Modal Interpretations

We summarize a new realist, unextravagant interpretation of quantum theory that builds on the existing physical structure of the theory and allows experiments to have definite outcomes but leaves the theory's basic dynamical content essentially intact. Much as classical systems have specific states that evolve along definite trajectories through configuration spaces, the traditional formulation of quantum theory permits assuming that closed quantum systems have specific states that evolve unitarily along definite trajectories through Hilbert spaces, and our interpretation extends this intuitive (...) picture of states and Hilbert-space trajectories to the more realistic case of open quantum systems despite the generic development of entanglement. Our interpretation—which we claim is ultimately compatible with Lorentz invariance—reformulates wave-function collapse in terms of an underlying interpolating dynamics, makes it possible to derive the Born rule from deeper principles, and resolves several open questions regarding ontological stability and dynamics. (shrink)

We introduce a realist, unextravagant interpretation of quantum theory that builds on the existing physical structure of the theory and allows experiments to have definite outcomes but leaves the theory’s basic dynamical content essentially intact. Much as classical systems have specific states that evolve along definite trajectories through configuration spaces, the traditional formulation of quantum theory permits assuming that closed quantum systems have specific states that evolve unitarily along definite trajectories through Hilbert spaces, and our interpretation extends this intuitive picture (...) of states and Hilbert-space trajectories to the more realistic case of open quantum systems despite the generic development of entanglement. We provide independent justification for the partial-trace operation for density matrices, reformulate wave-function collapse in terms of an underlying interpolating dynamics, derive the Born rule from deeper principles, resolve several open questions regarding ontological stability and dynamics, address a number of familiar no-go theorems, and argue that our interpretation is ultimately compatible with Lorentz invariance. Along the way, we also investigate a number of unexplored features of quantum theory, including an interesting geometrical structure—which we call subsystem space—that we believe merits further study. We conclude with a summary, a list of criteria for future work on quantum foundations, and further research directions. We include an appendix that briefly reviews the traditional Copenhagen interpretation and the measurement problem of quantum theory, as well as the instrumentalist approach and a collection of foundational theorems not otherwise discussed in the main text. (shrink)

Any realist interpretation of quantum theory must grapple with the measurement problem and the status of state-vector collapse. In a no-collapse approach, measurement is typically modeled as a dynamical process involving decoherence. We describe how the minimal modal interpretation closes a gap in this dynamical description, leading to a complete and consistent resolution to the measurement problem and an effective form of state collapse. Our interpretation also provides insight into the indivisible nature of measurement—the fact that you can't stop a (...) measurement part-way through and uncover the underlying 'ontic' dynamics of the system in question. Having discussed the hidden dynamics of a system's ontic state during measurement, we turn to more general forms of open-system dynamics and explore the extent to which the details of the underlying ontic behavior of a system can be described. We construct a space of ontic trajectories and describe obstructions to defining a probability measure on this space. (shrink)

In this paper we attempt to physically interpret the Modal Kochen–Specker theorem. In order to do so, we analyze the features of the possible properties of quantum systems arising from the elements in an orthomodular lattice and distinguish the use of “possibility” in the classical and quantum formalisms. Taking into account the modal and many worlds non-collapse interpretation of the projection postulate, we discuss how the MKS theorem rules the constraints to actualization, and thus, the relation between actual and possible (...) realms. (shrink)

Halvorson and Clifton have given a mathematical reconstruction of Bohr’s reply to Einstein, Podolsky and Rosen, and argued that this reply is dictated by the two requirements of classicality and objectivity for the description of experimental data, by proving consistency between their objectivity requirement and a contextualized version of the EPR reality criterion which had been introduced by Howard in his earlier analysis of Bohr’s reply. In the present paper, we generalize the above consistency theorem, with a rather elementary proof, (...) to a general formulation of EPR states applicable to both non-relativistic quantum mechanics and algebraic quantum field theory; and we clarify the elements of reality in EPR states in terms of Bohr’s requirements of classicality and objectivity, in a general formulation of algebraic quantum theory. (shrink)

