable level is warranted, using the Brout-Englert-Higgs theory as an example of particular current importance. Finally, we determine a set of yet to be answered questions to clarify the status of gauge symmetries. (shrink)

A popular method for comparing the structures of mathematical objects, which I call the ‘subset approach’, says that X has more structure than Y just in case X’s automorphisms form a proper subset of Y’s automorphisms. This approach is attractive, in part, because it seems to yield the right results in some comparisons of spacetime structure. But as I show, it yields the wrong results in a number of other cases. The problem is that the subset approach compares structure using (...) automorphism sets. So a different approach is needed: structure should be compared using automorphism groups. (shrink)

I consider two usages of the expression "gauge theory". On one, a gauge theory is a theory with excess structure; on the other, a gauge theory is any theory appropriately related to classical electromagnetism. I make precise one sense in which one formulation of electromagnetism, the paradigmatic gauge theory on both usages, may be understood to have excess structure, and then argue that gauge theories on the second usage, including Yang-Mills theory and general relativity, do not generally have excess structure (...) in this sense. (shrink)

Symplectic reduction is a formal process through which degeneracy within the mathematical representations of physical systems displaying gauge symmetry can be controlled via the construction of a reduced phase space. Typically such reduced spaces provide us with a formalism for representing both instantaneous states and evolution uniquely and for this reason can be justifiably afforded the status of fun- damental dynamical arena - the otiose structure having been eliminated from the original phase space. Essential to the application of symplectic reduction (...) is the precept that the first class constraints are the relevant gauge generators. This prescription becomes highly problematic for reparameterization invariant theories within which the Hamiltonian itself is a constraint; not least because it would seem to render prima facie distinct stages of a history physically identical and observable functions changeless. Here we will consider this problem of time within non-relativistic me- chanical theory with a view to both more fully understanding the temporal struc- ture of these timeless theories and better appreciating the corresponding issues in relativistic mechanics. For the case of nonrelativistic reparameterization invariant theory application of symplectic reduction will be demonstrated to be both unnec- essary; since the degeneracy involved is benign; and inappropriate; since it leads to a trivial theory. With this anti-reductive position established we will then examine two rival methodologies for consistently representing change and observable func- tions within the original phase space before evaluating the relevant philosophical implications. We will conclude with a preview of the case against symplectic re- duction being applied to canonical general relativity. (shrink)

Philosophers of physics have spent much effort unpacking the structure of gauge theories. But surprisingly, little attention has been devoted to the question of why we should require our best theories to be locally gauge invariant in the first place. Drawing on Steven Weinberg's works in the mid-1960s, I argue that the principle of local gauge invariance follows from Lorentz invariance and other natural assumptions in the context of perturbative relativistic quantum field theory. On this view, gauge freedom is a (...) mere accidental feature of an already highly constrained set of quantities; the distinctive structure of our best gauge theories, in turn, traces back to the peculiar space-time transformation properties of particles like photons, gluons, and gravitons. I conclude by drawing a few interpretative lessons for the philosophy of gauge theories. (shrink)

Symposium review of Richard Healey, Gauging What’s Real: The Conceptual Foundations of Contemporary Gauge Theories. Oxford: Oxford University Press, 2007. Pp. 297. $99.00 HB.

I argue that, under the glitz, dual theories are examples of theoretically equivalent descriptions of the same underlying physical content: I distinguish them from cases of genuine underdetermination on the grounds that there is no real incompatibility involved between the descriptions. The incompatibility is at the level of unphysical structure. I argue that dual pairs are in fact very strongly analogous to gauge- related solutions even for dual pairs that look the most radically distinct, such as AdS/CFT.

The idea that gauge theory has `surplus' structure poses a puzzle: in one much discussed sense, this structure is redundant; but on the other hand, it is also widely held to play an essential role in the theory. In this paper, we employ category-theoretic tools to illuminate an aspect of this puzzle. We precisify what is meant by `surplus' structure by means of functorial comparisons with equivalence classes of gauge fields, and then show that such structure is essential for any (...) theory that represents a rich collection of physically relevant fields which are `local' in nature. (shrink)

I discuss the formal implementation, interpretation, and justification of likelihood attributions in cosmology. I show that likelihood arguments in cosmology suffer from significant conceptual and formal problems that undermine their applicability in this context.

