Independence Results in Set Theory

It is standard in set theory to assume that Cantor's Theorem establishes that the continuum is an uncountable set. A challenge for this position comes from the observation that through forcing one can collapse any cardinal to the countable and that the continuum can be made arbitrarily large. In this paper, we present a different take on the relationship between Cantor's Theorem and extensions of universes, arguing that they can be seen as showing that every set is countable and that (...) the continuum is a proper class. We examine several principles based on maximality considerations in this framework, and show how some (namely Ordinal Inner Model Hypotheses) enable us to incorporate standard set theories (including ZFC with large cardinals added). We conclude that the systems considered raise questions concerning the foundational purposes of set theory. (shrink)

We consider all combinatorially possible systems corresponding to subsets of finite set theory (i.e., Zermelo-Fraenkel set theory without the axiom of infinity) and for each of them either provide a well-founded locally finite graph that is a model of that theory or show that this is impossible. To that end, we develop the technique of axiom closure of graphs.

The motivating question of this paper is: ‘How are our beliefs in the theorems of mathematics justified?’ This is distinguished from the question ‘How are our mathematical beliefs reliably true?’ We examine an influential answer, outlined by Russell, championed by Gödel, and developed by those searching for new axioms to settle undecidables, that our mathematical beliefs are justified by ‘intuitions’, as our scientific beliefs are justified by observations. On this view, axioms are analogous to laws of nature. They are postulated (...) to best systematize the data to be explained. We argue that there is a decisive difference between the cases. There is agreement on the data to be systematized in the scientific case that has no analog in the mathematical one. There is virtual consensus over observations, but conspicuous dispute over intuitions. In this respect, mathematics more closely resembles stereotypical philosophy. We conclude by distinguishing two ideas that have long been associated -- realism (the idea that there is an independent reality) and objectivity (the idea that in a disagreement, only one of us can be right). We argue that, while realism is true of mathematics and philosophy, these domains fail to be objective. One upshot of the discussion is that even questions of fundamental physics may fail to be objective in roughly the sense that the question, ‘Is the Parallel Postulate is true?’, understood as one of pure mathematics, fails to be. Another is a kind of pragmatism. Factual questions in mathematics, modality, logic, and evaluative areas go proxy for non-factual practical ones. -/- . (shrink)

Inspired by Cantor's Theorem (CT), orthodoxy takes infinities to come in different sizes. The orthodox view has had enormous influence in mathematics, philosophy, and science. We will defend the contrary view---Countablism---according to which, necessarily, every infinite collection (set or plurality) is countable. We first argue that the potentialist or modal strategy for treating Russell's Paradox, first proposed by Parsons (2000) and developed by Linnebo (2010, 2013) and Linnebo and Shapiro (2019), should also be applied to CT, in a way that (...) vindicates Countabilism. Our discussion dovetails with recent independently developed treatments of CT in Meadows (2015), Pruss (2020), and Scambler (2021), aimed at establishing the mathematical viability, and therefore epistemic possibility, of Countabilism. Unlike these authors, our goal isn't to vindicate the mathematical underpinnings of Countabilism. Rather, we aim to argue that, given that Countabilism is mathematically viable, Countabilism should moreover be regarded as true. After clarifying the modal content of Countabilism, we canvas some of Countabilism's many positive implications, including that Countabilism provides the best account of the pervasive independence phenomena in set theory, and that Countabilism has the power to defuse several persistent puzzles and paradoxes found in physics and metaphysics. We conclude that in light of its theoretical and explanatory advantages, Countabilism is more likely true than not. (shrink)