Given the impressive success of environment-induced decoherence, nowadays no interpretation of quantum mechanics can ignore its results. The modal-Hamiltonian interpretation has proved to be effective for solving several interpretative problems, but since its actualization rule applies to closed systems, it seems to stand at odds with EID. The purpose of this article is to show that this is not the case: the states einselected by the interaction with the environment according to EID are the eigenvectors of an actual-valued observable belonging (...) to the preferred context selected by the MHI. (shrink)

The aim of this paper is to consider in what sense the modal-Hamiltonian interpretation of quantum mechanics satisfies the physical constraints imposed by the Galilean group. In particular, we show that the only apparent conflict, which follows from boost-transformations, can be overcome when the definition of quantum systems and subsystems is taken into account. On this basis, we apply the interpretation to different well-known models, in order to obtain concrete examples of the previous conceptual conclusions. Finally, we consider the role (...) played by the Casimir operators of the Galilean group in the interpretation. (shrink)

Earman and Ruetsche ([2005]) have cast their gaze upon existing no-go theorems for relativistic modal interpretations, and have found them inconclusive. They suggest that it would be more fruitful to investigate modal interpretations proposed for "really relativistic theories," that is, algebraic relativistic quantum field theories. They investigate the proposal of Clifton ([2000]), and extend Clifton's result that, for a host of states, his proposal yields no definite observables other than multiples of the identity. This leads Earman and Ruetsche to a (...) suspicion that troubles for modal interpretations of such relativistic theories "are due less to the Poincaré invariance of relativistic QFT vs. the Galilean invariance of ordinary nonrelativistic QM than to the infinite number of degrees of freedom of former vs. the finite number of degrees of freedom of the latter" (577-78). I am skeptical of this suggestion. Though there are troubles for modal interpretations of a relativistic quantum field theory that are due to its being a field theory—that is, due to infinitude of the degrees of freedom—they are not the only troubles faced by modal interpretations of quantum theories set in relativistic spacetime; there are also troubles traceable to relativistic causal structure. (shrink)

The aim of this paper is to introduce a new member of the family of the modal interpretations of quantum mechanics. In this modal-Hamiltonian interpretation, the Hamiltonian of the quantum system plays a decisive role in the property-ascription rule that selects the definite-valued observables whose possible values become actual. We show that this interpretation is effective for solving the measurement problem, both in its ideal and its non-ideal versions, and we argue for the physical relevance of the property-ascription rule by (...) applying it to well-known physical situations. Moreover, we explain how this interpretation supplies a description of the elemental categories of the ontology referred to by the theory, where quantum systems turn out to be bundles of possible properties. (shrink)

Modal interpretations have the ambition to construe quantum mechanics as an objective, man-independent description of physical reality. Their second leading idea is probabilism: quantum mechanics does not completely fix physical reality but yields probabilities. In working out these ideas an important motif is to stay close to the standard formalism of quantum mechanics and to refrain from introducing new structure by hand. In this paper we explain how this programme can be made concrete. In particular, we show that the Born (...) probability rule, and sets of definite-valued observables to which the Born probabilities pertain, can be uniquely defined from the quantum state and Hilbert space structure. We discuss the status of probability in modal interpretations, and to this end we make a comparison with many-worlds alternatives. An overall point that we stress is that the modal ideas define a general framework and research programme rather than one definite and finished interpretation. (shrink)

Modal interpretations have the ambition to construe quantum mechanics as an objective, man-independent description of physical reality. Their second leading idea is probabilism: quantum mechanics does not completely fix physical reality but yields probabilities. In working out these ideas an important motif is to stay close to the standard formalism of quantum mechanics and to refrain from introducing new structure by hand. In this paper we explain how this programme can be made concrete. In particular, we show that the Born (...) probability rule, and sets of definite-valued observables to which the Born probabilities pertain, can be uniquely defined from the quantum state and Hilbert space structure. We discuss the status of probability in modal interpretations, and to this end we make a comparison with many-worlds alternatives. An overall point that we stress is that the modal ideas define a general framework and research programme rather than one definite and finished interpretation. (shrink)

