Let T(Ω) be the ordinal notation system from Buchholz-Schütte (1988). [The order type of the countable segmentT(Ω)0 is — by Rathjen (1988) — the proof-theoretic ordinal the proof-theoretic ordinal ofACA 0 + (Π 1 l −TR).] In particular let ↦Ω a denote the enumeration function of the infinite cardinals and leta ↦ ψ0 a denote the partial collapsing operation on T(Ω) which maps ordinals of T(Ω) into the countable segment TΩ 0 of T(Ω). Assume that the (fast growing) extended Grzegorczyk (...) hierarchy $(F_a )_{a \in T(\Omega )_0 }$ and the slow growing hierarchy $(G_a )_{a \in T(\Omega )_0 }$ are defined with respect to the natural system of distinguished fundamental sequences of Buchholz and Schütte (1988) in the following way: $$\begin{array}{*{20}c} {G_0 (n): = 0,} & {F_0 (n): = (n + 1)^2 ,} \\ {\begin{array}{*{20}c} {G_{a + 1} (n): = G_a (n) + 1,} \\ {G_l (n): = G_{l[n]} (n),} \\ \end{array} } & {\begin{array}{*{20}c} {F_{a + 1} (n): = \underbrace {F_a (...F_a }_{n + 1 - times}(n)...),} \\ {F_l (n): = F_{l[n]} (n),} \\ \end{array} } \\ \end{array}$$ wherel is a countable limit ordinal (term) and (l[n]) n ∈N is the distinguished fundamental sequence assigned tol. For each ordinal (term)a in T(Ω) and each natural numbern letC n (a) be the formal term which results from the ordinal terma by successively replacing every occurence ofψ a by $\psi _{ - 1 + C_n (a)}$ whereψ −1 is considered as a defined function symbol, namely $\psi _{ - 1} b: = F_{\psi _0 b + 1} (n + 1)$ . (Note thatψ a 0=Ω a ) In this article it is shown that for each ordinal termψ 0 a in T(Ω) there exists a natural numbern 0 such thatψ 0 C n (a) ∈ T(Ω) and $G_{\psi _0 a} (n) \leqslant F_{\psi _0 C_n (a) + 1} (n + 1)$ holds for alln≥n 0. This hierarchy comparison theorem yields a plethora of new results on nontrivial lower bounds for the slow growing ordinals — i.e. ordinals for which the slow growing hierarchy yields a classification of the provably total functions of the theory in question — of various theories of iterated inductive definitions (and subsystems ofKPi) and on the number and size of the subrecursively inaccessible ordinals — i.e. ordinals at which the extended Grzegorczyk hierarchy and the slow growing hierarchy catch up — below the proof-theoretic ordinal ofACA 0+(Π 1 l −TR). In particular these subrecursively inaccessibles ordinals are necessarily of the form $\psi _0 \Omega ..._{\Omega _\omega }$. (shrink)

Inspired by Pohlers' proof-theoretic analysis of KPω we give a straightforward non-metamathematical proof of the (well-known) classification of the provably total functions of $PA, PA + TI(\prec\lceil)$ (where it is assumed that the well-ordering $\prec$ has some reasonable closure properties) and KPω. Our method relies on a new approach to subrecursion due to Buchholz, Cichon and the author.