After decades of neglect philosophers of physics have discovered gauge theories--arguably the paradigm of modern field physics--as a genuine topic for foundational and philosophical research. Incidentally, in the last couple of years interest from the philosophy of physics in structural realism--in the eyes of its proponents the best suited realist position towards modern physics--has also raised. This paper tries to connect both topics and aims to show that structural realism gains further credence from an ontological analysis of gauge theories--in particular (...) U(1) gauge theory. In the first part of the paper the framework of fiber bundle gauge theories is briefly presented and the interpretation of local gauge symmetry will be examined. In the second part, an ontological underdetermination of gauge theories is carved out by considering the various kinds of non-locality involved in such typical effects as the Aharonov-Bohm effect. The analysis shows that the peculiar form of non-separability figuring in gauge theories is a variant of spatiotemporal holism and can be distinguished from quantum theoretic holism. In the last part of the paper the arguments for a gauge theoretic support of structural realism are laid out and discussed. (shrink)

Structural realism is sometimes said to undermine the theory underdetermination (TUD) argument against realism, since, in usual TUD scenarios, the supposed underdetermination concerns the object-like theoretical content but not the structural content. The paper explores the possibility of structural TUD by considering some special cases from modern physics, but also questions the validity of the TUD argument itself. The upshot is that cases of structural TUD cannot be excluded, but that TUD is perhaps not such a terribly serious anti-realistic argument.

The aim of this paper is twofold: First, to present an examination of the principles underlying gauge field theories. I shall argue that there are two principles directly connected to the two well-known theorems of Emmy Noether concerning global and local symmetries of the free matter-field Lagrangian, in the following referred to as "conservation principle" and "gauge principle". Since both these express nothing but certain symmetry features of the free field theory, they are not sufficient to derive a true interaction (...) coupling to a new gauge field. For this purpose it is necessary to advocate a third, truly empirical principle which may be understood as a generalization of the equivalence principle. The second task of the paper is to deal with the ontological question concerning the reality status of gauge potentials in the light of the proposed logical structure of gauge theories. A nonlocal interpretation of topological effects in gauge theories and, thus, the non-reality of gauge potentials in accordance with the generalized equivalence principle will be favoured. (shrink)

Scientific practice involves two kinds of induction. In one, generalizations are drawn about the states of a particular system of variables. In the other, generalizations are drawn across systems in a class. We can discern two questions of correctness about both kinds of induction: what distinguishes those systems and classes of system that are ‘projectible’ in Goodman’s sense from those that are not, and what are the methods by which we are able to identify kinds that are likely to be (...) projectible? In answer to the first question, numerous theories of ‘natural kinds’ have been advanced, but none has satisfactorily addressed both questions simultaneously. I propose a shift in perspective. Both essentialist and cluster property theories have traditionally characterized kinds directly in terms of the causally salient properties their members possess. Instead, we should focus on ‘dynamical symmetries’, transformations of a system to which the causal structure of that system is indifferent. I suggest that to be a member of natural kind it is necessary and sufficient to possess a particular collection of dynamical symmetries. I show that membership in such a kind is in turn necessary and sufficient for the presence of the sort of causal structure that accounts for success in both kinds of induction, thus demonstrating that has been answered satisfactorily. More dramatically, I demonstrate that this new theory of ‘dynamical kinds’ provides an answer to with methodological implications concerning the discovery of projectible kinds. (shrink)

This paper formulates generalized versions of the general principle of relativity and of the principle of equivalence that can be applied to general abstract spaces. It is shown that when the principles are applied to the Hilbert space of a quantum particle, its law of coupling to electromagnetic fields is obtained. It is suggested to understand the Aharonov-Bohm effect in light of these principles, and the implications for some related foundational controversies are discussed.

This article suggests a fresh look at gauge symmetries, with the aim of drawing a clear line between the a priori theoretical considerations involved, and some methodological and empirical non-deductive aspects that are often overlooked. The gauge argument is primarily based on a general symmetry principle expressing the idea that a change of mathematical representation should not change the form of the dynamical law. In addition, the ampliative part of the argument is based on the introduction of new degrees of (...) freedom into the theory according to a methodological principle that is formulated here in terms of correspondence between passive and active transformations. To demonstrate how the two kinds of considerations work together in a concrete context, I begin by considering spatial symmetries in mechanics. I suggest understanding Mach's principle as a similar combination of theoretical, methodological and empirical considerations, and demonstrate the claim with a simple toy model. I then examine gauge symmetries as a manifestation of the two principles in a quantum context. I further show that in all of these cases the relational nature of physically significant quantities can explain the relevance of the symmetry principle and the way the methodology is applied. In the quantum context, the relevant relational variables are quantum phases. (shrink)

