This dissertation is divided into two parts. In the first part I defend substantivalism. I do this by offering, in chapter 1, a counterpart-theoretic defense of substantivalism from Leibniz’ shift arguments. Then, in chapter 2, I defend substantivalism from the hole argument and argue, against the consensus, that the question of haecceitism is irrelevant to substantivalism in the context of general relativity. In the second part of the dissertation I defend supersubstantivalism. I do this by offering, in chapter 3, an (...) argument against dualistic substantivalism. The argument appeals to plausible principles of modal plenitude to show that the dualist is committed to a range of problematic possibilities. Then, in chapter 4, I consider a range of supersubstantivalist positions. I conclude by arguing for a version of supersubstantivalism I call compresence supersubstantivalism. (shrink)

Lynne Baker’s case for the incompatibility of naturalism with the first-person perspective raises a range of questions about the relationship between naturalism and the various properties involved in first-person perspectives. After arguing that non-qualitative properties—most notably, haecceities like being Lynne Baker—are ineliminably tied to first-person perspectives, this paper considers whether naturalism and non-qualitative properties are, in fact, compatible. In doing so, the discussion focus on Shamik Dasupgta’s argument against individuals and, in turn, non-qualitative properties. Several strategies for undermining Dasgupta's argument (...) are considered, drawing on de re laws and haecceitistic possibilities. Finally, an analogy is drawn between naturalism and platonism regarding mathematical entities and naturalism's parallel commitment to individuals. I conclude that naturalists are obliged to posit non-qualitative properties. (shrink)

The celu of the philosophical literature on the hole argument is the 1987 paper by Earman \& Norton ["What Price Space-time Substantivalism? The Hole Story" Br. J. Phil. Sci.]. This paper has a well-known back-story, concerning work by Stachel and Norton on Einstein's thinking in the years 1913-15. Less well-known is a connection between the hole argument and Earman's work on Leibniz in the 1970s and 1980s, which in turn can be traced to an argument first presented in 1975 by (...) Howard Stein. Remarkably, this thread originates with a misattribution: the argument Earman attributes to Stein, which ultimately morphs into the hole argument, was not the argument Stein gave. The present paper explores this episode and presents some reflections on how it bears on the subsequent literature. (shrink)

The hole argument purports to show that all spacetime theories of a certain form are indeterministic, including the General Theory of Relativity. The argument has given rise to an industry of searching for a metaphysics of spacetime that delivers the right modal implications to rescue determinism. In this paper, I first argue that certain prominent extant replies to the hole argument—namely, those that appeal to an essentialist doctrine about spacetime—fail to deliver the requisite modal implications. As part of my argument, (...) I show that threats to determinism of the sort brought out by the hole argument are more general than has heretofore been recognized. I then use these results to propose a novel essentialist doctrine about spacetime that successfully rescues determinism, what I call sufficiency metric essentialism. However, I go on to argue that once we realize what an essentialist doctrine about spacetime must look like in order to address the hole argument, we should reject all such doctrines, because they can't fulfill their ambition of improving on standard modal replies to the argument. I close by suggesting some lessons for future work on spacetime and the metaphysics of physics more broadly, and also drawing some general morals for contemporary metaphysics, in particular about (i) whether essence can be used to articulate a precise structuralist doctrine, and (ii) the relationship between essence and modality. (shrink)

The consensus among spacetime substantivalists is to respond to Leibniz's classic shift arguments, and their contemporary incarnation in the form of the hole argument, by pruning the allegedly problematic metaphysical possibilities that generate these arguments. Some substantivalists do so by directly appealing to a modal doctrine akin to anti-haecceitism. Other substantivalists do so by appealing to an underlying hyperintensional doctrine that implies some such modal doctrine. My first aim in this paper is to pose a challenge for all extant forms (...) of this consensus position. My second aim is to show what form substantivalism must take in order to uphold the consensus while addressing this challenge. The result is a novel "plenitudinous" substantivalist view, which predicts that certain modal facts about spacetime are vague or indeterminate. I then argue against this view on independent grounds, concluding that substantivalists should reject the consensus position. The paper also discusses the way forward for substantivalists in light of this conclusion. (shrink)