Inspired by Pohlers' local predicativity approach to Pure Proof Theory and Howard's ordinal analysis of bar recursion of type zero we present a short, technically smooth and constructive strong normalization proof for Gödel's system T of primitive recursive functionals of finite types by constructing an ε 0 -recursive function [] 0 : T → ω so that a reduces to b implies [a] $_0 > [b]_0$ . The construction of [] 0 is based on a careful analysis of the Howard-Schütte (...) treatment of Gödel's T and utilizes the collapsing function ψ: ε 0 → ω which has been developed by the author for a local predicativity style proof-theoretic analysis of PA. The construction of [] 0 is also crucially based on ideas developed in the 1995 paper "A proof of strongly uniform termination for Gödel's T by the method of local predicativity" by the author. The results on complexity bounds for the fragments of T which are obtained in this paper strengthen considerably the results of the 1995 paper. Indeed, for given n let T n be the subsystem of T in which the recursors have type level less than or equal to n+2. (By definition, case distinction functionals for every type are also contained in T n .) As a corollary of the main theorem of this paper we obtain (reobtain?) optimal bounds for the T n -derivation lengths in terms of ω n+2 -descent recursive functions. The derivation lengths of type one functionals from T n (hence also their computational complexities) are classified optimally in terms of $ -descent recursive functions. In particular we obtain (reobtain?) that the derivation lengths function of a type one functional a ∈ T 0 is primitive recursive, thus any type one functional a in T 0 defines a primitive recursive function. Similarly we also obtain (reobtain?) a full classification of T 1 in terms of multiple recursion. As proof-theoretic corollaries we reobtain the classification of the IΣ n+1 -provably recursive functions. Taking advantage from our finitistic and constructive treatment of the terms of Gödel's T we reobtain additionally (without employing continuous cut elimination techniques) that PRA + PRWO ( $\varepsilon_0) \vdash \Pi^0_2$ - Refl(PA) and PRA + PRWO ( $\omega_{n+2}) \vdash \Pi^0_2$ - Refl(I Σ n+1 ), hence PRA + PRWO( $\epsilon_0) \vdash$ Con(PA) and PRA + PRWO( $\omega_{n+2}) \vdash$ Con(IΣ n+1 ). For programmatic reasons we outline in the introduction a vision of how to apply a certain type of infinitary methods to questions of finitary mathematics and recursion theory. We also indicate some connections between ordinals, term rewriting, recursion theory and computational complexity. (shrink)

We give a self-contained and streamlined version of the classification of the provably computable functions of PA. The emphasis is put on illuminating as well as seems possible the intrinsic computational character of the standard cut elimination process. The article is intended to be suitable for teaching purposes and just requires basic familiarity with PA and the ordinals below ε0. (Familiarity with a cut elimination theorem for a Gentzen or Tait calculus is helpful but not presupposed).

This paper is intended to give for a general mathematical audience a survey of intriguing connections between analytic combinatorics and logic. We define the ordinals below ε0 in non-logical terms and we survey a selection of recent results about the analytic combinatorics of these ordinals. Using a versatile and flexible compression technique we give applications to phase transitions for independence results, Hilbert’s basis theorem, local number theory, Ramsey theory, Hydra games, and Goodstein sequences. We discuss briefly universality and renormalization issues (...) in this context. Finally, we indicate how regularity properties of ordinal count functions can be used to prove logical limit laws. (shrink)

The class of all recursive functions fails to possess a natural hierarchical structure, generated predicatively from "within". On the other hand, many (proof-theoretically significant) sub-recursive classes do. This paper attempts to measure the limit of predicative generation in this context, by classifying and characterizing those (predictably terminating) recursive functions which can be successively defined according to an autonomy condition of the form: allow recursions only over well-orderings which have already been "coded" at previous levels. The question is: how can a (...) recursion code a well-ordering? The answer lies in Girard's theory of dilators, but is reworked here in a quite different and simplified framework specific to our purpose. The "accessible" recursive functions thus generated turn out to be those provably recursive in $(\prod_{1}^{1}-CA)_{0}$. (shrink)

It is well known that the Ackermann function can be defined via diagonalization from an iteration hierarchy which is built on a start function like the successor function. In this paper we study for a given start function g iteration hierarchies with a sub-linear modulus h of iteration. In terms of g and h we classify the phase transition for the resulting diagonal function from being primitive recursive to being Ackermannian.

We aim at a conceptually clear and technically smooth investigation of Ackermann’s substitution method [W. Ackermann, Zur Widerspruchsfreiheit der Zahlentheorie, Math. Ann. 117 162–194]. Our analysis provides a direct classification of the provably recursive functions of , i.e. Peano Arithmetic framed in the ε-calculus.