In this article, we discuss a simple argument that modal metaphysics is misconceived, and responses to it. Unlike Quine's, this argument begins with the simple observation that there are different candidate interpretations of the predicate ‘could have been the case’. This is analogous to the observation that there are different candidate interpretations of the predicate ‘is a member of’. The argument then infers that the search for metaphysical necessities is misguided in much the way the ‘set-theoretic pluralist’ claims that the (...) search for the true axioms of set theory is. We show that the obvious responses to this argument fail. However, a new response has emerged that purports to prove, from higher-order logical principles, that metaphysical possibility is the broadest kind of possibility applying to propositions, and is to that extent special. We distill two lines of reasoning from the literature, and argue that their import depends on premises that any ‘modal pluralist’ should deny. Both presuppose that there is a unique typed hierarchy, which is what the modal pluralist, in the context of higher-order logic, should disavow. In other words, both presupposes that there is a unique candidate for what higher-order claims could mean. We consider the worry that, in a higher-order setting, modal pluralism faces an insuperable problem of articulation, collapses into modal monism, is vulnerable to the Russell-Myhill paradox, or even contravenes the truism that there is a unique actual world, and argue that these worries are misplaced. We also sketch the bearing of the resulting ‘Higher-Order Pluralism’ on the theory of content. One theme of the discussion is that, if Higher-Order Pluralism is correct, then there is no fixed metatheory from which to characterize higher-order reality. (shrink)

Para matemáticos interesados en problemas de fundamentos, lógico-matemáticos y filósofos de la matemática, el axioma de elección es centro obligado de reflexión, pues ha sido considerado esencial en el debate dentro de las posiciones consideradas clásicas en filosofía de la matemática (intuicionismo, formalismo, logicismo, platonismo), pero también ha tenido una presencia fundamental para el desarrollo de la matemática y metamatemática contemporánea. Desde una posición que privilegia el quehacer matemático, nos proponemos mostrar los aportes que ha tenido el axioma en varias (...) áreas fundamentales de la matemática, su aplicación en la lógica de primer orden, así como una breve descripción de las pruebas de consistencia relativa debidas a Gödel y Cohen, las cuales establecieron su independencia del sistema axiomático Zermelo-Fraenkel (ZF). Con todo lo anterior mostraremos cómo el quehacer matemático contemporáneo se adscribe al platonismo matemático en los términos de Bernays y Ferreirós. Revisaremos también los argumentos de Zermelo y Cantor para permitir el uso de asunciones en la matemática, los cuales se acercan a los planteamientos de la investigación científica y esbozan relaciones con la filosofía de la práctica matemática. Finalmente, justificamos el uso del axioma de elección en la contemporaneidad, abogando por unas relaciones de equidad entre la matemática y la filosofía, presentando además su plena vigencia, a través de la referencia a algunos problemas abiertos en la actualidad que vinculan el axioma de elección con la teoría de Ramsey. (shrink)

Putnam’s model-theoretic arguments for the indeterminacy of reference have been taken to pose a special problem for mathematical languages. In this paper, I argue that if one accepts that there are theory-external constraints on the reference of at least some expressions of ordinary language, then Putnam’s model-theoretic arguments for mathematical languages don’t go through. In particular, I argue for a kind of descriptivism about mathematical expressions according to which their reference is “anchored” in the reference of expressions of ordinary language. (...) These anchors add enough to the content of mathematical expressions to forestall the radical kind of indeterminacy that model-theoretic arguments are purported to show, while still leaving room for a plausible, moderate kind of indeterminacy. (shrink)

In this paper, I argue that a naturalist approach in philosophy of mathematics justifies a pluralist conception of set theory. For the pluralist, there is not a Single Universe, but there is rather a Multiverse, composed by a plurality of universes generated by various set theories. In order to justify a pluralistic approach to sets, I apply the two naturalistic principles developed by Penelope Maddy (cfr. Maddy (1997)), UNIFY and MAXIMIZE, and analyze through them the potential of the set theoretic (...) multiverse to be the best framework for mathematical practice. According to UNIFY, an adequate set theory should be foundational, in the sense that it should allow one to represent all the currently accepted mathematical theories. As for MAXIMIZE, this states that any adequate set theory should be as powerful as possible, allowing one to prove as many results and isomorphisms as possible. In a recent paper, Maddy (2017) has argued that this two principle justify ZFC as the best framework for mathematical practice. I argue that, pace Maddy, these two principles justify a multiverse conception of set theory, more precisely, the generic multiverse with a core (GMH). (shrink)