Those looking for holism in contemporary physics have focused their attention primarily on quantum entanglement. But some gauge theories arguably also manifest the related phenomenon of nonseparability. While the argument is strong for the classical gauge theory describing electromagnetic interactions with quantum “particles”, it fails in the case of general relativity even though that theory may also be formulated in terms of a connection on a principal fiber bundle. Anandan has highlighted the key difference in his analysis of a supposed (...) gravitational analog to the Aharonov-Bohm effect. By contrast with electromagnetism in the original Aharonov-Bohm effect, gravitation is separable and exhibits no novel holism in this case. Whether the nonseparability of classical gauge theories of non-gravitational interactions is associated with holism depends on what counts as the relevant part-whole relation. Loop representations of quantized gauge theories of non- gravitational interactions suggest that these conclusions about holism and nonseparability may extend also to quantum theories of the associated fields. (shrink)

The elucidation of the gauge principle ‘‘is the most pressing problem in current philosophy of physics’’ said Michael Redhead in 2003. This paper argues for two points that contribute to this elucidation in the context of Yang–Mills theories. (1) Yang–Mills theories, including quantum electrodynamics, form a class. They should be interpreted together. To focus on electrodynamics is potentially misleading. (2) The essential role of gauge and BRST symmetries is to provide a local field theory that can be quantized and would (...) be equivalent to the quantization of the non-local reduced theory. If this is correct, the gauge symmetry is significant, not so much because it implies ontological consequences, but because it allows us to quantize theories that we would not be able to quantize otherwise. Thus, in the context of Yang–Mills theories, it is essentially a pragmatic principle. This does not seem to be the case for the gauge symmetry in general relativity. (shrink)

In this paper I elicit a prediction from structural realism and compare it, not to a historical case, but to a contemporary scientific theory. If structural realism is correct, then we should expect physics to develop theories that fail to provide an ontology of the sort sought by traditional realists. If structure alone is responsible for instrumental success, we should expect surplus ontology to be eliminated. Quantum field theory (QFT) provides the framework for some of the best confirmed theories in (...) science, but debates over its ontology are vexed. Rather than taking a stand on these matters, the structural realist can embrace QFT as an example of just the kind of theory SR should lead us to expect. Yet, it is not clear that QFT meets the structuralist's positive expectation by providing a structure for the world. In particular, the problem of unitarily inequivalent representations threatens to undermine the possibility of QFT providing a unique structure for the world. In response to this problem, I suggest that the structuralist should endorse pluralism about structure. (shrink)

The article proposes a novel approach to the much discussed question of which symmetries have ‘direct empirical significance’ and which do not. The approach is based on a development of a recently proposed framework by Hilary Greaves and David Wallace, who claim that, contrary to the standard folklore among philosophers of physics, ‘local’ symmetries may have direct empirical significance no less than ‘global’ ones. Partly vindicating the standard folklore, a result is derived here from a number of plausible assumptions, that (...) states that local symmetries can indeed have no direct empirical significance. Ways to interpret the result are considered and possible morals are outlined. 1 Introduction2 Greaves and Wallace on Interior versus Non-interior Symmetries3 Elaborating on the Greaves/Wallace Framework4 The Result5 Problems with ’t Hooft’s Beam Splitter6 Summary and Conclusion. (shrink)

The paper investigates the spontaneous breaking of gauge symmetries in gauge theories from a philosophical angle, taking into account the fact that the notion of a spontaneously broken local gauge symmetry, though widely employed in textbook expositions of the Higgs mechanism, is not supported by our leading theoretical frameworks of gauge quantum theories. In the context of lattice gauge theory, the statement that local gauge symmetry cannot be spontaneously broken can even be made rigorous in the form of Elitzur’s theorem. (...) Nevertheless, gauge symmetry breaking does occur in gauge quantum field theories in the form of the breaking of remnant subgroups of the original local gauge group under which the theories typically remain invariant after gauge fixing. The paper discusses the relation between these instances of symmetry breaking and phase transitions and draws some more general conclusions for the philosophical interpretation of gauge symmetries and their breaking. (shrink)

Much recent philosophy of physics has investigated the process of symmetry breaking. Here, I critically assess the alleged symmetry restoration at the fundamental scale. I draw attention to the contingency that gauge symmetries exhibit, that is, the fact that they have been chosen from an infinite space of possibilities. I appeal to this feature of group theory to argue that any metaphysical account of fundamental laws that expects symmetry restoration up to the fundamental level is not fully satisfactory. This is (...) a symmetry argument in line with Curie’s first principle. Further, I argue that this same feature of group theory helps to explain the ‘unreasonable’ effectiveness of mathematics in physics, and that it reduces the philosophical significance that has been attributed to the objectivity of gauge symmetries. (shrink)