We consider five ordinal notation systems of ε0 which are all well-known and of interest in proof-theoretic analysis of Peano arithmetic: Cantor’s system, systems based on binary trees and on countable tree-ordinals, and the systems due to Schütte and Simpson, and to Beklemishev. The main point of this paper is to demonstrate that the systems except the system based on binary trees are equivalent as structured systems, in spite of the fact that they have their origins in different views and (...) trials in proof theory. This is true while Weiermann’s results based on Friedman-style miniaturization indicate that the system based on binary trees is of different character than the others. (shrink)

We study some variations of the so-called Hardy hierarchy of quickly growing functions, known from the literature, and obtain analogues of Ratajczyk's approximation lemma for them.

We prove that for each β, γ < ε0 there existsα < ε0 such that whenever A ⊆ ω is α ‐large and G: A → β is such that (∀a ∈ A)(psn(G (a)) ≤ a), then there exists a γ ‐large C ⊆ A on which G is nondecreasing. Moreover, we give upper bounds for α for small ordinals β ≤ ω (© 2009 WILEY‐VCH Verlag GmbH & Co. KGaA, Weinheim).

We elaborate Weiermann-style phase transitions for well-partial-orderings (wpo) determined by iterated finite sequences under Higman-Friedman style embedding with Gordeev’s symmetric gap condition. For every d-times iterated wpo \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\left({\rm S}\text{\textsc{eq}}^{d}, \trianglelefteq _{d}\right)}$$\end{document} in question, d > 1, we fix a natural extension of Peano Arithmetic, \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${T \supseteq \sf{PA}}$$\end{document}, that proves the corresponding second-order sentence \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\sf{WPO}\left({\rm (...) S}{\textsc{eq}}^{d}, \trianglelefteq _{d}\right) }$$\end{document}. Having this we consider the following parametrized first-order slow well-partial-ordering sentence \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\sf{SWP}\left({\rm S}\text{\textsc{eq}}^{d}, \trianglelefteq _{d}, r\right):}$$\end{document}\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\left( \forall K > 0 \right) \left( \exists M > 0\right) \left( \forall x_{0},\ldots,x_{M}\in {\rm S}\text{\textsc{eq}}^{d}\right)$$\end{document}\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\left( \left( \forall i\leq M\right) \left( \left| x_{i}\right| 1}$$\end{document} then \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\sf{SWP}\left({\rm S}\text{\textsc{eq}}^{d}, \trianglelefteq _{d},r \right) }$$\end{document} is not provable in T.Moreover, by the well-known proof theoretic equivalences we can just as well replace T by PA or ACA0 and \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\Delta _{1}^{1}\sf{CA}}$$\end{document}, if d = 2 and d = 3, respectively.In the limit case d → ∞ we replaceEFA-provably computable reals r by EFA-provably computable functions \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${f: \mathbb{N} \rightarrow \mathbb{R}_{+}}$$\end{document} and prove analogous theorems. (In the sequel we denote by \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\mathbb{R}_{+}}$$\end{document} the set of EFA-provably computable positive reals). In the basic case T = PA we strengthen the basic phase transition result by adding the following static threshold clause\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\sf{SWP}\left({\rm S}\text{\textsc{eq}}^{2}, \trianglelefteq _{2}, 1\right)}$$\end{document} is still provable in T = PA (actually in EFA). Furthermore we prove the following dynamic threshold clauses which, loosely speaking are obtained by replacing the static threshold t by slowly growing functions 1α given by \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${1_{\alpha }\left( i\right)\,{:=}\,1+\frac{1}{H_{\alpha }^{-1}\left(i\right) }, H_{\alpha}}$$\end{document} being the familiar fast growing Hardy function and \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${H_{\alpha }^{-1}\left( i\right)\,{:=}\,\rm min \left\{ j \mid H_{\alpha } \left ( j\right) \geq i \right\}}$$\end{document} the corresponding slowly growing inversion. If \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\alpha < \varepsilon _{0}}$$\end{document}, then \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\sf{SWP}\left({\rm S}\text{\textsc{eq}}^{2}, \trianglelefteq _{2}, 1_{\alpha}\right)}$$\end{document} is provable in T = PA. \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\sf{SWP}\left( {\rm S}\text{\textsc{eq}}^{2}, \trianglelefteq _{2},1_{\varepsilon _{0}}\right)}$$\end{document} is not provable in T = PA. We conjecture that this pattern is characteristic for all \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${T\supseteq \sf{PA}}$$\end{document} under consideration and their proof-theoretical ordinals o (T ), instead of \documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\varepsilon _{0}}$$\end{document}. (shrink)