Discussion of new axioms for set theory has often focused on conceptions of maximality, and how these might relate to the iterative conception of set. This paper provides critical appraisal of how certain maximality axioms behave on different conceptions of ontology concerning the iterative conception. In particular, we argue that forms of multiversism (the view that any universe of a certain kind can be extended) and actualism (the view that there are universes that cannot be extended in particular ways) face (...) complementary problems. The latter view is unable to use maximality axioms that make use of extensions, where the former has to contend with the existence of extensions violating maximality axioms. An analysis of two kinds of multiversism, a Zermelian form and Skolemite form, leads to the conclusion that the kind of maximality captured by an axiom differs substantially according to background ontology. (shrink)

L’Ipotesi del Continuo, formulata da Cantor nel 1878, è una delle congetture più note della teoria degli insiemi. Il Problema del Continuo, che ad essa è collegato, fu collocato da Hilbert, nel 1900, fra i principali problemi insoluti della matematica. A seguito della dimostrazione di indipendenza dell’Ipotesi del Continuo dagli assiomi della teoria degli insiemi, lo status attuale del problema è controverso. In anni più recenti, la ricerca di una soluzione del Problema del Continuo è stata anche una delle ragioni (...) fondamentali per la ricerca di nuovi assiomi in matematica. L’articolo fornisce un quadro generale dei risultati matematici fondamentali, e un’analisi di alcune delle questioni filosofiche connesse al Problema del Continuo. (shrink)

The Hyperuniverse Programme, introduced in Arrigoni and Friedman (2013), fosters the search for new set-theoretic axioms. In this paper, we present the procedure envisaged by the programme to find new axioms and the conceptual framework behind it. The procedure comes in several steps. Intrinsically motivated axioms are those statements which are suggested by the standard concept of set, i.e. the `maximal iterative concept', and the programme identi fies higher-order statements motivated by the maximal iterative concept. The satisfaction of these statements (...) (H-axioms) in countable transitive models, the collection of which constitutes the `hyperuniverse' (H), has remarkable 1st-order consequences, some of which we review in section 5. (shrink)

It is often supposed that, unlike typical axioms of mathematics, the Continuum Hypothesis (CH) is indeterminate. This position is normally defended on the ground that the CH is undecidable in a way that typical axioms are not. Call this kind of undecidability “absolute undecidability”. In this paper, I seek to understand what absolute undecidability could be such that one might hope to establish that (a) CH is absolutely undecidable, (b) typical axioms are not absolutely undecidable, and (c) if a mathematical (...) hypothesis is absolutely undecidable, then it is indeterminate. I shall argue that on no understanding of absolute undecidability could one hope to establish all of (a)–(c). However, I will identify one understanding of absolute undecidability on which one might hope to establish both (a) and (c) to the exclusion of (b). This suggests that a new style of mathematical antirealism deserves attention—one that does not depend on familiar epistemological or ontological concerns. The key idea behind this view is that typical mathematical hypotheses are indeterminate because they are relevantly similar to CH. (shrink)

The multiverse view in set theory, introduced and argued for in this article, is the view that there are many distinct concepts of set, each instantiated in a corresponding set-theoretic universe. The universe view, in contrast, asserts that there is an absolute background set concept, with a corresponding absolute set-theoretic universe in which every set-theoretic question has a definite answer. The multiverse position, I argue, explains our experience with the enormous range of set-theoretic possibilities, a phenomenon that challenges the universe (...) view. In particular, I argue that the continuum hypothesis is settled on the multiverse view by our extensive knowledge about how it behaves in the multiverse, and as a result it can no longer be settled in the manner formerly hoped for. (shrink)

This third edition, now available in paperback, is a follow up to the author's classic Boolean-Valued Models and Independence Proofs in Set Theory. It provides an exposition of some of the most important results in set theory obtained in the 20th century: the independence of the continuum hypothesis and the axiom of choice.