We analyze the geometric foundations of classical Yang-Mills theory by studying the relationships between internal relativity, locality, global/local invariance, and background independence. We argue that internal relativity and background independence are the two independent defining principles of Yang-Mills theory. We show that local gauge invariance -heuristically implemented by means of the gauge argument- is a direct consequence of internal relativity. Finally, we analyze the conceptual meaning of BRST symmetry in terms of the invariance of the gauge fixed theory under general (...) local gauge transformations. (shrink)

In a recent paper in this journal, Kosso ([2000]) discussed the observational status of continuous symmetries of physics. While we are in broad agreement with his approach, we disagree with his analysis. In the discussion of the status of gauge symmetry, a set of examples offered by 't Hooft ([1980]) has influenced several philosophers, including Kosso; in all cases the interpretation of the examples is mistaken. In this paper, we present our preferred approach to the empirical significance of symmetries, re-analysing (...) the cases of gauge symmetry and general covariance. Direct and indirect empirical significance Global and local continuous symmetries Gauge symmetry 3.1 Local gauge symmetry 3.1.1 Discussion of the first claim 3.1.2 Discussion of the second claim 3.2 Global gauge symmetry Space-time symmetries Direct and indirect empirical significance again Conclusion. (shrink)

The classical field theories that underlie the quantum treatments of the electromagnetic, weak, and strong forces share a peculiar feature: specifying the initial state of the field determines the evolution of some degrees of freedom of the theory while leaving the evolution of some others wholly arbitrary. This strongly suggests that some of the variables of the standard state space lack physical content-intuitively, the space of states of such a theory is of higher dimension than the corresponding space of genuine (...) physical possibilities. The structure of such theories can helpfully be characterized in terms of the action of symmetry groups on their space of states; and the conceptual problems surrounding their strange behavior can be sharpened in light of the observation that it is usually possible to eliminate the redundant variables associated with these symmetries-which turn out to be precisely those variables whose evolution is unconstrained by the dynamical laws of the theory. This paper discusses this approach, uses it to frame questions about the interpretation of classical gauge theories, and to reflect (pessimistically) on our prospects of reaching satisfactory answers to these questions. (shrink)

Highlighting main issues and controversies, this book brings together current philosophical discussions of symmetry in physics to provide an introduction to the subject for physicists and philosophers. The contributors cover all the fundamental symmetries of modern physics, such as CPT and permutation symmetry, as well as discussing symmetry-breaking and general interpretational issues. Classic texts are followed by new review articles and shorter commentaries for each topic. Suitable for courses on the foundations of physics, philosophy of physics and philosophy of science, (...) the volume is a valuable reference for students and researchers. (shrink)

This chapter is concerned with the representation of time and change in classical (i.e., non-quantum) physical theories. One of the main goals of the chapter is to attempt to clarify the nature and scope of the so-called problem of time: a knot of technical and interpretative problems that appear to stand in the way of attempts to quantize general relativity, and which have their roots in the general covariance of that theory. The most natural approach to these questions is via (...) a consideration of more clear cases. So much of the chapter is given over to a discussion of the representation of time and change in other, better understood theories, starting with the most straightforward cases and proceeding through a consideration of cases that lead up to the features of general relativity that are responsible for the problem of time. (shrink)

In this paper I examine the connection between symmetry and modality from the perspective of `reduction' methods in geometric mechanics. I begin by setting the problem up as a choice between two opposing views: reduction and non-reduction. I then discern four views on the matter in the literature; they are distinguished by their advocation of distinct geometric spaces as representing `reality'. I come down in favour of non-reductive methods.

Einstein considered general covariance to characterize the novelty of his General Theory of Relativity (GTR), but Kretschmann thought it merely a formal feature that any theory could have. The claim that GTR is ``already parametrized'' suggests analyzing substantive general covariance as formal general covariance achieved without hiding preferred coordinates as scalar ``clock fields,'' much as Einstein construed general covariance as the lack of preferred coordinates. Physicists often install gauge symmetries artificially with additional fields, as in the transition from Proca's to (...) Stueckelberg's electromagnetism. Some post-positivist philosophers, due to realist sympathies, are committed to judging Stueckelberg's electromagnetism distinct from and inferior to Proca's. By contrast, physicists identify them, the differences being gauge-dependent and hence unreal. It is often useful to install gauge freedom in theories with broken gauge symmetries (second-class constraints) using a modified Batalin-Fradkin-Tyutin (BFT) procedure. Massive GTR, for which parametrization and a Lagrangian BFT-like procedure appear to coincide, mimics GTR's general covariance apart from telltale clock fields. A generalized procedure for installing artificial gauge freedom subsumes parametrization and BFT, while being more Lagrangian-friendly than BFT, leaving any primary constraints unchanged and using a non-BFT boundary condition. Artificial gauge freedom licenses a generalized Kretschmann objection. However, features of paradigm cases of artificial gauge freedom might help to demonstrate a principled distinction between substantive and merely formal gauge symmetry. (shrink)