Background independence begins life as an informal property that a physical theory might have, often glossed as 'doesn't posit a fixed spacetime background'. Interest in trying to offer a precise account of background independence has been sparked by the pronouncements of several theorists working on quantum gravity that background independence embodies in some sense an essential discovery of the General Theory of Relativity, and a feature we should strive to carry forward to future physical theories. This paper has two goals. (...) The first is to investigate what a world must be like in order to be truly described by a background independent theory given extant accounts of background independence. The second is to argue that there are no non-empirical reasons to be more confident in theories that satisfy extant accounts of background independence than in theories that don't. The paper concludes by drawing a general moral about a way in which focussing primarily on mathematical formulations of our physical theories can adversely affect debates in the metaphysics of physics. (shrink)

This special issue of Foundations of Physics collects together articles representing some recent new perspectives on the hole argument in the history and philosophy of physics. Our task here is to introduce those new perspectives.

The paper describes two approaches to determinism: one focuses on the features of global objects, such as possible worlds or models of a theory, whereas the other’s concern is the possible behaviour of individual objects. It then gives an outline of an individuals-based analysis of the determinism of theories. Finally, a general relativistic spacetime with non-isometric extensions is described and used to illustrate a conflict between the two approaches: this spacetime is indeterministic by the first approach but deterministic by the (...) second approach. (shrink)

The Hole Argument was originally formulated by Einstein and it haunted him as he struggled to understand the meaning of spacetime coordinates in the context of the diffeomorphism invariance of general relativity. This argument has since been put to philosophical use by Earman and Norton to argue against a substantival conception of spacetime. In the present work I demonstrate how Earman and Norton’s Hole Argument can be extended to exclude everything and not merely substantival manifolds. These casualties of the hole (...) demonstrate that the Hole Argument hinges essentially on our notion of determinism and not on the diffeomorphic freedom of general relativity. Just as Earman and Norton argue that we should not let our metaphysics run roughshod over the structure of our physical theories, so I will argue that, in particular, we should not uncritically allow our metaphysics to dictate what our physical theories must determine. The central conviction which drives the arguments of this paper is that deterministic theories are not required to determine for future moments what they cannot determine for any present or past moments. I provide two arguments to the effect that a physically informed notion of determinism does not require general relativity to determine substantival facts. Consequently the Hole Argument cannot be used against substantival spacetime. The position that I advocate is an instance of “sophisticated determinism.”. (shrink)

The article investigates the relations between Hausdorff and non-Hausdorff manifolds as objects of general relativity. We show that every non-Hausdorff manifold can be seen as a result of gluing together some Hausdorff manifolds. In the light of this result, we investigate a modal interpretation of a non-Hausdorff differential manifold, according to which it represents a bundle of alternative space-times, all of which are compatible with a given initial data set.

It is often claimed that one can avoid the kind of underdetermination that is a typical consequence of symmetries in physics by stipulating that symmetry-related models represent the same state of affairs (Leibniz Equivalence). But recent commentators (Dasgupta 2011; Pooley 2021; Pooley and Read 2021; Teitel 2021a) have responded that claims about the representational capacities of models are irrelevant to the issue of underdetermination, which concerns possible worlds themselves. In this paper I distinguish two versions of this objection: (1) that (...) a theory’s formalism does not (fully) determine the space of physical possibilities, and (2) that the relevant notion of possibility is not physical possibility. I offer a refutation of each. (shrink)

The hole argument purportedly shows that spacetime substantivalism implies a pernicious form of indeterminism. We show that the argument is seductive only because it mistakes a trivial claim (viz. there are isomorphic models) for a significant claim (viz. there are hole isomorphisms). We prove that the latter claim is false -- thereby closing the debate about whether substantivalism implies indeterminism.

Recent work on the hole argument in general relativity by Weatherall has drawn attention to the neglected concept of models’ representational capacities. I argue for several theses about the structure of these capacities, including that they should be understood not as many-to-one relations from models to the world, but in general as many-to-many relations constrained by the models’ isomorphisms. I then compare these ideas with a recent argument by Belot for the claim that some isometries “generate new possibilities” in general (...) relativity. Philosophical orthodoxy, by contrast, denies this. Properly understanding the role of representational capacities, I argue, reveals how Belot’s rejection of orthodoxy does not go far enough, and makes better sense of our practices in theorizing about spacetime. (shrink)