Machine generated contents note: 1. Introduction Juliette Kennedy and Roman Kossak; 2. Historical remarks on Suslin's problem Akihiro Kanamori; 3. The continuum hypothesis, the generic-multiverse of sets, and the [OMEGA] conjecture W. Hugh Woodin; 4. [omega]-Models of finite set theory Ali Enayat, James H. Schmerl and Albert Visser; 5. Tennenbaum's theorem for models of arithmetic Richard Kaye; 6. Hierarchies of subsystems of weak arithmetic Shahram Mohsenipour; 7. Diophantine correct open induction Sidney Raffer; 8. Tennenbaum's theorem and recursive reducts James H. (...) Schmerl; 9. History of constructivism in the 20th century A. S. Troelstra; 10. A very short history of ultrafinitism Rose M. Cherubin and Mirco A. Mannucci; 11. Sue Toledo's notes of her conversations with Gödel in 1972-1975 Sue Toledo; 12. Stanley Tennenbaum's Socrates Curtis Franks; 13. Tennenbaum's proof of the irrationality of [the square root of] 2́. (shrink)

El objetivo de este trabajo es presentar en un solo cuerpo tres maneras de relativizar (o generalizar) el concepto de conjunto constructible de Gödel que no suelen aparecer juntas en la literatura especializada y que son importantes en la Teoría de Conjuntos, por ejemplo para resolver problemas de consistencia o independencia. Presentamos algunos modelos resultantes de las diferentes formas de relativizar el concepto de constructibilidad, sus propiedades básicas y algunas formas débiles del Axioma de Elección válidas o no válidas en (...) ellas. (shrink)

In this paper, I pursue such a logical foundation for arithmetic in a variant of Zermelo set theory that has axioms of subset separation only for quantifier-free formulae, and according to which all sets are Dedekind finite. In section 2, I describe this variant theory, which I call ZFin0. And in section 3, I sketch foundations for arithmetic in ZFin0 and prove that certain foundational propositions that are theorems of the standard Zermelian foundation for arithmetic are independent of ZFin0.<br><br>An equivalent (...) theory of sets and an equivalent foundation for arithmetic was introduced by John Mayberry and developed by the current author in his doctoral thesis. In that thesis, the independence results mentioned above are proved using proof-theoretic methods. In this paper, I offer model-theoretic proofs of the central independence results using the technique of cumulation models, which was introduced by Steve Popham, a doctoral student of Mayberry<br>from the early 1980s. (shrink)

This is the third edition of a book originally published in the 1970s; it provides a systematic and nicely organized presentation of the elegant method of using Boolean-valued models to prove independence results. Four things are new in the third edition: background material on Heyting algebras, a chapter on ‘Boolean-valued analysis’, one on using Heyting algebras to understand intuitionistic set theory, and an appendix explaining how Boolean and Heyting algebras look from the perspective of category theory. The book presents results (...) from a number of set theorists and includes an insightful and informative foreword by Dana Scott. Bell's presentation is lively and pleasant to read, and the material is given in a nicely cohesive way.One obvious reason to be interested in independence proofs is that they concern the important question, what is the set-theoretic hierarchy like? The proofs in Bell's book cover some of the most basic and fundamental independence results, such as those concerning the size of the continuum, the independence of the Axiom of Choice from ZF, cardinal collapsing, Souslin's hypothesis, and Martin's Axiom.Since Gödel's incompleteness theorem, it has been known that for any serious candidate list of set-theoretic axioms, there will be statements neither provable nor disprovable from those axioms. What is really interesting, however, and what the independence proofs discussed here show, is how many of the most natural questions about sets are not decided by the standard axioms of ZFC, and how …. (shrink)

In the article the problem of independence in mathematics is discussed. The status of the continuum hypothesis, large cardinal axioms and the axiom of constructablility is presented in some detail. The problem whether incompleteness is really relevant for ordinary mathematics and for empirical science is investigated. Another aim of the article is to give some arguments for the thesis that the problem of reliability and justification of new axioms is well-posed and worthy of attention. In my opinion, investigations concerning the (...) status of independent sentences give insight into our understanding of mathematical concepts, of mathematical knowledge and of the role of mathematics in empirical science. (shrink)

We extend an independence result proved in our earlier paper "Solovay's Theorem Cannot Be Simplified" (Annals of Pure and Applied Logic 112 (2001)). Our method uses the Barwise.

