We classify the phase transition thresholds from provability to unprovability for certain Friedman-style miniaturizations of Kruskal's Theorem and Higman's Lemma. In addition we prove a new and unexpected phase transition result for ε0. Motivated by renormalization and universality issues from statistical physics we finally state a universality hypothesis.

Let T(Ω) be the ordinal notation system from Buchholz-Schütte (1988). [The order type of the countable segmentT(Ω)0 is — by Rathjen (1988) — the proof-theoretic ordinal the proof-theoretic ordinal ofACA 0 + (Π 1 l −TR).] In particular let ↦Ω a denote the enumeration function of the infinite cardinals and leta ↦ ψ0 a denote the partial collapsing operation on T(Ω) which maps ordinals of T(Ω) into the countable segment TΩ 0 of T(Ω). Assume that the (fast growing) extended Grzegorczyk (...) hierarchy $(F_a )_{a \in T(\Omega )_0 }$ and the slow growing hierarchy $(G_a )_{a \in T(\Omega )_0 }$ are defined with respect to the natural system of distinguished fundamental sequences of Buchholz and Schütte (1988) in the following way: $$\begin{array}{*{20}c} {G_0 (n): = 0,} & {F_0 (n): = (n + 1)^2 ,} \\ {\begin{array}{*{20}c} {G_{a + 1} (n): = G_a (n) + 1,} \\ {G_l (n): = G_{l[n]} (n),} \\ \end{array} } & {\begin{array}{*{20}c} {F_{a + 1} (n): = \underbrace {F_a (...F_a }_{n + 1 - times}(n)...),} \\ {F_l (n): = F_{l[n]} (n),} \\ \end{array} } \\ \end{array}$$ wherel is a countable limit ordinal (term) and (l[n]) n ∈N is the distinguished fundamental sequence assigned tol. For each ordinal (term)a in T(Ω) and each natural numbern letC n (a) be the formal term which results from the ordinal terma by successively replacing every occurence ofψ a by $\psi _{ - 1 + C_n (a)}$ whereψ −1 is considered as a defined function symbol, namely $\psi _{ - 1} b: = F_{\psi _0 b + 1} (n + 1)$ . (Note thatψ a 0=Ω a ) In this article it is shown that for each ordinal termψ 0 a in T(Ω) there exists a natural numbern 0 such thatψ 0 C n (a) ∈ T(Ω) and $G_{\psi _0 a} (n) \leqslant F_{\psi _0 C_n (a) + 1} (n + 1)$ holds for alln≥n 0. This hierarchy comparison theorem yields a plethora of new results on nontrivial lower bounds for the slow growing ordinals — i.e. ordinals for which the slow growing hierarchy yields a classification of the provably total functions of the theory in question — of various theories of iterated inductive definitions (and subsystems ofKPi) and on the number and size of the subrecursively inaccessible ordinals — i.e. ordinals at which the extended Grzegorczyk hierarchy and the slow growing hierarchy catch up — below the proof-theoretic ordinal ofACA 0+(Π 1 l −TR). In particular these subrecursively inaccessibles ordinals are necessarily of the form $\psi _0 \Omega ..._{\Omega _\omega }$. (shrink)

We give a self-contained and streamlined version of the classification of the provably computable functions of PA. The emphasis is put on illuminating as well as seems possible the intrinsic computational character of the standard cut elimination process. The article is intended to be suitable for teaching purposes and just requires basic familiarity with PA and the ordinals below ε0. (Familiarity with a cut elimination theorem for a Gentzen or Tait calculus is helpful but not presupposed).

Some quantitative results obtained by proof mining take the form of Herbrand disjunctions that may depend on additional parameters. We attempt to elucidate this fact through an extension to first-order arithmetic of the proof of Herbrand’s theorem due to Gerhardy and Kohlenbach which uses the functional interpretation.

Herbrand's Theorem, in the form of $$\underset{\raise0.3em\hbox{$\smash{\scriptscriptstyle-}$}}{\exists } $$ -inversion lemmata for finitary and infinitary sequent calculi, is the crucial tool for the determination of the provably total function(al)s of a variety of theories. The theories are (second order extensions of) fragments of classical arithmetic; the classes of provably total functions include the elements of the Polynomial Hierarchy, the Grzegorczyk Hierarchy, and the extended Grzegorczyk Hierarchy $\mathfrak{E}^\alpha $ , α < ε0. A subsidiary aim of the paper is to show (...) that the proof theoretic methods used here are distinguished by technical elegance, conceptual clarity, and wide-ranging applicability. (shrink)

Buchholz presented a method to build notation systems for infinite sequent-style derivations, analogous to well-known systems of notation for ordinals. The essential feature is that from a notation one can read off by a primitive recursive function its n th predecessor and, e.g. the last rule applied. Here we extend the method to the more general setting of infinite terms, in order to make it applicable in other proof-theoretic contexts as well as in recursion theory. As examples, we use the (...) method to 1. give a new proof of a well-known trade-off theorem , which says that detours through higher types can be eliminated by the use of transfinite recursion along higher ordinals, and 2. construct a continuous normalization operator with an explicit modulus of continuity. (shrink)

Ratajczyk, Z., Subsystems of true arithmetic and hierarchies of functions, Annals of Pure and Applied Logic 64 95–152. The combinatorial method coming from the study of combinatorial sentences independent of PA is developed. Basing on this method we present the detailed analysis of provably recursive functions associated with higher levels of transfinite induction, I, and analyze combinatorial sentences independent of I. Our treatment of combinatorial sentences differs from the one given by McAloon [18] and gives more natural sentences. The same (...) method give also a combinatorial technique with no use of the cut-elimination theorem which is appropriate to study proof-theoretic strength of subsystems of first order arithmetic and some of their expansions. It was used to analyze iterated reflection principle and system of transfinite induction with a satisfaction class. (shrink)

We adapt a continuous logic axiomatization of tracial von Neumann algebras due to Farah, Hart and Sherman in order to prove a metatheorem for this class of structures in the style of proof mining, a research programme that aims to obtain the hidden computational content of ordinary mathematical proofs using tools from proof theory.