I apply homotopy type theory to the hole argument as formulated by Earman and Norton. I argue that HoTT gives a precise sense in which diffeomorphism-related Lorentzian manifolds represent the same spacetime, undermining Earman and Norton’s verificationist dilemma and common formulations of the hole argument. However, adopting this account does not alleviate worries about determinism: general relativity formulated on Lorentzian manifolds is indeterministic using this standard of sameness and the natural formalization of determinism in HoTT. Fixing this indeterminism results in (...) a more faithful mathematical representation of general relativity as used by physicists. It also gives a substantive notion of general covariance. (shrink)

This paper criticizes the traditional philosophical account of the quantization of gauge theories and offers an alternative. On the received view, gauge theories resist quantization because they feature distinct mathematical representatives of the same physical state of affairs. This resistance is overcome by a sequence of ad hoc modifications, justified in part by reference to semiclassical electrodynamics. Among other things, these modifications introduce "ghosts": particles with unphysical properties which do not appear in asymptotic states and which are said to be (...) purely a notational convenience. I argue that this sequence of modifications is unjustified and inadequate, making it a poor basis for the interpretation of ghosts. I then argue that gauge theories can be quantized by the same method as any other theory. On this account, ghosts are not purely notation: they are coordinates on the classical configuration space of the theory—specifically, on its gauge structure. This interpretation does not fall prey to the standard philosophical arguments against the significance of ghosts, due to Weingard. Weingard’s argumentative strategy, properly applied, in fact tells in favor of ghosts’ physical significance. (shrink)

This essay is about how the notion of “structure” in ontic structuralism might be made precise. More specifically, my aim is to make precise the idea that the structure of the world is given by the relations inhering in the world, in such a way that the relations are ontologically prior to their relata. The central claim is the following: one can do so by giving due attention to the relationships that hold between those relations, by making use of certain (...) notions from algebraic logic. (shrink)

The hole argument concludes that substantivalism about spacetime entails the radical indeterminism of the general theory of relativity (GR). In this paper, I amend and defend a response to the hole argument first proposed by Butterfield (1989) that relies on the idea of counterpart substantivalism. My amendment clarifies and develops the metaphysical presuppositions of counterpart substantivalism and its relation to various definitions of determinism. My defence consists of two claims. First, contra Weatherall (2018) and others: the hole argument is not (...) a blunder resulting from a mistaken view on how mathematical physics works, and requires a developed (meta)metaphysical response. Second, contra Melia (1999) and others: one can be content with a notion of determinism for GR which is not sensitive to merely haecceitistic differences. (shrink)

Haecceitism and Hume’s Dictum are each controversial theses about necessity and possibility. According to haecceitism, there are qualitatively indiscernible possible worlds that differ only with respect to which individuals occupy which qualitative roles. According to Hume’s Dictum, there are no necessary connections between distinct entities or, as Humeans sometimes put it, reality admits of “free recombination” so any entities can co-exist or fail to co-exist. This paper introduces a puzzle that results from the combination of haecceitism and Hume’s Dictum. This (...) puzzle revolves around the free recombination of non-qualitative properties like being Socrates. After considering several responses to this puzzle, I defend an ideology-driven solution, which dispenses with non-qualitative properties like being Socrates in favour of primitive theoretical ideology while, at the same time, preserving a commitment to both haecceitism and Hume’s Dictum. (shrink)

The distinction between qualitative properties like mass and shape and non-qualitative properties like being Napoleon and being next to Obama is important, but remains largely unexamined. After discussing its theoretical significance and cataloguing various kinds of non-qualitative properties, I survey several views about the nature of this distinction and argue that all proposed reductive analyses of this distinction are unsatisfactory. I then defend primitivism, according to which the distinction resists reductive analysis.

According to haecceitism, some maximal possibilities differ even while they are qualitatively indiscernible. Since haecceitism is a modal thesis, it is typically defended by appeal to conceivability arguments. These arguments require us to conceive of qualitatively indiscernible possibilities that differ only with respect to the identity of the individuals involved. This paper examines a series of conceivability arguments for haecceitism and a variety of anti-haecceitist responses. It concludes that there is no irresistible conceivability argument for haecceitism even while anti-haecceitist responses (...) do come with certain notable commitments. (shrink)