In the article the possibility of breaking the eigenvalue-eigenstate link in quantum mechanics is considered. An argument is presented to the effect that there are some non-maximal observables for which the implication from eigenstates to eigenvalues is not valid, i.e. such that although the probability of revealing certain value upon measurement is one, they don't possess this value before the measurement. It is shown that the existence of such observables leads to contextuality, i.e. the thesis that one Hermitean operator can (...) represent more than one physical observable. Finally, contextuality brought about by these considerations is compared with contextuality suggested by the Kochen-Specker paradox. (shrink)

Modal interpretations are hidden-variable, no-collapse interpretations of quantum mechanics that were designed to solve the measurement problem and reconcile this theory with relativity. Yet, as no-go theorems by Dickson and Clifton, Arntzenius and Myrvold demonstrate, current modal interpretations are incompatible with relativity. In the mainstream modal interpretations, properties of composite systems are generally unrelated to the properties of their subsystems. We propose holistic and relational interpretations of properties to explain this failure of property composition. Based on these interpretations, we consider (...) strategies for circumventing Myrvold's theorem, which are also effective against the other two theorems. (shrink)

A number of arguments have been given to show that the modal interpretation of ordinary nonrelativistic quantum mechanics cannot be consistently extended to the relativistic setting. We find these arguments inconclusive. However, there is a prima facie reason to think that a tension exists between the modal interpretation and relativistic invariance; namely, the best candidate for a modal interpretation adapted to relativistic quantum field theory, a prescription due to Rob Clifton, comes out trivial when applied to a number of systems (...) of physical interest. However, it is far from clear whether this difficulty for the modal interpretation is traceable to relativistic invariance per se or to the infinite number of degrees of freedom involved. In any case, the proponents of the modal interpretation have work to do. (shrink)

In terms of beable algebras Halvorson and Clifton [International Journal of Theoretical Physics 38 (1999) 2441–2484] generalized the uniqueness theorem (Studies in History and Philosophy of Modern Physics 27 (1996) 181–219] which characterizes interpretations of quantum mechanics by preferred observables. We examine whether dispersion-free states on beable algebras in the generalized uniqueness theorem can be regarded as truth-value assignments in the case where a preferred observable is the set of all spectral projections of a density operator, and in the case (...) where a preferred observable is the set of all spectral projections of the position operator as well. (shrink)

Two of the main interpretative problems in quantum mechanics are the so-called measurement problem and the question of the compatibility of quantum mechanics with relativity theory. Modal interpretations of quantum mechanics were designed to solve both of these problems. They are no-collapse (typically) indeterministic interpretations of quantum mechanics that supplement the orthodox state description of physical systems by a set of possessed properties that is supposed to be rich enough to account for the classical-like behavior of macroscopic systems, but sufficiently (...) restricted so as to avoid the no-hidden-variables theorems. But, as recent no-go theorems suggest, current modal interpretations are incompatible with relativity. In this paper, we suggest a strategy for circumventing these theorems. We then show how this strategy could naturally be integrated in a relational version of the modal interpretation, where quantum-mechanical states assign relational rather than intrinsic properties. (shrink)

This dissertation begins with the argument that a preferred way of doing metaphysics is through philosophy of physics. An understanding of quantum physics is vital to answering questions such as: What counts as an individual object in physical ontology? Is the universe fundamentally indeterministic? Are indiscernibles identical? This study explores how the various modal interpretations of quantum mechanics answer these sorts of questions; modal accounts are one of the two classes of interpretations along with so-called collapse accounts. This study suggests (...) a new alternative within the class of modal views that yields a more plausible ontology, one in which the Principle of the Identity of Indisceribles is necessarily true. Next, it shows that modal interpretations can consistently deny that the universe must be fundamentally indeterministic so long as they accept certain other metaphysical commitments: either a perfect initial distribution of states in the universe or some form of primitive dispositional properties. Finally, the study sketches out a future research project for modal interpretations based on developing quantified quantum logic. (shrink)

Clifton determined the maximal beable algebra for each faithful normal state in a local algebra [Phys. Lett. A 271 (2000) 167, Proposition 1]. In the present Letter we will determine the maximal beable algebra for any normal state under the same conditions as Clifton's.