We present some new set and class theoretic independence results from ZFC and NBGC that are particularly simple and close to the primitives of membership and equality. They are shown to be equivalent to familiar small large cardinal hypotheses. We modify these independendent statements in order to give an example of a sentence in set theory with 5 quantifiers which is independent of ZFC. It is known that all 3 quantifier sentences are decided in a weak fragment of ZF without (...) power set. (shrink)

Acceptable programming systems have many nice properties like s-m-n-Theorem, Composition and Kleene Recursion Theorem. Those properties are sometimes called control structures, to emphasize that they yield tools to implement programs in programming systems. It has been studied, among others by Riccardi and Royer, how these control structures influence or even characterize the notion of acceptable programming system. The following is an investigation, how these control structures behave in the more general setting of complete numberings as defined by Mal'cev and Eršov.

El método de forcing usado (junto con el Método de "los constructibles" de Gödel) para probar la independencia de la hipótesis del continuo respecto de la axiomática de Zermelo-Fraenkel en los textos "Set Theory" de Kunen, y "Set Theory" de Jech, tiene entre sus fundamentos lógicos principales las propiedades de completitud y de Lowenheim -Skolem (hacia abajo). Por otro lado, se sabe por Lindström que no hay una lógica de mayor capacidad expresiva que la lógica de primer orden que satisfaga (...) simultáneamente ambas propiedades. Esto sugiere que no existe una lógica de mayor capacidad expresiva que la lógica de primer orden con la cual se pueda aplicar tal método. En este artículo se pretende argumentar a favor de tal sugerencia. (Nota: En mi ensayo "El Método de Forcing: Algunas aplicaciones y una aproximación a sus fundamentos metamatemáticos", publicado en el 2016, desarrollo con mayor rigurosidad y precisión matemática el tema, ver tal trabajo en la web o en esta página). The method of forcing used (along with Gödel's "constructibles" method) to prove the independence of the continuum hypothesis from the Zermelo-Fraenkel axiomatic system, in Kunen’s book "Set Theory" and in Jech's "Set Theory", is logically founded on the properties of completeness and Lowenheim-Skolem (downwards). On the other hand, Lindström has proved that there is no logic of greater expressive capability than the first order logic that is able to satisfy simultaneously both properties. This suggests that there is no logic of greater expressive capability than the first order logic with which this method can be wed. To provide a ground for this assertion is the purport of this paper. (Note: In my essay "The Forcing Method: Some applications and an approach to its metamathematical foundations", published in 2016, I develop with greater rigor and mathematical precision the topic, see such work on the web or on this page). (shrink)

A proof of the (propositional) Craig interpolation theorem for cut-free sequent calculus yields that a sequent with a cut-free proof (or with a proof with cut-formulas of restricted form; in particular, with only analytic cuts) with k inferences has an interpolant whose circuit-size is at most k. We give a new proof of the interpolation theorem based on a communication complexity approach which allows a similar estimate for a larger class of proofs. We derive from it several corollaries: (1) Feasible (...) interpolation theorems for the following proof systems: (a) resolution (b) a subsystem of LK corresponding to the bounded arithmetic theory S 2 2 (α) (c) linear equational calculus (d) cutting planes. (2) New proofs of the exponential lower bounds (for new formulas) (a) for resolution ([15]) (b) for the cutting planes proof system with coefficients written in unary ([4]). (3) An alternative proof of the independence result of [43] concerning the provability of circuit-size lower bounds in the bounded arithmetic theory S 2 2 (α). In the other direction we show that a depth 2 subsystem of LK does not admit feasible monotone interpolation theorem (the so called Lyndon theorem), and that a feasible monotone interpolation theorem for the depth 1 subsystem of LK would yield new exponential lower bounds for resolution proofs of the weak pigeonhole principle. (shrink)

A Kripke-style semantics developed by de Jongh and Veltman is used to investigate relations between several extensions of interpretability logic, IL.