The central aim of this paper is to use a particular view about how the laws of nature govern the evolution of our universe in order to develop and evaluate the two main competing options in the metaphysics of persistence, namely endurantism and perdurantism. We begin by motivating the view that our laws of nature dictate not only qualitative facts about the future, but also which objects will instantiate which qualitative properties. We then show that both traditional doctrines in the (...) metaphysics of persistence must take on surprising further commitments in order to vindicate our universe being law-governed in this strong sense. For example, we argue that endurantists should adopt a particular version of monism, and that perdurantists should adopt a qualitativist doctrine that dispenses with all individuals at the fundamental level. (shrink)

I illustrate a challenge to a view that is a response to the Hole Argument. The view, sophisticated substantivalism, has been claimed to be the received view. While sophisticated substantivalism has many defenders, there is a fundamental tension in the view that has not received the attention it deserves. Anyone who defends or endorses sophisticated substantivalism, should acknowledge this challenge, and should either show why it is not serious or explain how to respond to it.

Substantivalists believe that spacetime and its parts are fundamental constituents of reality. Relationalists deny this, claiming that spacetime enjoys only a derivative existence. I begin by describing how the Galilean symmetries of Newtonian physics tell against both Newton's brand of substantivalism and the most obvious relationalist alternative. I then review the obvious substantivalist response to the problem, which is to ditch substantival space for substantival spacetime. The resulting position has many affinities with what are arguably the most natural interpretations of (...) special and general relativity. I move on to consider and reject two recent antisubstantivalist lines of thought. The interim conclusion is that the best argument for relationalism is an appeal to Ockham's razor. However, for this to be successful there must be genuine relationalist theories that share the theoretical virtues of their substantivalist rivals but without the additional ontological commitment. The bulk of the paper is therefore an investigation of various concrete relationalist proposals. I distinguish three options for the relationalist in the face of the success of Galilean invariant physics and trace how these generalise to relativistic physics. One of the options is particularly promising but, since its basic objects end up being spacetime points, this does not help the prospects of relationalism as traditionally conceived. I end with some reflections on the fate of substantivalism in the aftermath of the Hole Argument, concluding that we have as yet to be given good reasons to abandon the natural, substantivalist interpretation of current physics. (shrink)

One of Julian Barbour’s main aims is to solve the problem of time that appears in quantum geometrodynamics (QG). QG involves the application of canonical quantization procedure to the Hamiltonian formulation of General Relativity. The problem of time arises because the quantization of the Hamiltonian constraint results in an equation that has no explicit time parameter. Thus, it appears that the resulting equation, as apparently timeless, cannot describe evolution of quantum states. Barbour attempts to resolve the problem by allegedly eliminating (...) time from his interpretation of QG. In order to evaluate the efficacy of his solution, it is necessary to ascertain in what sense time has been eliminated from his theory. I proceed to do so by developing a form of conceptual analysis that is applicable to the concept of time in physical theories and applying this analysis to Barbour’s account. (shrink)

In a companion paper (Pooley & Brown 2001) it is argued that Julian Barbour's Machian approach to dynamics provides a genuinely relational interpretation of Newtonian dynamics and that it is more explanatory than the conventional, substantival interpretation. In this paper the extension of the approach to relativistic physics is considered. General relativity, it turns out, can be reinterpreted as a perfectly Machian theory. However, there are difficulties with viewing the Machian interpretation as more fundamental than the conventional, spacetime interpretation. Moreover, (...) this state of affairs provides little solace for the relationist for, even when interpreted along Machian lines, general relativity is a substantival theory although the basic entity is space, not spacetime. (shrink)

In this paper I examine the connection between symmetry and modality from the perspective of `reduction' methods in geometric mechanics. I begin by setting the problem up as a choice between two opposing views: reduction and non-reduction. I then discern four views on the matter in the literature; they are distinguished by their advocation of distinct geometric spaces as representing `reality'. I come down in favour of non-reductive methods.

This thesis analyses the ontological nature of quantum particles. In it I argue that quantum particles, despite their indistinguishability, are objects in much the same way as classical particles. This similarity provides an important point of continuity between classical and quantum physics. I consider two notions of indistinguishability, that of indiscernibility and permutation symmetry. I argue that neither sort of indistinguishability undermines the identity of quantum particles. I further argue that, when we understand in distinguishability in terms of permutation symmetry, (...) classical particles are just as indistinguishable as quantum particles; for classical physics also possesses permutation symmetry. (shrink)