It has been suggested that the Modal Interpretation of Quantum Mechanics (QM) is "incomplete" if it lacks a dynamics for possessed values. I argue that this is only one of two possible attitudes one might adopt toward a Modal Interpretation without dynamics. According to the other attitude, such an interpretation is a complete interpretation of QM as standardly formulated, an interpretation whose innovation is to attempt to make sense of the quantum realm without the expedient of novel physics. Then I (...) explain why this attitude, though available, is unattractive. Without dynamics, the Modal Interpretation vanquishes the measurement problem only, it seems, to succumb to the problem of state preparation. On this view, the Modal Interpretation needs dynamics not to be an interpretation at all, but to be an adequate one. I review reasons to suspect that the dynamics which would best suit the Modal Interpretation--a dynamics equivalent to a set of two time transition probabilities of the sort used to solve the preparation problem--is not a dynamics the interpretation can have. I close with a brief discussion of versions of the Modal Interpretation that may not succumb to the considerations presented here. (shrink)

A proof is given, at a greater level of generality than previous 'no-go' theorems, of the impossibility of formulating a modal interpretation that exhibits 'serious' Lorentz invariance at the fundamental level. Particular attention is given to modal interpretations of the type proposed by Bub.

We study the process of observation (measurement), within the framework of a “perspectival” (“relational,” “relative state”) version of the modal interpretation of quantum mechanics. We show that if we assume certain features of discreteness and determinism in the operation of the measuring device (which could be a part of the observer's nerve system), this gives rise to classical characteristics of the observed properties, in the first place to spatial localization. We investigate to what extent semi-classical behavior of the object system (...) itself (as opposed to the observational system) is needed for the emergence of classicality. Decoherence is an essential element in the mechanism of observation that we assume, but it turns out that in our approach no environment-induced decoherence on the level of the object system is required for the emergence of classical properties. (shrink)

Within many approaches to the interpretation of quantum mechanics, especially modal interpretations, one singles out a particular decomposition of the state vector in order to fix the properties that are well-defined for the system. We present a novel proposal for this preferred decomposition. Given a distinguished factorization of the Hilbert space, it is the decomposition that minimizes the Ingarden–Urbanik entropy from among all product decompositions with respect to the distinguished factorization. We incorporate this choice of preferred decomposition into a framework (...) for modal interpretations and investigate in detail the extent to which it provides a solution to the measurement problem and the extent to which it ensures that measurements whose outcomes are predictable with probability 1 reveal pre-existing properties of the system under investigation. (shrink)

Modal interpretations constitute a particular approach to associating dynamical variables with physical systems in quantum mechanics. Given the “quantum logical” constraints that are typically adopted by such interpretations, only certain sets of variables can be taken to be simultaneously definite-valued, and only certain sets of values can be ascribed to these variables at a given time. Moreover, each allowable set of variables and values can be uniquely specified by a single “core” projector in the Hilbert space associated with the system. (...) In general, the core projector can be one of several possibilities at a given time. In most previous modal interpretations, the different possible core projectors have formed an orthogonal set. This paper investigates the possibility of adopting a non-orthogonal set. It is demonstrated that such non-orthogonality is required if measurements for which the outcome can be predicted with probability 1 are to reveal the pre-existing value of the variable measured, an assumption which has traditionally constituted a strong motivation for the modal approach. The existing framework for modal interpretations is generalized to explicitly accommodate non-orthogonal core projectors. (shrink)

I investigate the character of the definite properties defined by the Basic Rule in the Vermaas and Dieks' (1995) version of the modal interpretation of quantum mechanics, specifically for the case of the continuous model of decoherence by Joos and Zeh (1985). While this model suggests that the characteristic length that might be associated with the localisation of an individual system is the coherence length of the state (which converges rapidly to the thermal de Broglie wavelength), I show in an (...) exactly soluble case that the definite properties that are possessed with overwhelming probability in this modal interpretation are delocalized over the entire spread of the state. (shrink)

We show that the Bub-Clifton uniqueness theorem (1996) for 'no collapse' interpretations of quantum mechanics can be proved without the 'weak separability' assumption.

Book Review of Quantum measurement: Beyond paradox.