Hilbert's ε-calculus is based on an extension of the language of predicate logic by a term-forming operator εx. Two fundamental results about the ε-calculus, the first and second epsilon theorem, play a rôle similar to that which the cut-elimination theorem plays in sequent calculus. In particular, Herbrand's Theorem is a consequence of the epsilon theorems. The paper investigates the epsilon theorems and the complexity of the elimination procedure underlying their proof, as well as the length of Herbrand disjunctions of existential (...) theorems obtained by this elimination procedure. (shrink)

We formulate epsilon substitution method for elementary analysisEA (second order arithmetic with comprehension for arithmetical formulas with predicate parameters). Two proofs of its termination are presented. One uses embedding into ramified system of level one and cutelimination for this system. The second proof uses non-effective continuity argument.

The Hilbert program was actually a specific approach for proving consistency, a kind of constructive model theory. Quantifiers were supposed to be replaced by ε-terms. εxA(x) was supposed to denote a witness to ∃xA(x), or something arbitrary if there is none. The Hilbertians claimed that in any proof in a number-theoretic system S, each ε-term can be replaced by a numeral, making each line provable and true. This implies that S must not only be consistent, but also 1-consistent. Here we (...) show that if the result is supposed to be provable within S, a statement about all Pi-0-2 statements that subsumes itself within its own scope must be provable, yielding a contradiction. The result resembles Gödel's but arises naturally out of the Hilbert program itself. (shrink)

In the Handbook of Mathematical Logic, the Paris-Harrington variant of Ramsey's theorem is celebrated as the first result of a long ‘search’ for a purely mathematical incompleteness result in first-order Peano arithmetic. This paper questions the existence of any such search and the status of the Paris-Harrington result as the first mathematical incompleteness result. In fact, I argue that Gentzen gave the first such result, and that it was restated by Goodstein in a number-theoretic form.

For any extension $T$ of $I\Sigma_{1}$ having a cut-elimination property extending that of $I\Sigma_{1}$ , the number of different proofs that can be obtained by cut elimination from a single $T$ -proof cannot be bound by a function which is provably total in $T$.

I attribute an 'intensional reading' of the second incompleteness theorem to its author, Kurt G del. My argument builds partially on an analysis of intensional and extensional conceptions of meta-mathematics and partially on the context in which G del drew two familiar inferences from his theorem. Those inferences, and in particular the way that they appear in G del's writing, are so dubious on the extensional conception that one must doubt that G del could have understood his theorem extensionally. However, (...) on the intensional conception, the inferences are straightforward. For that reason I conclude that G del had an intensional understanding of his theorem. Since this conclusion is in tension with the generally accepted view of G del's understanding of mathematical truth, I explain how to reconcile that view with the intensional reading of the theorem that I attribute to G del. The result is a more detailed account of G del's conception of meta-mathematics than is currently available. (shrink)

In 1952, Heinrich Scholz published a question in The Journal of Symbolic Logic asking for a characterization of spectra, i.e., sets of natural numbers that are the cardinalities of finite models of first order sentences. Günter Asser in turn asked whether the complement of a spectrum is always a spectrum. These innocent questions turned out to be seminal for the development of finite model theory and descriptive complexity. In this paper we survey developments over the last 50-odd years pertaining to (...) the spectrum problem. Our presentation follows conceptual developments rather than the chronological order. Originally a number theoretic problem, it has been approached by means of recursion theory, resource bounded complexity theory, classification by complexity of the defining sentences, and finally by means of structural graph theory. Although Scholz' question was answered in various ways, Asser's question remains open. (shrink)

We discuss Kunen’s algorithmic implementation of a proof for the Paris–Harrington theorem, and the author’s and da Costa’s proposed “exotic” formulation for the P = NP hypothesis. Out of those two examples we ponder the relation between mathematics within an axiomatic framework, and intuitive or informal mathematics.

We show that the P 2 0 sentence, and explore some of theconsequences of that fact. This paper summarizes recent workby the author with N. C. A. da Costa on the P

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In 1958 Gödel published his Dialectica interpretation, which reduces classical arithmetic to a quantifier-free theory T axiomatizing the primitive recursive functionals of finite type. Here we extend Gödel's T to theories Pn of “predicative” functionals, which are defined using Martin-Löf's universes of transfinite types. We then extend Gödel's interpretation to the theories of arithmetic inductive definitions IDn, so that each IDn is interpreted in the corresponding Pn. Since the strengths of the theories IDn are cofinal in the ordinal Γ0, as (...) a corollary this analysis provides an ordinal-free characterization of the <Γ0-recursive functions. (shrink)

In 1958, G¨ odel published in the journal Dialectica an interpretation of intuitionistic number theory in a quantifier-free theory of functionals of finite type; this subsequently came to be known as G¨ odel’s functional or Dialectica interpretation. The article itself was written in German for an issue of that journal in honor of Paul Bernays’ 70th birthday. In 1965, Bernays told G¨.