We will give a simple philosophical "proof" of the negation of Cantor's continuum hypothesis (CH). (A formal proof for or against CH from the axioms of ZFC is impossible; see Cohen [1].) We will assume the axioms of ZFC together with intuitively clear axioms which are based on some intuition of Stuart Davidson and an old theorem of Sierpinski and are justified by the symmetry in a thought experiment throwing darts at the real number line. We will in fact show (...) why there must be an infinity of cardinalities between the integers and the reals. We will also show why Martin's Axiom must be false, and we will prove the extension of Fubini's Theorem for Lebesgue measure where joint measurability is not assumed. Following the philosophy--if you reject CH you are only two steps away from rejecting the axiom of choice (AC)--we will point out along the way some extensions of our intuition which contradict AC. (shrink)

We prove independence results concerning the number of nonisomorphic models (using the S-chain condition and S-properness) and the consistency of "ZCF + 2 ℵ 0 = ℵ 2 + there is a universal linear order of power ℵ 1 ". Most of these results were announced in [Sh 4], [Sh 5]. In subsequent papers we shall prove an analog f MA for forcing which does not destroy stationary subsets of ω 1 , investigate D-properness for various filters and prove the (...) consistency with G.C.H. of an axiom implying SH (for ℵ 1 ), and connected results. (shrink)

Let NBG be von Neumann-Bernays-Gödel set theory without the axiom of choice and let NBGA be the modification which allows atoms. In this paper we consider some of the well-known class or global forms of the wellordering theorem, the axiom of choice, and maximal principles which are known to be equivalent in NBG and show they are not equivalent in NBGA.

A bi-infinite approximate fixed point of type (n,k) is an approximate fixed point of type (n,k) whose terms are biinfinite; i.e., contain infin-itely many positive and infinitely many negative elements.

S. Adams, W. Ambrose, A. Andretta, H. Becker, R. Camerlo, C. Champetier, J.P.R. Christensen, D.E. Cohen, A. Connes. C. Dellacherie, R. Dougherty, R.H. Farrell, F. Feldman, A. Furman, D. Gaboriau, S. Gao, V. Ya. Golodets, P. Hahn, P. de la Harpe, G. Hjorth, S. Jackson, S. Kahane, A.S. Kechris, A. Louveau,, R. Lyons, P.-A. Meyer, C.C. Moore, M.G. Nadkarni, C. Nebbia, A.L.T. Patterson, U. Krengel, A.J. Kuntz, J.-P. Serre, S.D. Sinel'shchikov, T. Slaman, Solecki, R. Spatzier, J. Steel, D. Sullivan, S. (...) Thomas, A. Valette, V.S. Varadarajan, B. Velickovic, B. Weiss, J.D.M. Wright, R.J. Zimmer. (shrink)

En el ámbito de la lógica matemática existe un problema sobre la relación lógica entre dos versiones débiles del Axioma de elección (AE) que no se ha podido resolver desde el año 2000 (aproximadamente). Tales versiones están relacionadas con ultrafiltros no principales y con Propiedades Ramsey (Bernstein, Polarizada, Subretículo, Ramsey, Ordinales flotantes, etc). La primera versión débil del AE es la siguiente (A): “Existen ultrafiltros no principales sobre el conjunto de los números naturales (ℕ)”. Y la segunda versión débil del (...) AE es la siguiente (B): “Existen ultraflitros sobre ℕ”. Se sabe que A implica B, pero se desconoce si B implica A. Di Prisco y Henle conjeturan en los artículos ([1], [2]) que esto no ocurre, es decir, conjeturan que B no implica A, en otras palabras, conjeturan que A es más fuerte estrictamente que B, que A es independiente de B, pero esto no se ha podido demostrar todavía aunque se ha intentado hacer desde hace aproximadamente 21 años. Una descripción detallada de este problema abierto puede encontrarse en esta ponencia (dictada en el marco del Día Mundial de la Lógica 14-01-2022) y en el artículo [3]. [1] C. Di Prisco y H. Henle. “Doughnuts, Floating Ordinals, Square Brackets, and Ultraflitters”. Journal of Symbolic Logic 65 (2000) 462-473. [2] C. Di Prisco y H. Henle. “Partitions of the reals and choice”. En “Models, algebras and proofs”. X. Caicedo y C.M. Montenegro. Eds. Lecture Notes in Pure and Appl. Math, 203, Marcel Dekker, 1999. [3] F. Galindo. “Tópicos de ultrafiltros”. Divulgaciones Matemáticas. Vol. 21, No 1-2, 2020. (shrink)