This paper attempts to make sense of a notion of ``approximation on certain scales'' in physical theories. I use this notion to understand the classical limit of ordinary quantum mechanics as a kind of scaling limit, showing that the mathematical tools of strict quantization allow one to make the notion of approximation precise. I then compare this example with the scaling limits involved in renormalization procedures for effective field theories. I argue that one does not yet have the mathematical tools (...) to make a notion of ``approximation on certain scales" precise in extant mathematical formulations of effective field theories. This provides guidance on the kind of further work that is needed for an adequate interpretation of quantum field theory. (shrink)

In this paper I wish to make some headway on understanding what \emph{kind} of problem the ``problem of time'' is, and offer a possible resolution---or, rather, a new way of understanding an old resolution. The response I give is a variation on a theme of Rovelli's \emph{evolving constants of motion} strategy. I argue that by giving correlation strategies a \emph{structuralist} basis, a number of objections to the standard account can be blunted. Moreover, I show that the account I offer provides (...) a suitable ontology for time in both classical and quantum canonical general relativity. (shrink)

This paper shows how the study of surpluses of structure is an interesting philosophical task. In particular I explore how local gauge symmetry in quantized Yang-Mills theories is the by-product of the specific dynamical structure of interaction. It is shown how in non relativistic quantum mechanics gauge symmetry corresponds to the freedom to locally define global features of gauge potentials. Also discussed is how in quantum field theory local gauge symmetry is replaced by BRST symmetry. This last symmetry is apparently (...) the result of the fact that we do not know how to define quantum Yang-Mills theories without unphysical gauge boson states. Since Yang-Mills theories describe successfully three of the four fundamental interactions the elucidation of this symmetry is a pressing philosophical question. (shrink)

Many of the advances in string theory have been generated by the discovery of new duality symmetries connecting what were once thought to be distinct theories, solu- tions, processes, backgrounds, and more. Indeed, duality has played an enormously important role in the creation and development of numerous theories in physics and numerous fields of mathematics. Dualities often lie at those fruitful intersections at which mathematics and physics are especially strongly intertwined. In this paper I describe some of these dualities and (...) unpack some of their philosophical conse- quences, focusing primarily on string-theoretic dualities. I argue that dualities fall uncomfortably between symmetries and gauge redundancies, but that they differ in that they point to genuinely new deeper structures. (shrink)

Since its discovery in 1959 the Aharonov-Bohm effect has continuously been the cause for controversial discussions of various topics in modern physics, e.g. the reality of gauge potentials, topological effects and nonlocalities. In the present paper we juxtapose the two rival interpretations of the Aharonov-Bohm effect. We show that the conception of nonlocality encountered in the Aharonov-Bohm effect is closely related to the nonseparability which is common in quantum mechanics albeit distinct from it due to its topological nature. We propose (...) a third alternative interpretation based on the loop space of holonomies which serves to solve some of the problems and we trace back the topological nonlocality and thereby the Aharonov-Bohm effect to their quantum mechanical origin. All three discussed interpretations are, of course, empirically equivalent. In fact, they present us with an instructive case study for the thesis of theory underdetermination by empirical data. (shrink)

The elucidation of the gauge principle ``is the most pressing problem in current philosophy of physics" Redhead. This paper argues two points that contribute to this elucidation in the context of Yang-Mills theories. 1) Yang-Mills theories, including quantum electrodynamics, form a class. They should be interpreted together. To focus on electrodynamics is a mistake. 2) The essential role of gauge and BRST surplus is to provide a local theory that can be quantized and would be equivalent to the quantization of (...) the non-local reduced theory. (shrink)

This paper is an analysis of the geometrical interpretation of local gauge symmetry for theories of the Yang-Mills type.

The paper proposes a combined account of identity for physical states and direct empirical significance for symmetries according to which symmetry-related state variables designate distinct physical states if and only if the symmetry that relates them has direct empirical significance. Strengthening an earlier result, I show that, given this combined account, the local gauge symmetries in our leading contemporary theories of particle physics do not have any direct empirical significance.