An outstanding problem in so-called modal interpretations of quantum mechanics has been the specification of a dynamics for the properties introduced in such interpretations. We develop a general framework (in the context of the theory of stochastic processes) for specifying a dynamics for interpretations in this class, focusing on the modal interpretation by Vermaas and Dieks. This framework admits many empirically equivalent dynamics. We give some examples, and discuss some of the properties of one of them. This approach is applicable (...) to a wider class of theories, in particular, those using (discrete) strict effective—as in decoherence theory—superselection rules. (shrink)

The centerpiece of Jeffrey Bub's book Interpreting the Quantum World is a theorem (Bub and Clifton 1996) which correlates each member of a large class of no-collapse interpretations with some 'privileged observable'. In particular, the Bub-Clifton theorem determines the unique maximal sublattice L(R,e) of propositions such that (a) elements of L(R,e) can be simultaneously determinate in state e, (b) L(R,e) contains the spectral projections of the privileged observable R, and (c) L(R,e) is picked out by R and e alone. In (...) this paper, we explore the issue of maximal determinate sets of observables using the tools provided by the algebraic approach to quantum theory; and we call the resulting algebras of determinate observables, "maximal *beable* subalgebras". The capstone of our exploration is a generalized version of Bub and Clifton's theorem that applies to arbitrary (i.e., both mixed and pure) quantum states, to Hilbert spaces of arbitrary (i.e., both finite and infinite) dimension, and to arbitrary observables (including those with a continuous spectrum). Moreover, in the special case covered by the original Bub-Clifton theorem, our theorem reproduces their result under strictly weaker assumptions. This added level of generality permits us to treat several topics that were beyond the reach of the original Bub-Clifton result. In particular: (a) We show explicitly that a (non-dynamical) version of the Bohm theory can be obtained by granting privileged status to the position observable. (b) We show that Clifton's (1995) characterization of the Kochen-Dieks modal interpretation is a corollary of our theorem in the special case when the density operator is taken as the privileged observable. (c) We show that the 'uniqueness' demonstrated by Bub and Clifton is only guaranteed in certain special cases -- viz., when the quantum state is pure, or if the privileged observable is compatible with the density operator. We also use our results to articulate a solid mathematical foundation for certain tenets of the orthodox Copenhagen interpretation of quantum theory. For example, the uncertainty principle asserts that there are strict limits on the precision with which we can know, simultaneously, the position and momentum of a quantum-mechanical particle. However, the Copenhagen interpretation of this fact is not simply that a precision momentum measurement necessarily and uncontrollably disturbs the value of position, and vice-versa; but that position and momentum can never in reality be thought of as simultaneously determinate. We provide warrant for this stronger 'indeterminacy principle' by showing that there is no quantum state that assigns a sharp value to both position and momentum; and, a fortiori, that it is mathematically impossible to construct a beable algebra that contains both the position observable and the momentum observable. We also prove a generalized version of the Bub-Clifton theorem that applies to "singular" states (i.e., states that arise from non-countably-additive probability measures, such as Dirac delta functions). This result allows us to provide a mathematically rigorous reconstruction of Bohr's response to the original EPR argument -- which makes use of a singular state. In particular, we show that if the position of the first particle is privileged (e.g., as Bohr would do in a position measuring context), the position of the second particle acquires a definite value by virtue of lying in the corresponding maximal beable subalgebra. But then (by the indeterminacy principle) the momentum of the second particle is not a beable; and EPR's argument for the simultaneous reality of both position and momentum is undercut. (shrink)

Ruetsche (1996) has argued that van Fraassen's (1991) Copenhagen Variant of the Modal Interpretation (CVMI) gives unsatisfactory accounts of measurement and of state preparation. I defend the CVMI against Ruetsche's first argument by using decoherence to show that the CVMI does not need to account for the measurement scenario which Ruetsche poses. I then show, however, that there is a problem concerning preparation, and the problem is more serious than the one Ruetsche focuses on. The CVMI makes no substantive predictions (...) for the everyday processes we take to be measurements. (shrink)

