Taking up ordinal notations derived from Skolem hull operators familiar in the field of infinitary proof theory we develop a toolkit of ordinal arithmetic that generally applies whenever ordinal structures are analyzed whose combinatorial complexity does not exceed the strength of the system of set theory. The original purpose of doing so was inspired by the analysis of ordinal structures based on elementarity invented by T.J. Carlson, see [T.J. Carlson, Elementary patterns of resemblance, Annals of Pure and Applied Logic 108 (...) 19–77], [G. Wilken, Σ1-Elementarity and Skolem hull operators, Annals of Pure and Applied Logic 145 162–175], and [G. Wilken, Assignment of ordinals to patterns of resemblance, The Journal of Symbolic Logic ]. Within the arithmetical context laid bare in this work, the “-numbers” play a role analogous to the role epsilon numbers play in the ordinal arithmetic based on the notion of Cantor normal form. (shrink)

In this article we define a new and transparent concept of total collapsing functions for an ordinal notation system which is characteristic for the theory (Δ 2 1 -CA)+(BI). We show that our construction allows the application of Pohler's method of local predicativity as presented in [2] which yields a perspicious proof-theoretic analysis of (Δ 2 1 -CA)+(BI) being not much more complicated than for ID1.

We define a realizability interpretation of Aczel's Constructive Set Theory CZF into Explicit Mathematics. The final results are that CZF extended by Mahlo principles is realizable in corresponding extensions of T 0 , thus providing relative lower bounds for the proof-theoretic strength of the latter.

In this paper, we develop primitive recursive analogues of regular cardinals by using ordinal representation systems for KPi and KPM. We also define primitive recursive analogues of inaccessible and hyperinaccessible cardinals. Moreover, we characterize the primitive recursive analogue of the least (uncountable) regular cardinal.

The paper contains proof-theoretic investigation on extensions of Kripke-Platek set theory, KP, which accommodate first-order reflection. Ordinal analyses for such theories are obtained by devising cut elimination procedures for infinitary calculi of ramified set theory with Пn reflection rules. This leads to consistency proofs for the theories KP+Пn reflection using a small amount of arithmetic and the well-foundedness of a certain ordinal system with respect to primitive decending sequences. Regarding future work, we intend to avail ourselves of these new cut (...) elimination techniques to attain an ordinal analysis of П12 comprehension by approaching П12 comprehension through transfinite levels of reflection. (shrink)

The paper relativizes the method of ordinal analysis developed for Kripke–Platek set theory to theories which have the power set axiom. We show that it is possible to use this technique to extract information about Power Kripke–Platek set theory, KP.As an application it is shown that whenever KP+AC proves a ΠP2 statement then it holds true in the segment Vτ of the von Neumann hierarchy, where τ stands for the Bachmann–Howard ordinal.

KPM is a subsystem of set theory designed to formalize a recursively Mahlo universe of sets. In this paper we show that a certain ordinal notation system is sufficient to measure the proof-theoretic strength ofKPM. This involves a detour through an infinitary calculus RS(M), for which we prove several cutelimination theorems. Full cut-elimination is available for derivations of $\Sigma (L_{\omega _1^c } )$ sentences, whereω 1 c denotes the least nonrecursive ordinal. This paper is self-contained, at least from a technical (...) point of view. (shrink)

This paper is the first in a series whose objective is to study notions of large sets in the context of formal theories of constructivity. The two theories considered are Aczel's constructive set theory and Martin-Löf's intuitionistic theory of types. This paper treats Mahlo's π-numbers which give rise classically to the enumerations of inaccessibles of all transfinite orders. We extend the axioms of CZF and show that the resulting theory, when augmented by the tertium non-datur, is equivalent to ZF plus (...) the assertion that there are inaccessibles of all transfinite orders. Finally, the theorems of that extension of CZF are interpreted in an extension of Martin-Löf's intuitionistic theory of types by a universe. (shrink)

It is shown how the strong ordinal notation systems that figure in proof theory and have been previously defined by employing large cardinals, can be developed directly on the basis of their recursively large counterparts. Thereby we provide a completely new approach to well-ordering proofs as will be exemplified by determining the proof-theoretic ordinal of the systemKPM of [R91].

In the first part we show why ordinals and ordinal notations are naturally connected with proof theoretical research. We introduce the program of ordinal analysis. The second part gives examples of applications of ordinal analysis.

We study the logical and computational properties of basic theorems of uncountable mathematics, including the Cousin and Lindelöf lemma published in 1895 and 1903. Historically, these lemmas were among the first formulations of open-cover compactness and the Lindelöf property, respectively. These notions are of great conceptual importance: the former is commonly viewed as a way of treating uncountable sets like e.g. [Formula: see text] as “almost finite”, while the latter allows one to treat uncountable sets like e.g. [Formula: see text] (...) as “almost countable”. This reduction of the uncountable to the finite/countable turns out to have a considerable logical and computational cost: we show that the aforementioned lemmas, and many related theorems, are extremely hard to prove, while the associated sub-covers are extremely hard to compute. Indeed, in terms of the standard scale (based on comprehension axioms), a proof of these lemmas requires at least the full extent of second-order arithmetic, a system originating from Hilbert–Bernays’ Grundlagen der Mathematik. This observation has far-reaching implications for the Grundlagen’s spiritual successor, the program of Reverse Mathematics, and the associated Gödel hierarchy. We also show that the Cousin lemma is essential for the development of the gauge integral, a generalization of the Lebesgue and improper Riemann integrals that also uniquely provides a direct formalization of Feynman’s path integral. (shrink)

Induction–recursion is a powerful definition method in intuitionistic type theory. It extends inductive definitions and allows us to define all standard sets of Martin-Löf type theory as well as a large collection of commonly occurring inductive data structures. It also includes a variety of universes which are constructive analogues of inaccessibles and other large cardinals below the first Mahlo cardinal. In this article we give a new compact formalization of inductive–recursive definitions by modeling them as initial algebras in slice categories. (...) We give generic formation, introduction, elimination, and equality rules generalizing the usual rules of type theory. Moreover, we prove that the elimination and equality rules are equivalent to the principle of the existence of initial algebras for certain endofunctors. We also show the equivalence of the current formulation with the formulation of induction–recursion as a reflection principle given in Dybjer and Setzer 93). Finally, we discuss two type-theoretic analogues of Mahlo cardinals in set theory: an external Mahlo universe which is defined by induction–recursion and captured by our formalization, and an internal Mahlo universe, which goes beyond induction–recursion. We show that the external Mahlo universe, and therefore also the theory of inductive–recursive definitions, have proof-theoretical strength of at least Rathjen's theory KPM. (shrink)

In this article we show how to extract with the use of the Buchholz -Cichon-Weiermann approach to subrecursive hierarchies from Rathjen's 1991 ordinal analysis of KPM a characterization of the provably total number-theoretic functions of KPM and some of its subsystems in a uniform and direct way.

In this paper we introduce a recursive notation system $O(\mu)$ of ordinals. An element of the notation system is called an ordinal diagram following G. Takeuti [25]. The system is designed for proof theoretic study of theories of recursively Mahlo universes. We show that for each $\alpha<\Omega$ in $O(\mu)$ KPM proves that the initial segment of $O(\mu)$ determined by $\alpha$ is a well ordering. Proof theoretic study for such theories will be reported in [9].