A notation for an ordinal using patterns of resemblance is based on choosing an isominimal set of ordinals containing the given ordinal. There are many choices for this set meaning that notations are far from unique. We establish that among all such isominimal sets there is one which is smallest under inclusion thus providing an appropriate notion of normal form notation in this context. In addition, we calculate the elements of this isominimal set using standard notations based on collapsing functions. (...) This provides a capstone to the results in [2, 6, 8, 9, 7], using further refinement of ordinal arithmetic developed in [8] which then both allows for a simple characterization of normal forms for patterns of order one and will play a key role in the arithmetical analysis of pure patterns of order two, [5]. (shrink)

In this article we show how to extract with the use of the Buchholz -Cichon-Weiermann approach to subrecursive hierarchies from Rathjen's 1991 ordinal analysis of KPM a characterization of the provably total number-theoretic functions of KPM and some of its subsystems in a uniform and direct way.

Weiermann [18] introduces a new method to generate fast growing functions in order to get an elegant and perspicuous proof of a bounding theorem for provably total recursive functions in a formal theory, e.g., in PA. His fast growing function θαn is described as follows. For each ordinal α and natural number n let T α n denote a finitely branching, primitive recursive tree of ordinals, i.e., an ordinal as a label is attached to each node in the tree so (...) that the labelling is compatible with the tree ordering. Then the tree T α n is well founded and hence finite by Konig's lemma. Define θαn=the depth of the tree T α n =the length of the longest branch in T α n . We introduce new fast and slow growing functions in this mode of definitions and show that each of these majorizes provably total recursive functions in PA. (shrink)

Following our [6], though with somewhat different methods here, further variants of Goodstein sequences are introduced in terms of parameterized Ackermann–Péter functions. Each of the sequences is shown to terminate, and the proof-theoretic strengths of these facts are calibrated by means of ordinal assignments, yielding independence results for a range of theories: PRA, PA,$\Sigma ^1_1$-DC$_0$, ATR$_0$, up to ID$_1$. The key is the so-called “Hardy hierarchy” of proof-theoretic bounding finctions, providing a uniform method for associating Goodstein-type sequences with parameterized normal (...) form representations of positive integers. (shrink)

It is shown that the so called slow growing hierarchy depends non trivially on the choice of its underlying structure of ordinals. To this end we investigate the growth rate behaviour of the slow growing hierarchy along natural subsets of notations for $\Gamma_0$. Let T be the set-theoretic ordinal notation system for $\Gamma_0$ and $T^{tree}$ the tree ordinal representation for $\Gamma$. It is shown in this paper that $_{\alpha \in T}$ matches up with the class of functions which are elementary (...) recursive in the Ackermann function as does $_{\alpha \in T^{tree}}$. By thinning out terms in which the addition function symbol occurs we single out subsystems $T* \subseteq T$ and $T^{tree*} \subseteq T^{tree}$ and prove that $_{\alpha \in T^{tree*}}$ still matches up with $_{\alpha \in T^{tree}}$ but $_{\alpha \in T*}$ now consists of elementary recursive functions only. We discuss the relationship between these results and the $\Gamma_0$-based termination proof for the standard rewrite system for the Ackermann function. (shrink)