Modal interpretations take quantum mechanics as a theory which assigns at all times definite values to magnitudes of quantum systems. In the case of single systems, modal interpretations manage to do so without falling prey to the Kochen and Specker no-go theorem, because they assign values only to a limited set of magnitudes. In this paper I present two further no-go theorems which prove that two modal interpretations become nevertheless problematic when applied to more than one system. The first theorem (...) proves that the modal interpretation proposed by Kochen and by Dieks cannot correlate the values simultaneously assigned to three systems. The second and new theorem proves that the atomic modal interpretation proposed by Bacciagaluppi and Dickson and by Dieks cannot correlate the values simultaneously and sequentially assigned to two systems if one assumes that these correlations are uniquely related to the dynamics of the state of the systems. (shrink)

Modal interpretations take quantum mechanics as a theory which assigns at all times definite values to magnitudes of quantum systems. In the case of single systems, modal interpretations manage to do so without falling prey to the Kochen and Specker no-go theorem, because they assign values only to a limited set of magnitudes. In this paper I present two further no-go theorems which prove that two modal interpretations become nevertheless problematic when applied to more than one system. The first theorem (...) proves that the modal interpretation proposed by Kochen and by Dieks cannot correlate the values simultaneously assigned to three systems. The second and new theorem proves that the atomic modal interpretation proposed by Bacciagaluppi and Dickson and by Dieks cannot correlate the values simultaneously and sequentially assigned to two systems if one assumes that these correlations are uniquely related to the dynamics of the state of the systems. (shrink)

This book is about how to understand quantum mechanics by means of a modal interpretation. Modal interpretations provide a general framework within which quantum mechanics can be considered as a theory that describes reality in terms of physical systems possessing definite properties. Quantum mechanics is standardly understood to be a theory about probabilities with which measurements have outcomes. Modal interpretations are relatively new attempts to present quantum mechanics as a theory which, like other physical theories, describes an observer-independent reality. In (...) this book, Pieter Vermaas summarises the results of this work. The book will be of great value to undergraduates, graduate students and researchers in philosophy of science, and physics departments with an interest in learning about modal interpretations of quantum mechanics. (shrink)

According to the modal interpretation, the standard mathematical framework of quantum mechanics specifies the physical magnitudes of a system, which have definite values. Probabilities are assigned to the possible values that these magnitudes may adopt. The interpretation is thus concerned with physical properties rather than with measurement results: it is a realistic interpretation. One of the notable achievements of this interpretation is that it dissolves the notorious measurement problem. The papers collected here, together with the introduction and concluding critical appraisal, (...) explain the various forms of the modal interpretation, survey its achievements, and discuss those problems that have yet to be solved. Audience: Philosophers of science, theoretical physicists, and graduate students in these disciplines. (shrink)

A recent article argues that the modal interpretation of quantum mechanics does not do justice to immediately repeated non-disturbing measurements. This objection has been raised before, but the article presents it in a new, detailed, precise form. I show that the objection is mistaken.

We prove a uniqueness theorem showing that, subject to certain natural constraints, all 'no collapse' interpretations of quantum mechanics can be uniquely characterized and reduced to the choice of a particular preferred observable as determine (definite, sharp). We show how certain versions of the modal interpretation, Bohm's 'causal' interpretation, Bohr's complementarity interpretation, and the orthodox (Dirac-von Neumann) interpretation without the projection postulate can be recovered from the theorem. Bohr's complementarity and Einstein's realism appear as two quite different proposals for selecting (...) the preferred determinate observable--either settled pragmatically by what we choose to observe, or fixed once and for all, as the Einsteinian realist would require, in which case the preferred observable is a 'beable' in Bell's sense, as in Bohm's interpretation (where the preferred observable is position in configuration space). (shrink)

Orthodox quantum mechanics includes the principle that an observable of a system possesses a well-defined value if and only if the presence of that value in the system is certain to be confirmed on measurement. Modal interpretations reject the controversial ‘only if’ half of this principle to secure definite outcomes for quantum measurements that leave the apparatus entangled with the object it has measured. However, using a result that turns on the construction of a Kochen–Specker contradiction, I argue that modal (...) interpretations cannot deliver a metaphysically tenable conception of properties in quantum mechanics unless they also abandon the less controversial ‘if’ half of the orthodox principle. (shrink)